13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 2,516 holding rows worth $89,160,892,000.
- Accession
- 0000861177-17-000009
- Filer
- CIK 861177
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 10,397 entries on the cover page, a total value of $89,160,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,165,168,000 with VALUE read as thousands by filing date, 13F file number 028-02682. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ Investment Counsel LTD 028-12690
- reports for this filerPacific Investment Management Company LLC 028-80427
- reports for this filerPrincipal Global Investors LLC d/b/a/ Macro Currency Group 028-01549
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners, LLC 028-05655
- reports for this filerRiver Road Asset Management, LLC 028-11487
- reports for this filerRobert W. Baird & Co. Incorporated (Chautauqua Capital Management, LLC) 028-15238
- reports for this filerRogge Global Partners LTD 028-02682
- reports for this filerSapience Investments LLC 028-02682
- reports for this filerSirios Capital Managment L.P. 028-05369
- reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
- reports for this filerStandard Life Investments (Corporate Funds) Limited 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWells Capital Management Inc. 028-04413
- reports for this filerWilliam Blair & Company L.L.C. 028-17022
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEARNY FINL CORP MD | 48716P108 | COM | 16,500 | $257,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,211 | $257,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,700 | $257,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,099 | $256,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 14,997 | $256,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 10,347 | $256,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,539 | $256,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 3,309 | $255,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,420 | $254,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,000 | $253,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,800 | $253,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,732 | $252,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 30,395 | $252,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,537 | $251,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,500 | $251,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,271 | $250,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 31,105 | $250,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 9,309 | $250,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,106 | $249,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,600 | $248,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,197 | $248,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 29,097 | $248,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 24,049 | $248,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,522 | $247,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,715 | $245,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,200 | $244,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 5,868 | $244,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 6,800 | $244,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 7,298 | $243,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,500 | $243,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,700 | $243,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,544 | $242,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 9,360 | $241,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25,968 | $241,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,598 | $238,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,499 | $238,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,800 | $238,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,704 | $238,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,959 | $238,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,300 | $238,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,099 | $237,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 21,993 | $237,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,442 | $237,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,424 | $237,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,770 | $236,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 12,769 | $236,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,702 | $235,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,800 | $235,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,942 | $235,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 21,300 | $235,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,992 | $235,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,658 | $234,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 9,112 | $233,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 21,700 | $233,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,598 | $233,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,288 | $232,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,012 | $232,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,898 | $232,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,074 | $231,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,111 | $231,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,799 | $230,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,178 | $230,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,200 | $230,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,461 | $229,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,700 | $229,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 3,700 | $229,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 7,498 | $227,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,103 | $227,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,200 | $227,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,633 | $227,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,300 | $227,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 12,098 | $227,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 21,222 | $226,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,630 | $224,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 12,936 | $224,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,213 | $224,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 38,214 | $224,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 22,200 | $224,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 15,597 | $224,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,900 | $223,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,901 | $223,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,300 | $223,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 14,500 | $223,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,297 | $222,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,736 | $222,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 76,135 | $221,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,698 | $220,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,300 | $219,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,599 | $218,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 7,199 | $218,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,600 | $217,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,499 | $217,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 6,598 | $216,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,200 | $215,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,682 | $215,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 21,300 | $215,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,333 | $214,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 9,879 | $214,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,719 | $214,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 17,030 | $214,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,100 | $213,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,400 | $213,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 200,000 | $213,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 9,600 | $212,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,777 | $212,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 13,400 | $212,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,787 | $211,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 11,800 | $211,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 14,998 | $210,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 6,698 | $210,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,899 | $209,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,835 | $209,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 13,197 | $209,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 8,299 | $209,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 8,100 | $208,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,100 | $208,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,186 | $207,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 22,899 | $207,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 16,199 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,376 | $206,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 9,798 | $206,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 17,500 | $206,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,665 | $206,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 10,598 | $206,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,699 | $205,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,642 | $205,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,221 | $205,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 15,416 | $204,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 6,581 | $203,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 8,299 | $203,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,570 | $202,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,759 | $202,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,300 | $202,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,700 | $201,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 4,409 | $201,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 15,654 | $201,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,226 | $200,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,500 | $200,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,799 | $200,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 17,400 | $197,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 17,298 | $191,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,786 | $190,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,899 | $190,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,596 | $189,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,544 | $188,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,800 | $187,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 11,298 | $187,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 11,598 | $187,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,214 | $185,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,000 | $184,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,199 | $184,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 36,595 | $183,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,381 | $183,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,871 | $182,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 22,347 | $181,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,098 | $180,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 35,541 | $179,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,398 | $179,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,097 | $178,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,618 | $178,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,847 | $177,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 82,989 | $176,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,397 | $176,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 18,597 | $176,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 31,747 | $174,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 21,883 | $172,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,000 | $172,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 42,097 | $172,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,900 | $170,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 107,900 | $170,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 12,900 | $169,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,999 | $168,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,848 | $168,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 11,099 | $168,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,500 | $167,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,498 | $166,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 11,800 | $166,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,366 | $165,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,859 | $164,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 10,399 | $164,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,000 | $163,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,798 | $162,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 10,298 | $162,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 28,703 | $162,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 8,174 | $159,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,876 | $157,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,496 | $155,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,738 | $154,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 7,600 | $154,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 39,100 | $154,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 22,700 | $154,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 17,500 | $154,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 13,695 | $153,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,598 | $153,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,498 | $153,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,600 | $153,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,797 | $153,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,644 | $152,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,099 | $152,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,052 | $151,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 29,897 | $150,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 21,988 | $150,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,996 | $149,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,600 | $147,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 29,500 | $147,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,102 | $146,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,796 | $145,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 6,172 | $143,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,297 | $139,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 38,397 | $136,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 26,228 | $136,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,200 | $136,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,484 | $135,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 51,630 | $135,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,400 | $134,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 15,741 | $133,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 30,377 | $132,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,078 | $131,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,571 | $130,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,097 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,231 | $123,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,098 | $123,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 26,300 | $123,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,200 | $122,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,297 | $122,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 29,198 | $121,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,588 | $120,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,200 | $120,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,084 | $119,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,600 | $118,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,797 | $117,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,100 | $117,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,800 | $117,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,545 | $116,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 12,400 | $116,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 26,694 | $116,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,294 | $115,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 11,597 | $115,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 54,791 | $113,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 2,375 | $113,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,297 | $113,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 8,906 | $112,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,987 | $112,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 15,000 | $111,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,000 | $109,000 | thousands by filing date | |
| Worldpay Group PLC | 981560105 | Common Stock | 10,821 | $107,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,900 | $106,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 14,948 | $105,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 83,106 | $105,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 30,870 | $105,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,696 | $105,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,200 | $105,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 94,164 | $105,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,900 | $104,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,398 | $104,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 12,600 | $104,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 500 | $103,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,500 | $103,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 100,000 | $103,000 | thousands by filing date | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,397 | $102,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,700 | $100,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,700 | $99,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,239 | $98,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,313 | $93,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 4,666 | $93,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,300 | $93,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 17,000 | $90,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 36,686 | $90,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 10,700 | $89,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 32,296 | $89,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 62,193 | $88,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,298 | $88,000 | thousands by filing date | |
| BANCA MEDIOLANUM SPA ADR | 05970D106 | COMMON | 6,101 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,074 | $86,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 39,633 | $85,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,300 | $83,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 3,442 | $82,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 950 | $82,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 8,360 | $82,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,600 | $82,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 781 | $81,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 11,162 | $81,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,951 | $80,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,696 | $79,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,100 | $79,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 12,058 | $76,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 28,600 | $76,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 866 | $74,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 83,948 | $73,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 600 | $71,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 10,261 | $71,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,500 | $70,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,100 | $70,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,400 | $69,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14,300 | $67,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,000 | $66,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 805 | $65,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,197 | $64,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,313 | $64,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,855 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 700 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,075 | $59,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,407 | $59,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 13,800 | $59,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 23,367 | $57,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 385 | $56,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 505 | $56,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,397 | $55,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,797 | $54,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,592 | $54,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 325 | $53,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 16,297 | $53,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 1,443 | $53,000 | thousands by filing date | |
| THALES SA | F9156M108 | COM | 544 | $53,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 611 | $52,000 | thousands by filing date | |
| APOLLO INVESTMENT CORP | 03761u403 | PREFERRED | 2,000 | $51,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 10,398 | $50,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,847 | $49,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 689 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 500 | $47,000 | thousands by filing date | |
