13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 2,593 holding rows worth $92,880,178,000.
- Accession
- 0000861177-16-000036
- Filer
- CIK 861177
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 9,671 entries on the cover page, a total value of $92,880,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,880,178,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBABSON CAPITAL MANAGEMENT LLC 028-00060
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMETROPOLITAN WEST CAPITAL MANAGEMENT, LLC 028-05723
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerROGGE GLOBAL PARTNERS LTD 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWELLS CAPITAL MANAGEMENT INC 028-04413
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG / UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
- included managerUBS GROUP AG 028-16612
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHANNELADVISOR CORP | 159179100 | COM | 13,300 | $172,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,000 | $170,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,797 | $170,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 15,100 | $168,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,600 | $167,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 19,900 | $165,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 13,300 | $165,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,830 | $163,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 19,799 | $163,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 13,159 | $162,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,000 | $161,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 33,691 | $160,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 18,772 | $159,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 17,499 | $159,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 68,000 | $159,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 25,496 | $155,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 16,198 | $153,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 12,500 | $153,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,490 | $152,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,799 | $151,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,848 | $150,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,718 | $149,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,100 | $145,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,899 | $143,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 56,052 | $143,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 63,307 | $142,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 24,098 | $142,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 34,582 | $142,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,898 | $141,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 129,573 | $138,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 17,700 | $138,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,298 | $136,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,398 | $136,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 54,397 | $136,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,800 | $135,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 156,922 | $135,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,300 | $133,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,500 | $133,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 79,796 | $133,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 15,700 | $131,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 36,190 | $131,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 39,100 | $130,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,082 | $129,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,299 | $128,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 14,699 | $128,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,199 | $126,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 12,700 | $126,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 34,800 | $124,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,766 | $122,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 37,000 | $122,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,799 | $121,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 26,732 | $121,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 27,100 | $120,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 24,398 | $119,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,097 | $119,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,600 | $119,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 12,600 | $118,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 35,692 | $116,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,697 | $115,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,000 | $114,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 13,100 | $113,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,700 | $113,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,832 | $113,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 11,998 | $112,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,900 | $112,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 15,699 | $111,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 65,596 | $110,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,200 | $109,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,399 | $107,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 46,106 | $107,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 100,000 | $107,000 | thousands by filing date | principal |
| Neothetics Inc | 64066G101 | COM | 94,164 | $105,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,500 | $102,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 58,800 | $101,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 34,831 | $100,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 17,200 | $96,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,603 | $95,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,600 | $94,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 16,699 | $92,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,799 | $91,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,800 | $91,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 141,747 | $88,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,798 | $83,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,200 | $77,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 28,498 | $76,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,699 | $60,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 119,893 | $56,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,218 | $54,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,975 | $48,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 13,082 | $42,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 13,800 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,299 | $35,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,500 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-16-000036 | this filing | 2016-11-04 | acceptance time not in the bulk data set |