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13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 2,530 holding rows worth $103,349,463,000.

Accession
0000861177-17-000015
Filer
CIK 861177
Filed
2017-08-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2017

A combination report, 11,587 entries on the cover page, a total value of $103,349,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,349,463,998 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerANALYTIC INVESTORS, LCC 028-04895
  • reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
  • reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
  • reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
  • reports for this filerBOSTON PARTNERS LLC 028-12484
  • reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
  • reports for this filerFIRST QUADRANT LP 028-05582
  • reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
  • reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
  • reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
  • reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
  • reports for this filerLMCG INVESTMENTS, LLC 028-13608
  • reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
  • reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
  • reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
  • reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
  • reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
  • reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
  • reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
  • reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
  • reports for this filerPRINCIPAL GLOBAL INVESTORS LLC d/b/a MACRO CURRENCY GROUP 028-01549
  • reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
  • reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
  • reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
  • reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
  • reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
  • reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
  • reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
  • reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
  • reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
  • reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
  • reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
  • included managerUBS GROUP AG 028-16612
  • included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
  • included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
  • included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
  • included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
DOUGLAS DYNAMICS INC25960R105COM9,998$328,934dollars, detected
UNIT CORP909218109COM17,561$328,918dollars, detected
MAG SILVER CORP55903Q104COMMON STOCK-FO25,159$327,975dollars, detected
TERRAFORM POWER INC88104R100Common Stock27,138$325,656dollars, detected
EXPRO GROUP HOLDINGS NV COMN33462107Stock39,214$325,084dollars, detected
COCA COLA CONS INC191098102COM1,420$324,996dollars, detected
CALERES INC129500104COM11,698$324,970dollars, detected
SPARTANNASH CO847215100COM12,481$324,007dollars, detected
GREENBRIER COS INC393657101COM6,992$323,380dollars, detected
CONSTELLIUM NV-CLASS AN22035104CL A46,776$322,754dollars, detected
ISTAR INC45031U101COMMON STOCK26,687$321,311dollars, detected
EBIX INC278715206COM NEW5,961$321,298dollars, detected
HERC HLDGS INC COM42704L104Stock8,161$320,891dollars, detected
NVE CORP COM NEW629445206Stock4,161$320,397dollars, detected
HFF INC40418F108CL A9,199$319,849dollars, detected
DENNYS CORP24869P104COM27,096$318,920dollars, detected
Vanguard Extended Market ETF922908652SHS3,106$317,713dollars, detected
PRECISION DRILLING CORP74022D308COM 201092,892$316,864dollars, detected
PAYLOCITY HLDG CORP COM70438V106Stock7,000$316,260dollars, detected
SPX CORP784635104COMMON STOCK12,565$316,135dollars, detected
WEIGHT WATCHERS INTL INC948626106COM9,433$315,251dollars, detected
ATRICURE INC04963C209COM13,000$315,250dollars, detected
LHC GROUP50187A107COM4,600$312,294dollars, detected
LAKELAND BANCORP INC511637100COM16,510$311,214dollars, detected
IMMUNOMEDICS INC452907108COM35,233$311,107dollars, detected
ANDERSONS INC COM034164103Stock9,096$310,628dollars, detected
DOMINION DIAMOND CORP257287102COM24,697$310,353dollars, detected
Knight Capital Group, Inc.48244B100common stock15,551$310,087dollars, detected