| INPEX CORP UNSPON ADR | 45790H101 | COM | 4,702 | $47,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 861 | $46,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 67 | $46,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,282 | $46,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 300 | $43,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 343 | $42,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 66,647 | $42,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 290 | $41,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 6,026 | $41,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26,000 | $40,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 740 | $39,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,500 | $39,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,142 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $38,000 | thousands by filing date | |
| MGC | 921910873 | COM | 488 | $37,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,337 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 353 | $33,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 460 | $33,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 42,496 | $33,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 770 | $32,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 812 | $31,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,298 | $31,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,200 | $30,000 | thousands by filing date | |
| ASML Hldgs NV Ord | N07059202 | Equity | 246 | $28,000 | thousands by filing date | |
| SAMPO OYJ F | x75653109 | COM | 623 | $28,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 266 | $27,000 | thousands by filing date | |
| SOFTBANK CORP ORD | J75963108 | CS | 400 | $27,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 837 | $26,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 731 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 671 | $24,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 247 | $23,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 575 | $23,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,800 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,750 | $22,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 923 | $22,000 | thousands by filing date | |
| JARDINE MATHESON HOLDINGS LTD ORD | G50736100 | COM | 400 | $22,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 1,168 | $21,000 | thousands by filing date | |
| ASSA ABLOY AB | W0817X204 | FOREIGN | 1,134 | $21,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 12,900 | $20,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 154 | $19,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 563 | $19,000 | thousands by filing date | |
| Novo-Nordisk A/S | k72807132 | COM | 520 | $19,000 | thousands by filing date | |
| Essilor Luxottica Intl Ord | F31668100 | Equity | 167 | $19,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $18,000 | thousands by filing date | |
| AJINOMOTO INC | J00882126 | International Equities, EAFE, Large Cap | 870 | $18,000 | thousands by filing date | |
| National Grid PLC | G6375K151 | Com | 1,520 | $18,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,165 | $16,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 658 | $16,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 267 | $16,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 191 | $15,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 308 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 27,993 | $15,000 | thousands by filing date | |
| Air Liquide SA | F01764103 | ADR | 132 | $15,000 | thousands by filing date | |
| Pernod Ricard | F72027109 | COM | 141 | $15,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 513 | $15,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,079 | $15,000 | thousands by filing date | |
| LEGRAND SA | F56196185 | CS | 256 | $15,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 466 | $14,000 | thousands by filing date | |
| ITV ADR | 45069P107 | Common Stock | 562 | $14,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,508 | $14,000 | thousands by filing date | |
| NITTO DENKO CORP UNSPON ADR | 654802206 | COM | 341 | $13,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 105 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 861 | $12,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,332 | $12,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 1,689 | $12,000 | thousands by filing date | |
| SYSMEX CORP F | j7864h102 | COM | 200 | $12,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 406 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 60 | $11,000 | thousands by filing date | |
| CIE FINANCI-REG | H25662182 | com | 168 | $11,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 519 | $11,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 444 | $11,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 608 | $11,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 334 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 382 | $10,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 79 | $10,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 225 | $10,000 | thousands by filing date | |
| Murata MFG Co Ltd Ord | J46840104 | Equity | 72 | $10,000 | thousands by filing date | |
| KONE OYJ SHS B | X4551T105 | Stock | 226 | $10,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 176 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 65 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,739 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 145 | $8,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 122 | $8,000 | thousands by filing date | |
| DIAGEO PLC | G42089113 | FOREIGN | 292 | $8,000 | thousands by filing date | |
| FANUC CORP | J13440102 | FOREIGN | 46 | $8,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 175 | $8,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 826 | $8,000 | thousands by filing date | |
| METRO AG ADR | 59160R102 | ADR | 1,160 | $8,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 1,256 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 141 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 470 | $7,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 258 | $7,000 | thousands by filing date | |
| Deutsche Wohnen Ag Ord | D2046U176 | Equity | 207 | $7,000 | thousands by filing date | |
| BNP Paribas SA | F1058Q238 | COM | 107 | $7,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 203 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 103 | $6,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 98 | $6,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 174 | $6,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 89 | $6,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 257 | $6,000 | thousands by filing date | |
| L OREAL SA ISIN #FR0000120321 SEDOL #4057808 | F58149133 | Equities | 34 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 275 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 180 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 106 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 177 | $5,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 124 | $5,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 225 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 313 | $5,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 95 | $5,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 182 | $5,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 100 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 177 | $4,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 220 | $4,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 231 | $4,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 102 | $4,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 230 | $4,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 54 | $3,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 26 | $3,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 22 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 179 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 61 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 61 | $3,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 176 | $3,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 23 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 347 | $3,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 64 | $3,000 | thousands by filing date | |
| JAPAN TOBACCO INC | J27869106 | COM | 100 | $3,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22 | $2,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14 | $2,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 76 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 36 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 34 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 38 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 58 | $2,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 83 | $2,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 122 | $2,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 35 | $2,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 52 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 356 | $2,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 156 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 195 | $2,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 117 | $2,000 | thousands by filing date | |
| SUNTORY BEVERAGE & FOOD LTD AD | 86803T104 | ADR | 81 | $2,000 | thousands by filing date | |
| DAIICHI SANKYO CO LTD ADR | 23381D102 | ADR | 110 | $2,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 74 | $2,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 50 | $2,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 259 | $2,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 58 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 70 | $2,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 700 | $2,000 | thousands by filing date | |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 460 | $2,000 | thousands by filing date | |
| Leg Immobilien Se Namens Akt O N | D4960A103 | Common Stock | 29 | $2,000 | thousands by filing date | |
| MAN WAH HOLDINGS LIMITED NEW SHS | G5800U107 | COM | 3,200 | $2,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 92 | $2,000 | thousands by filing date | |
| ACTELION LTD ALLSCHWIL | H0032X135 | COM | 9 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 19 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 48 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25 | $1,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13 | $1,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 35 | $1,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 26 | $1,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 40 | $1,000 | thousands by filing date | |
| FUJIFILM HLDGS CORP ADR | 35958N107 | ADR | 28 | $1,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 63 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 119 | $1,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 38 | $1,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 61 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-17-000009 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000861177-17-000010 | base | 2017-03-09 | acceptance time not in the bulk data set |