CASS INFORMATION SYSTEMS INC14808P109COMMON STOCK4,681$307,261dollars, detected
LSC COMMUNICATIONS INC50218P107COM14,317$306,383dollars, detected
AG MTG INVT TR INC001228105COM16,672$305,098dollars, detected
STURM, RUGER & COMPANY INC864159108COM4,899$304,473dollars, detected
CEVA INC157210105COMMON STOCK6,699$304,470dollars, detected
UNITIL CORP COM913259107Stock6,278$303,291dollars, detected
BOTTOMLINE TECH INC DEL101388106COM11,799$303,116dollars, detected
HELIX ENERGY SOLUTIONS GRP INC COM42330P107Stock53,031$299,095dollars, detected
TRINET GROUP INC COM896288107Stock9,112$298,327dollars, detected
NATIONAL CINEMEDIA INC635309107COM39,946$296,399dollars, detected
CARDIOVASCULAR SYSTEMS INC141619106COMMON STOCK9,193$296,290dollars, detected
G III APPAREL GROUP LTD36237H101COM11,874$296,256dollars, detected
AIR TRANSPORT SERVICES GRP I00922R105COM13,600$296,208dollars, detected
U S CONCRETE INC90333L201COM3,770$296,134dollars, detected
ENLINK MIDSTREAM LLC29336T100COM UNIT REP LTD16,799$295,662dollars, detected
SPECTRUM PHARMACEUTICALS INC84763A108COM39,577$294,849dollars, detected
CUSTOMERS BANCORP INC23204G100COM10,400$294,112dollars, detected
WEST CORP952355204COM12,538$292,386dollars, detected
ACHILLION PHARMACEUTICALS IN00448Q201COM63,669$292,241dollars, detected
AMERICAN NATL INS028591105COMMON STOCK2,499$291,108dollars, detected
ALTISOURCE RESIDENTIAL CORP02153W100CL B22,453$290,542dollars, detected
PICO HLDGS INC693366205COM NEW16,599$290,483dollars, detected
SKYWEST INC COM830879102Stock8,265$290,102dollars, detected
VEECO INSTRS INC DEL COM922417100Stock10,370$288,805dollars, detected
HA SUSTAINABLE INFRA CAP INC41068X100COM12,600$288,162dollars, detected
OXFORD INDS INC691497309COM4,600$287,454dollars, detected
ANWORTH MORTGAGE ASSET CP037347101COM47,587$285,998dollars, detected
COTIVITI HLDGS INC22164K101COM7,700$285,978dollars, detected
ADVANSIX INC00773T101COM9,132$285,284dollars, detected
LIBERTY531229888COMMON STOCK11,875$284,644dollars, detected
SCHOLASTIC CORP COM807066105Stock6,499$283,291dollars, detected
TRONOX LTDQ9235V101SHS CL A18,698$282,714dollars, detected
BRIGGS & STRATTON CORP109043109COM11,698$281,922dollars, detected
ENTERPRISE FINL SVCS CORP293712105COM6,900$281,520dollars, detected
CAREER EDUCATION CORP141665109COM29,216$280,473dollars, detected
MATERION CORP576690101COM7,499$280,463dollars, detected
ASCENA RETAIL GROUP INC04351G101COM130,373$280,302dollars, detected
PETMED EXPRESS INC716382106COM6,899$280,099dollars, detected
SEABOARD CORP DEL811543107COM70$279,650dollars, detected
ORTHOFIX INTL N VN6748L102COM6,011$279,391dollars, detected
KOPPERS HOLDINGS INC50060P106COM7,700$278,355dollars, detected
SHOPIFY INC82509L107CL A SUB VTG SHS3,200$278,080dollars, detected
QUALITY SYS INC747582104COM16,098$277,047dollars, detected
KERYX BIOPHARMACEUTICALS492515101COMMON STOCK38,316$277,024dollars, detected
ENCORE CAP GROUP INC292554102COM6,899$276,995dollars, detected
GENMARK DIAGNOSTICS INC372309104COM23,400$276,822dollars, detected
RAVEN INDS INC COM754212108Stock8,299$276,357dollars, detected
NRG YIELD INC62942X306COM16,100$274,666dollars, detected
GLAUKOS CORP COM377322102Stock6,600$273,702dollars, detected
MCGRATH RENTCORP580589109COM7,900$273,577dollars, detected
TALLGRASS ENERGY LP874696107CLASS A SHS10,748$273,322dollars, detected
EW SCRIPPS CO THE A811054402COMMON STOCK15,335$273,116dollars, detected
HOMETRUST BANCSHARES INC437872104COMMON STOCK11,100$270,840dollars, detected
RAYONIER ADVANCED MATLS INC75508B104COM17,183$270,117dollars, detected
ALLEGIANT TRAVEL CO01748X102COM1,981$268,624dollars, detected
SANDY SPRING BANCORP INC800363103COMMON STOCK6,600$268,356dollars, detected
SUNCOKE ENERGY INC86722A103COMMON STOCK24,492$266,963dollars, detected
PROGENICS PHARMACEUTICALS IN743187106COM38,724$262,936dollars, detected
GOPRO INC38268T103CL A32,273$262,380dollars, detected
LATTICE SEMICONDUCTOR CORP COM518415104Stock39,388$262,324dollars, detected
RESOLUTE ENERGY CORP76116A306COM NEW8,800$261,976dollars, detected
FORTUNA MNG CORP F349915108COM53,494$261,559dollars, detected
COMTECH TELECOMMUNICATIONS C205826209COM NEW13,782$261,445dollars, detected
SEACOAST BKG CORP FLA811707801COM NEW10,800$260,280dollars, detected
CU BANCORP126534106COM7,200$260,280dollars, detected
NATIONAL BEVERAGE CORP COM635017106Stock2,776$259,723dollars, detected
LESAKA TECHNOLOGIES INC64107N206CMN26,300$259,318dollars, detected
DONNELLEY FINL SOLUTIONS INC25787G100COM11,272$258,805dollars, detected
STONEGATE BANK861811107COM5,600$258,608dollars, detected
Flushing Financial Corp343873105Common Stock9,167$258,418dollars, detected
iShares JP Morgan EM Local Ccy Bd ETF464286517SHS5,519$257,185dollars, detected
INDEPENDENCE RLTY TR INC45378A106COM25,900$255,633dollars, detected
CENTURY ALUM CO156431108COM16,400$255,512dollars, detected
INSTEEL INDS INC45774W108COM7,700$253,869dollars, detected
RE MAX HLDGS INC75524W108CL A4,526$253,682dollars, detected
A10 NETWORKS INC002121101COM29,912$252,457dollars, detected
LAUREATE ED INC COMMON STOCK518613203Stock14,400$252,432dollars, detected
SANDRIDGE ENERGY INC80007P869COM NEW14,645$252,040dollars, detected
ETHAN ALLEN INTERIORS INC297602104COM7,799$251,908dollars, detected
SUN HYDRAULICS CORP866942105COM5,900$251,753dollars, detected
SUPER MICRO COMPUTER INC86800U104COM10,198$251,381dollars, detected
Vaneck Vectors AMT-Free Inter92189F544ETF10,491$250,945dollars, detected
NORTHSTAR REALTY EUROPE CORP66706L101COM19,777$250,773dollars, detected
CARBONITE INC141337105COM11,500$250,700dollars, detected
CONNECTICUT WTR SVC INC207797101COM4,500$249,795dollars, detected
DYNEX CAP INC26817Q506COM NEW35,181$249,785dollars, detected
RED ROCK RESORTS INC75700L108CL A10,600$249,630dollars, detected
QUOTIENT TECHNOLOGY INC749119103COMMON STOCK21,700$249,550dollars, detected
MIDDLESEX WTR CO596680108COM6,300$249,480dollars, detected
HERITAGE FINANCIAL CORP42722X106COMMON STOCK9,360$248,040dollars, detected
DELTIC TIMBER CORP247850100COMMON STOCK3,309$247,050dollars, detected
ARMOUR RESIDENTIAL REIT INC042315507COM NEW9,879$246,975dollars, detected
H&E EQUIPMENT SERVICES INC404030108COM12,100$246,961dollars, detected
CHART INDS INC16115Q308COM7,099$246,548dollars, detected
RPX CORP74972G103COM17,600$245,520dollars, detected
TELETECH HOLDINGS INC879939106COM5,999$244,759dollars, detected
PHARMERICA CORP71714F104COM9,298$244,073dollars, detected
Accelerate Diagnostics00430H102COM8,900$243,415dollars, detected
NMI HLDGS INC629209305COM21,222$242,992dollars, detected
DULUTH HLDGS INC26443V101COM CL B13,300$242,193dollars, detected
HERITAGE INSURANCE HLDGS INC42727J102COM18,600$242,172dollars, detected
SCHWEITZER-MAUDUIT INTL INC808541106COM6,499$241,958dollars, detected
PACIFIC PREMIER BANCORP INC69478X105COM6,555$241,880dollars, detected
GMS INC36251C103COM8,600$241,660dollars, detected
CRAY INC225223304COM NEW13,122$241,445dollars, detected
PEOPLES BANCORP INC709789101COM7,500$240,975dollars, detected
CHEGG INC163092109COM19,500$239,655dollars, detected
EPLUS INC294268107COM3,234$239,639dollars, detected
K12 INC48273U102COM13,299$238,318dollars, detected
BEAZER HOMES USA INC07556Q881COMMON STOCK17,299$237,342dollars, detected
SYNCHRONOSS TECHNOLOGIES INC87157B103COM14,350$236,058dollars, detected
NRG YIELD INC62942X405CL C13,400$235,840dollars, detected
SONIC AUTOMOTIVE INC83545G102CL A12,112$235,579dollars, detected
AMERISAFE INC03071H100COM4,135$235,488dollars, detected
ZIOPHARM ONCOLOGY INC98973P101COM37,687$234,414dollars, detected
FRESHPET INC COM358039105Stock14,100$234,060dollars, detected
CALAMP CORP128126109COMMON STOCK11,500$233,795dollars, detected
FAIRMOUNT SANTROL HLDGS INC30555Q108COM59,867$233,481dollars, detected
NAVIGANT CONSULTING INC63935N107COM11,798$233,128dollars, detected
ANALOGIC CORP032657207COM3,200$232,480dollars, detected
EXTERRAN CORP30227H106COM8,699$232,263dollars, detected
BANC OF CALIFORNIA INC05990K106COMMON STOCK10,800$232,200dollars, detected
FITBIT INC33812L102CL A43,670$231,888dollars, detected
CROCS INC COM227046109Stock30,036$231,578dollars, detected
UNITED FIRE GROUP INC910340108COMMON STOCK5,252$231,403dollars, detected
MANITOWOC COMPANY INC563571108COM38,496$231,361dollars, detected
GLATFELTER377316104COM11,798$230,533dollars, detected
WESTERN ASSET MTG CAP CORP95790D105COM22,251$229,185dollars, detected
HEARTLAND EXPRESS INC422347104COM10,997$228,958dollars, detected
FIRST FINANCIAL CORP320218100COMMON STOCK4,800$227,040dollars, detected
CAPELLA EDUCATION CO139594105COM2,640$225,984dollars, detected
INFRAREIT INC45685L100COM11,800$225,970dollars, detected
MATCH GROUP INC57665R106COM12,987$225,714dollars, detected
FRANCESCAS HLDGS CORP351793104COM20,599$225,353dollars, detected
BRYN MAWR BANK CORPORATION117665109Domestic Common5,300$225,250dollars, detected
GREAT SOUTHERN BANCORP INC390905107COMMON STOCK4,200$224,700dollars, detected
SPS COMM INC COM78463M107Stock3,522$224,563dollars, detected
GREENLIGHT CAPITAL RE LTD AG4095J109COMMON STOCK10,699$223,609dollars, detected
CAMDEN NATIONAL CORP133034108COMMON STOCK5,194$222,875dollars, detected
CUBIC CORP229669106COM4,799$222,194dollars, detected
FLAGSTAR BANCORP INC337930705COM PAR .0017,199$221,873dollars, detected
Q2 HLDGS INC COM74736L109Stock6,000$221,700dollars, detected
PHOTRONICS INC719405102COM23,517$221,059dollars, detected
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock39,743$220,971dollars, detected
CHASE CORP16150R104COM2,067$220,549dollars, detected
KRATON CORPORATION50077C106COM6,399$220,382dollars, detected
STANDARD MOTOR PRODS853666105COMMON STOCK4,213$220,003dollars, detected
OCEANFIRST FINL CORP675234108COM8,100$219,672dollars, detected
NAVIGATORS GROUP INC638904102COM3,984$218,722dollars, detected
STOCK YDS BANCORP INC861025104COM5,600$217,840dollars, detected
GREEN PLAINS INC393222104COM10,599$217,809dollars, detected
PIPER SANDLER COMPANIES724078100COM3,599$215,760dollars, detected
MODINE MFG CO COM607828100Stock12,998$215,117dollars, detected
COHEN & STEERS INC COM19247A100Stock5,300$214,862dollars, detected
CITIZENS INC174740100COMMON STOCK29,002$214,035dollars, detected
FIRST COMMUNITY BANKSHARES31983A103COMMON STOCK7,800$213,330dollars, detected
PJT PARTNERS INC69343T107COM CL A5,300$213,166dollars, detected
MECHANICS BANCORP A43785V102COMMON STOCK7,700$213,098dollars, detected
TRICO BANCSHARES896095106COMMON STOCK6,059$212,974dollars, detected
BABCOCK & WILCOX ENTERPRISES INC05614L100COM18,098$212,832dollars, detected
FIRST INTERSTATE BANCSYSTEM IN32055Y201COM CL A5,721$212,821dollars, detected
ELDORADO RESORTS INC28470R102COM10,624$212,480dollars, detected
MYERS INDUSTRIES INC628464109COMMON STOCK11,799$211,792dollars, detected
TRIMAS CORP896215209COM NEW10,099$210,564dollars, detected
APPLIED OPTOELECTRONICS INC03823U102COM3,400$210,086dollars, detected
TERRAFORM GLOBAL INC88104M101CL A41,600$210,080dollars, detected
WILLIAM LYON HOMES-CL A552074700CL A8,700$210,018dollars, detected
WORLD WRESTLING ENTMT INC98156Q108CL A10,300$209,811dollars, detected
ISHARES TR4642874407-10 YR TRSY BD1,968$209,808dollars, detected
BANKRATE INC DEL06647F102COM16,298$209,429dollars, detected
GIBRALTAR INDS INC374689107COM5,868$209,194dollars, detected
BIOTELEMETRY INC090672106COM6,225$208,226dollars, detected
STANDEX INTL CORP854231107COM2,295$208,157dollars, detected
TETRA TECHNOLOGIES INC DEL88162F105COM74,549$207,992dollars, detected
SCHULMAN (A.) INC808194104COM6,499$207,968dollars, detected
GERON CORP374163103COM74,920$207,528dollars, detected
INSYS THERAPEUTICS INC45824V209COMMON STOCK16,400$207,460dollars, detected
ASTEC INDS INC046224101COM3,732$207,163dollars, detected
Vanguard Dividend Appreciation ETF921908844SHS2,234$207,025dollars, detected
MONEYGRAM INTL INC60935Y208COM NEW11,999$206,983dollars, detected
PREFERRED BK LOS ANGELES CA740367404COM NEW3,865$206,662dollars, detected
ORITANI FINANCIAL CORP68633D103COM12,098$206,271dollars, detected
MERIDIAN BIOSCIENCE INC589584101COMMON STOCK13,091$206,183dollars, detected
SUNRUN INC86771W105COM28,862$205,498dollars, detected
HEALTHSTREAM INC42222N103COM7,799$205,270dollars, detected
GLOBAL BLOOD THERAPEUTICS USD37890U108COM7,500$205,125dollars, detected
FUTUREFUEL CORP36116M106COMMON STOCK13,544$204,379dollars, detected
CONTINENTAL BUILDING PRODUCTS211171103COMMON STOCK8,759$204,085dollars, detected
FIRST LONG IS CORP320734106COM7,127$203,832dollars, detected
PIER 1 IMPORTS INC720279108COM39,218$203,541dollars, detected
NEW MEDIA INVT GROUP INC64704V106COM15,095$203,481dollars, detected
AGENUS INC00847G705COM NEW51,933$203,058dollars, detected
PATRICK INDS INC703343103COM2,777$202,304dollars, detected
INOVIO PHARMACEUTICALS INC45773H201COM NEW25,710$201,566dollars, detected
ACTUA CORPORATION005094107COM14,299$200,901dollars, detected
ATLAS AIR WORLDWIDE HOLDINGS I049164205COM NEW3,847$200,621dollars, detected
MILACRON HLDGS CORP59870L106COM11,400$200,526dollars, detected
MCEWEN MNG INC58039P107COM76,135$200,236dollars, detected
HOSTESS BRANDS INC44109J106COMMON STOCK12,390$199,479dollars, detected
SONY GROUP CORP SPONSORED ADR835699307ADR5,200$198,588dollars, detected
MERIDIAN BANCORP INC MD58958U103COM11,736$198,338dollars, detected
ACCURAY INC DEL004397105COM41,697$198,061dollars, detected
THERMON GROUP HLDGS INC88362T103COM10,299$197,432dollars, detected
TITAN INTERNATIONAL INC88830M102COMMON STOCK16,398$196,940dollars, detected
KEYW HLDG CORP493723100COM20,999$196,341dollars, detected
SNAP INC83304A106CL A11,019$195,808dollars, detected
BLUE HILLS BANCORP INC095573101COM10,900$195,110dollars, detected
ISHARES TR464288414NATIONAL MUN ETF1,765$194,362dollars, detected
SPDR INDEX SHS FDS78463X301ST STR ASIA ETF2,121$194,008dollars, detected
MTGE INVT CORP COM55378A105REIT10,298$193,602dollars, detected
NAUTILUS INC63910B102COMMON STOCK10,100$193,415dollars, detected
BOX INC CL A10316T104Stock10,600$193,344dollars, detected
STATE NATIONAL.85711T305Common Stock10,500$192,990dollars, detected
CASTLIGHT HEALTH INC CL B14862Q100Stock46,500$192,975dollars, detected
HARMONIC INC413160102COM36,595$192,124dollars, detected
PAR PAC HOLDINGS INC69888T207COM NEW10,498$189,384dollars, detected
SANGAMO THERAPEUTICS INC800677106COM21,498$189,182dollars, detected
MOBILEIRON INC60739U204COM NEW31,200$188,760dollars, detected
WATERSTONE FINL INC MD94188P101COM10,000$188,500dollars, detected
INSMED INC COM PAR $.01457669307Stock10,900$187,044dollars, detected
XO GROUP INC983772104COM10,598$186,737dollars, detected
CAPITAL SENIOR LIVING CORP140475104COM12,199$185,547dollars, detected
FRED S INC CLASS A356108100COM20,099$185,514dollars, detected
LIBERTY TRIPADVISOR HLDGS IN531465102COM SER A15,778$183,025dollars, detected
GLU MOBILE INC379890106COMMON STOCK73,207$183,018dollars, detected
VIRTU FINL INC928254101CL A10,366$182,960dollars, detected
NATIONSTAR MORTGAGE HOLDINGS63861C109COMMON STOCK10,199$182,460dollars, detected
SYNTEL INC87162H103COM10,700$181,472dollars, detected
COBIZ FINANCIAL INC190897108COM10,397$180,908dollars, detected
Vanguard Growth922908736COM1,417$180,016dollars, detected
AH RLTY TR INC04208T108COM13,900$180,005dollars, detected
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.0228,879$179,627dollars, detected
ANGIODYNAMICS INC03475V101COM10,998$178,278dollars, detected
PDF SOLUTIONS INC693282105COMMON STOCK10,800$177,660dollars, detected
DIAGEO PLC SPON ADR NEW25243Q205ADR1,479$177,229dollars, detected
IRIDIUM COMMUNICATIONS INC46269C102COM15,997$176,767dollars, detected
GOLUB CAP BDC INC38173M102COM9,162$175,177dollars, detected
DEPOMED INC249908104COM16,196$173,945dollars, detected
CEMPRA INC15130J109COM37,400$172,040dollars, detected
TEEKAY CORPORATIONY8564W103COM25,705$171,452dollars, detected
BRIDGEPOINT EDUCATION INC10807M105COM11,600$171,216dollars, detected
UNITED FINL BANCORP INC NEW910304104COM10,214$170,472dollars, detected
BANK MUTUAL CORP063750103COM18,597$170,163dollars, detected
VANGUARD HEALTH CARE ETF92204A504ETF1,153$169,918dollars, detected
ENDOLOGIX INC29266S106COM34,898$169,604dollars, detected
AMPLIFY SNACK BRANDS03211L102COM17,500$168,700dollars, detected
XCERRA CORP98400J108COM17,096$167,028dollars, detected
BANCORP INC DEL05969A105COM22,000$166,760dollars, detected
METALLUS INC887399103COMMON STOCK10,848$166,734dollars, detected
JUST ENERGY GROUP INC48213W101COM31,747$166,228dollars, detected
HOVNANIAN ENTPR INC442487203COMMON STOCK59,193$165,741dollars, detected
ECLIPSE RES CORP27890G100COM57,000$163,020dollars, detected
TAILORED BRANDS INC87403A107COM14,599$162,925dollars, detected
HORTONWORKS INC440894103COM12,400$159,712dollars, detected
EZCORP INC302301106CL A NON VTG20,698$159,375dollars, detected
ICONIX BRAND GROUP INC451055107COM23,032$159,152dollars, detected
SILVERCORP METALS INC COMP82835P103EQUITY49,500$158,177dollars, detected
MAIDEN HOLDINGS LTDG5753U112SHS14,197$157,587dollars, detected
ROCKWELL MED INC774374102COM19,843$157,355dollars, detected
CATCHMARK TIMBER TR INC CL A14912Y202REIT13,600$154,632dollars, detected
EPIZYME INC29428V104COM10,200$154,020dollars, detected
NPK INTERNATIONAL INC651718504COMMON STOCK20,876$153,439dollars, detected
WESCO AIRCRAFT HOLDINGS INC950814103COMMON STOCK14,100$152,985dollars, detected
VANGUARD WORLD FD92204A405FINANCIALS ETF2,421$151,434dollars, detected
Sandstorm Gold Ltd80013R206Common Stock39,100$150,836dollars, detected
POWERSHARES ETF TRUST DWA TECH73935X153COM3,201$149,871dollars, detected
SANCHEZ ENERGY CORP79970Y105COMMON STOCK20,699$148,619dollars, detected
INOVALON HLDGS INC45781D101COM CL A11,300$148,595dollars, detected
ANGIES LIST INC034754101COM11,300$144,527dollars, detected
KEMET CORP488360207COM NEW11,200$143,360dollars, detected
UPBOUND GROUP INC COM76009N100Stock12,198$142,961dollars, detected
TELLURIAN INC NEW87968A104COM14,100$141,423dollars, detected
CROSS CTRY HEALTHCARE INC227483104COM10,900$140,719dollars, detected
iShares S&P 500 Growth ETF464287309SHS1,026$140,408dollars, detected
Vitamin Shoppe, Inc.92849E101COM11,999$139,788dollars, detected
NEXGEN ENERGY LTD COM65340P106Stock63,200$139,666dollars, detected
BP PLC SPONSORED ADR055622104ADR3,988$138,184dollars, detected
GRAY MEDIA INC389375106COMMON STOCK10,000$137,000dollars, detected
SUNCOR ENERGY INC NEW COM867224107Stock4,658$136,014dollars, detected
RING ENERGY INC76680V108COMMON STOCK10,395$135,135dollars, detected
CANADIANNATLRYCOF136375102STOK1,660$134,543dollars, detected
ARBOR REALTY TRUST INC038923108COM16,000$133,440dollars, detected
MERRIMACK PHARMACEUTICALS IN590328100COM107,262$133,005dollars, detected
SPDR SER TR78464A359BBG CONV SEC ETF2,680$132,982dollars, detected
ARCHROCK INC03957W106COM11,598$132,217dollars, detected
SMART & FINAL STORES INC83190B101COM14,500$131,950dollars, detected
TRUSTCO BK CORP N Y898349105COM16,996$131,719dollars, detected
Vanguard FTSE Pacific ETF922042866SHS1,970$129,626dollars, detected
OFG BANCORP67103X102COM12,900$129,000dollars, detected
PENNANTPARK FLOATING RATE CA70806A106COM9,139$128,951dollars, detected
ALDER BIOPHARMACEUTICALS INC014339105COM11,111$127,221dollars, detected
SCICLONE PHARMACEUTICALS INC80862K104COM11,297$124,267dollars, detected
PowerShares QQQ Trust Unit Ser73935A104COM891$122,637dollars, detected
CERUS CORP157085101COM48,377$121,427dollars, detected
TELIGENT INC NEW87960W104COM12,803$117,147dollars, detected
FLOTEK INDS INC DEL343389102COM13,098$117,096dollars, detected
DAKTRONICS INC234264109COM12,084$116,369dollars, detected
SILVER SPRING NETWORKS INC82817Q103COM10,200$115,056dollars, detected
HSBC HLDGS PLC SPON ADR NEW404280406ADR2,477$114,908dollars, detected
FRESENIUS MEDICAL CARE AG SPONSORED ADR358029106ADR2,357$113,914dollars, detected
Vanguard S&P 500 ETF922908363COM500$111,030dollars, detected
BRISTOW GROUP INC110394103COM14,499$110,917dollars, detected
OMNOVA SOLUTIONS INC682129101COMMON STOCK11,297$110,146dollars, detected
ISHARES TR464287564SELECT US REIT1,045$105,670dollars, detected
BARNES & NOBLE INC067774109COMMON STOCK13,899$105,632dollars, detected
THE BANK OF NOVA4 5 25F DUE 12/16/25064159HB5FOREIGN BONDS (US $)100,000$105,100dollars, detectedprincipal
Great Lakes Dredge & Dock Corp390607109Common Stock24,397$104,907dollars, detected
VGT92204A702SHS740$104,222dollars, detected
AMBEV SA SPONSORED ADR02319V103ADR18,965$104,118dollars, detected
ORGANOVO HOLDINGS INC68620A104COMMON39,400$103,622dollars, detected
CARBO CERAMICS INC140781105COMMON STOCK14,983$102,634dollars, detected
AMIRA NATURE FOODS LTDG0335L102SHS18,302$101,393dollars, detected
TORONTO DOMINION BK ONT891160MJ9NOTE 3.625% 9/1100,000$99,218dollars, detectedprincipal
MDC PARTNERS INC552697104CL A SUB VTG10,000$99,000dollars, detected
TIDEWATER INC886423102COM135,629$97,653dollars, detected
ROADRUNNER TRNSN SVCS HLDG I76973Q105COM13,399$97,411dollars, detected
CONNECTONE BANCORP INC20786W107COMMON STOCK4,241$95,635dollars, detected
NOVAVAX INC670002104COMMON STOCK83,106$95,572dollars, detected
CELLDEX THERAPEUTICS INC NEW15117B103COM38,397$94,841dollars, detected
OCWEN FINL CORP675746309COM NEW33,871$91,113dollars, detected
NEWLINK GENETICS CORP651511107COM12,330$90,626dollars, detected
SONUS NETWORKS INC835916503COM NEW12,058$89,712dollars, detected
SPDR SERIES TRUST78464A516ST INTL BBG ETF3,236$89,411dollars, detected
ENDURANCE INTL GROUP HLDGS I29272B105COM10,700$89,345dollars, detected
VANGUARD WORLD FD92204A603INDUSTRIAL ETF693$88,988dollars, detected
SPDR S&P Dividend ETF78464A763SHS996$88,534dollars, detected
KLONDEX MNS LTD498696103COM26,300$88,497dollars, detected
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity950$88,046dollars, detected
BANCO SANTANDER SA ADR05964H105ADR12,647$84,608dollars, detected
ASANKO GOLD INC04341Y105COM54,500$83,511dollars, detected
NEOPHOTONICS CORP64051T100COM10,800$83,376dollars, detected
BILL BARRETT CORP06846N104COMMON STOCK26,800$82,276dollars, detected
WORKIVA INC COM CL A98139A105Stock4,135$78,772dollars, detected
RUBICON PROJ INC78112V102COM15,000$77,100dollars, detected
IOVANCE BIOTHERAPEUTICS INC462260100COM10,261$75,418dollars, detected
ISHARES TR MSCI UK ETF NEW46435G334MSCI UK ETF NEW2,204$73,459dollars, detected
iShares Currency Hedged MSCI EAFE ETF46434V803SHS2,526$71,789dollars, detected
LUXFER HLDGS PLC550678106SPONSORED ADR5,593$71,534dollars, detected
CLEAN ENERGY FUELS CORP184499101COMMON STOCK27,951$70,996dollars, detected
RIO TINTO PLC SPONSORED ADR767204100ADR1,663$70,362dollars, detected
PARKER DRILLING CO701081101COMMON STOCK51,630$69,700dollars, detected
Vanguard Value ETF922908744SHS719$69,427dollars, detected
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK39,900$69,426dollars, detected
POWERSHARES73935X708EXCHANGE TRADED1,855$67,170dollars, detected
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock18,500$65,860dollars, detected
RESOLUTE FOREST PRODUCTS76117W109COMMON STOCK14,696$64,662dollars, detected
ISHARES TR464287168COM700$64,547dollars, detected
SHORETEL INC825211105COM11,100$64,380dollars, detected
BUCKEYE PARTNERS LP (BPL)118230101UNIT LTD PARTN1,000$63,930dollars, detected
ONEOK PARTNERS LP LTD PARTN68268N103UNIT1,170$59,752dollars, detected
ENDEAVOUR SILVER CORP29258Y103COM19,400$59,005dollars, detected
SEQUENTIAL BRNDS GROUP I81734P107COM14,300$57,057dollars, detected
LADENBURG THALMANN FINANCIAL50575Q102COM23,367$57,015dollars, detected
BAZAARVOICE INC073271108COM10,398$51,470dollars, detected
PLUG PWR INC72919P202COM NEW25,200$51,408dollars, detected
ON DECK CAP INC682163100COM11,000$51,260dollars, detected
DXC TECHNOLOGY CO COM23355L106Stock642$49,254dollars, detected
CONSOLIDATED TOMOKA LAND CO210226106COMMON STOCK861$49,034dollars, detected
WISDOMTREE TR97717W505US MIDCAP DIVID500$48,875dollars, detected
BOARDWALK PIPELINE PARTNERS096627104UT LTD PARTNER2,645$47,636dollars, detected
ISHARES MORNINGSTAR MID-CAP GROWTH ETF464288307ETF245$44,810dollars, detected
iShares Morningstar Small-Cap Growth ETF464288604SHS276$44,411dollars, detected
BUILD-A-BEAR WORKSHOP INC120076104COM4,229$44,193dollars, detected
iShares Morningstar Mid-Cap Value ETF464288406SHS283$41,901dollars, detected
FIRST TR EXCHANGE-TRADED FD33734X168MATERIALS ALPH1,070$41,323dollars, detected
ISHARES MORNINGSTAR ETF SMALL CAP VALUE464288703ETF281$39,604dollars, detected
DRIVE SHACK INC262077100COM12,282$38,688dollars, detected
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A723$38,456dollars, detected
Vanguard Utilities ETF92204A876SHS332$37,934dollars, detected
RELX PLC SPONSORED ADR759530108ADR1,694$37,099dollars, detected
UNILEVER PLC904767704SPON ADR NEW680$36,802dollars, detected
MONOTYPE IMAGING HOLDINGS, INC61022P100COM2,007$36,728dollars, detected
COBALT INTL ENERGY19075F304COM14,268$35,242dollars, detected
WMI HOLDINGS CORP92936P100COMMON26,000$32,500dollars, detected
ISHARES TR464287861EUROPE ETF695$30,802dollars, detected
ISHARES TR464289438RUS TP200 GR ETF453$29,209dollars, detected
TOTALENERGIES SE89151E109SPONSORED ADS571$28,316dollars, detected
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR648$27,942dollars, detected
iShares Expanded Tech Sector ETF464287549SHS193$27,916dollars, detected
ISHARES TR464288638ISHS 5-10YR INVT248$27,225dollars, detected
ISHARES TR464288182MSCI AC ASIA ETF394$26,575dollars, detected
ENERGY TRANSFER PARTNERS LP29278N103UNIT LTD PRT INT1,243$25,345dollars, detected
Vanguard Consumer Discretionary ETF92204A108SHS178$25,271dollars, detected
ISHARES TR464289420RUS TP200 VL ETF510$24,929dollars, detected
SMART SAND INC83191H107COM2,687$23,941dollars, detected
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B439$23,895dollars, detected
INTERPARFUMS INC COM458334109Stock634$23,236dollars, detected
ISHARES TR464288786U.S. INSRNCE ETF366$22,918dollars, detected
INVESCO AEROSPACE & DEFENSE ETF73935X690COM464$21,302dollars, detected
iShares 0-5 Year TIPS Bond ETF46429B747SHS212$21,281dollars, detected
TORONTO DOMINION BK ONT COM NEW891160509Stock415$20,908dollars, detected
MGC921910873COM251$20,805dollars, detected
ING GROEP N.V. SPONSORED ADR456837103ADR1,165$20,259dollars, detected
Vanguard Communication Services ETF92204A884SHS217$19,927dollars, detected
Vanguard Total Bond Market ETF921937835SHS231$18,903dollars, detected
Vanguard FTSE All-World ex-US Small-Cap ETF922042718SHS174$18,813dollars, detected
VANECK ETF TRUST92189F643MRNGSTR WDE MOAT474$18,747dollars, detected
SPDR SERIES TRUST78464A607ST STR DOW REIT201$18,689dollars, detected
COHEN & STEERS TOTAL RETURN19247R103COM1,472$18,518dollars, detected
CHINA MOBILE LIMITED16941M109SPONSORED ADR343$18,210dollars, detected
iShares Expanded Tech-Software Sector ETF464287515SHS132$18,055dollars, detected
SUPERIOR INDS INTL INC868168105COM852$17,509dollars, detected
CENTRAL GARDEN PET CO153527106COMMON STOCK541$17,198dollars, detected
Vanguard Consumer Staples ETF92204A207SHS118$16,640dollars, detected
ASTRAZENECA PLC SPONSORED ADR046353108ADR485$16,534dollars, detected
RYDEX ETF TRUST TOP 50 ETF78355W205COM92$15,747dollars, detected
TELEKOMUNIKASI IND SPONSORED ADR715684106ADR466$15,690dollars, detected
Spectra Energy Partners84756N109COM355$15,230dollars, detected
POWERSHARES ETF TRUST DYN MEDI73935X823COM532$14,816dollars, detected
iShares Core MSCI EAFE ETF46432F842SHS243$14,796dollars, detected
NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS636274409STOK222$13,946dollars, detected
PIMCO ETF TR72201R874SHTRM MUN BD ACT274$13,701dollars, detected
TRANSCANADA CORP89353D107COM275$13,109dollars, detected
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF645$12,906dollars, detected
ARATANA THERAPEUTICS INC03874P101COM1,745$12,616dollars, detected
DENISON MINES CORP248356107COM27,993$12,071dollars, detected
ISHARES TR464287606S&P MC 400GR ETF60$11,797dollars, detected
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF242$11,541dollars, detected
ORBOTECH LTDM75253100ORD336$10,960dollars, detected
Vanguard Mid-Cap Growth ETF922908538SHS93$10,944dollars, detected
iShares MSCI USA Min Vol Factor ETF46429B697SHS220$10,765dollars, detected
ENTERPRISE PRODS PARTNERS L293792107COM358$9,695dollars, detected
WPP PLC NEW ADR92937A102ADR87$9,171dollars, detected
PACIFIC CONTINENTAL CORP69412V108COMMON STOCK353$9,019dollars, detected
ABB LTD-ADR000375204SPONSORED ADR353$8,790dollars, detected
BANCO MACRO S A05961W105SPON ADR B89$8,205dollars, detected
ISHARES INC464286509MSCI CDA ETF293$7,841dollars, detected
MID PENN BANCORP INC59540G107COMMON STOCK251$6,777dollars, detected
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR185$6,627dollars, detected
FIRST TR EXCHANGE TRADED FD33738R605DORSEY WRT 5 ETF250$6,208dollars, detected
CRH PLC ADS12626K203ADR174$6,172dollars, detected
FARMER BROS CO307675108COM203$6,141dollars, detected
POWERSHARES ETF TRUST DYN FD &73935X849ETF - EQUITY180$5,672dollars, detected
WISDOMTREE TR97717W703INTL EQUITY FD100$5,190dollars, detected
CONSOLIDATED COMMUNICATIONS209034107COM233$5,003dollars, detected
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS56$4,902dollars, detected
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF83$4,801dollars, detected
BJS RESTAURANTS INC09180C106COM124$4,619dollars, detected
VERITIV CORP923454102COM95$4,275dollars, detected
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR1,201$4,240dollars, detected
ADVANCED SEMICONDUCTOR ENGR00756M404SPONSORED ADR653$4,120dollars, detected
Vanguard Small-Cap Value ETF922908611SHS33$4,056dollars, detected
INNERWORKINGS INC45773Y105COM347$4,025dollars, detected
Enzo Biochem Inc294100102Common Stock356$3,930dollars, detected
ALTABA INC021346101COM70$3,814dollars, detected
ORANGE SPONSORED ADR684060106SPONSORED ADR230$3,675dollars, detected
ARTIVION INC228903100COM179$3,571dollars, detected
LIBERTY MEDIA CORP DELAWARE531229870COM SER A FRMLA100$3,503dollars, detected
THOMSON REUTERS CORP884903105COM75$3,472dollars, detected
FLEXSHARES TR33939L407MORNSTAR UPSTR106$3,028dollars, detected
FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS344419106ADR30$2,950dollars, detected
COCA-COLA FEMSA SAB DE CV SPONS ADS REP191241108ADR34$2,879dollars, detected
SPDR SER TR78464A870S&P BIOTECH36$2,778dollars, detected
ISHARES TR MSCI CHINA ETF46429B671MSCI CHINA ETF49$2,680dollars, detected
PROTHENA CORP PLC SHSG72800108Stock48$2,598dollars, detected
ISHARES TR46429B598MSCI INDIA ETF79$2,536dollars, detected
WILLIS TOWERS WATSON PLC LTD SHSG96629103Stock17$2,473dollars, detected
MAGNA INTL INC COM559222401Stock52$2,409dollars, detected
PHIBRO ANIMAL HEALTH CORP (CLA71742Q106CL A COM58$2,149dollars, detected
UNIVERSAL ELECTRS INC913483103COM30$2,006dollars, detected
DANAHER CORP DEL235851AF9NOTE 1/2600$1,934dollars, detectedprincipal
GRUPO TELEVISA S A B40049J206SPON ADR REP ORD76$1,852dollars, detected
ANIKA THERAPEUTICS INC035255108COM33$1,628dollars, detected
PETROLEO BRASILEIRO S A71654V101SP ADR NON VTG215$1,604dollars, detected
MONARCH CASINO & RESORT INC609027107COM52$1,573dollars, detected
LAKELAND FINL CORP511656100COM34$1,560dollars, detected
SMITH & NEPHEW PLC SPDN ADR NEW83175M205ADR41$1,429dollars, detected
AMERICA MOVIL SA DE CV-ADR02364W105SPON ADR L SHS89$1,417dollars, detected
GOLAR LNG LTDG9456A100SHS63$1,402dollars, detected
HAYNES INTL INC420877201COM NEW38$1,380dollars, detected
COMMERCEHUB INC20084V306COM SER C79$1,378dollars, detected
NOKIA CORP654902204SPONSORED ADR215$1,324dollars, detected

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000861177-17-000015this filing2017-08-11acceptance time not in the bulk data set