13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 2,627 holding rows worth $86,248,597,000.
- Accession
- 0000861177-16-000031
- Filer
- CIK 861177
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 9,594 entries on the cover page, a total value of $86,248,597,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,248,638,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management, LLC 028-10120
- reports for this filerBabson Capital Management LLC 028-00060
- reports for this filerBrookfield Investment Management Inc. 028-13826
- reports for this filerBlackRock Financial Management, Inc. 028-04295
- reports for this filerFirst Quadrant LP 028-05582
- reports for this filerJackson Square Partners LLC 028-16230
- reports for this filerJ.P. Morgan Investment Management, Inc. 028-11937
- reports for this filerKayne Anderson Rudnick Investment Management, LLC 028-05792
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLos Angeles Capital Management and Equity Research, Inc. 028-10229
- reports for this filerMar Vista Investment Partners, LLC 028-13243
- reports for this filerMetropolitan West Capital Management, LLC 028-05723
- reports for this filerMondrian Investment Partners Limited 028-11450
- reports for this filerNeuberger Berman Fixed Income LLC 028-17085
- reports for this filerNomura Corporate Research and Asset Management Inc. 028-13982
- reports for this filerPacific Investment Management Company LLC 028-80427
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners, LLC 028-05655
- reports for this filerRiver Road Asset Mangement, LLC 028-11487
- reports for this filerBoston Partners 028-12484
- reports for this filerRogge Global Partners plc
- reports for this filerRobert W. Baird & Co. Incorporated (Chautauqua Capital Management, LLC) 028-15238
- reports for this filerSirios Capital Management L.P. 028-05369
- reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
- reports for this filerStandard Life Investments (Corporate Funds) Limited 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWilliam Blair & Company L.L.C. 028-17022
- reports for this filerManulife Asset Management (US) LLC 028-03673
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG / UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
- included managerUBS Group AG 028-16612
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELADON GROUP INC | 150838100 | COM | 14,699 | $154,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,832 | $154,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 24,193 | $153,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 29,393 | $152,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,648 | $151,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,797 | $151,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,980 | $150,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 16,100 | $150,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,300 | $150,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 34,100 | $149,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 68,800 | $149,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,100 | $148,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 79,796 | $146,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,600 | $146,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 24,798 | $145,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,499 | $145,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,151 | $144,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,898 | $144,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,500 | $143,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,299 | $142,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 260,813 | $141,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 17,200 | $139,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,497 | $138,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 36,190 | $138,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 27,261 | $138,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 16,475 | $137,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,900 | $136,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 63,739 | $135,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,600 | $134,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,500 | $134,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,800 | $133,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,966 | $132,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,000 | $132,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 56,677 | $131,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 25,100 | $130,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 20,400 | $130,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 16,198 | $129,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,799 | $127,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,766 | $125,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,700 | $123,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 44,400 | $123,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,499 | $123,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 58,800 | $121,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,848 | $121,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,199 | $120,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 84,796 | $120,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,299 | $118,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 34,800 | $116,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 23,800 | $115,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 45,892 | $115,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 28,498 | $114,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,298 | $113,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,798 | $113,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 23,100 | $113,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,699 | $112,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20,598 | $111,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,097 | $110,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,899 | $108,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 19,300 | $108,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,000 | $107,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,000 | $106,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,603 | $105,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 45,768 | $105,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,403 | $104,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,200 | $103,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 65,596 | $102,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,700 | $101,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 39,839 | $100,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 12,500 | $100,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 13,099 | $98,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,500 | $98,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 13,100 | $96,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 96,573 | $96,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 15,699 | $96,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,500 | $94,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 12,181 | $94,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,800 | $93,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 28,300 | $91,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,099 | $91,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 146,700 | $90,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,199 | $87,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 142,114 | $87,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,697 | $83,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 28,321 | $83,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 34,582 | $82,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 12,100 | $82,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,300 | $80,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 26,998 | $80,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 38,898 | $79,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,698 | $78,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 25,000 | $78,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 27,100 | $77,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 24,098 | $76,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 30,198 | $76,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,100 | $74,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,200 | $73,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 19,800 | $73,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,800 | $73,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,480 | $71,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 11,998 | $69,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 119,893 | $68,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,800 | $67,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,799 | $65,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,300 | $64,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 24,100 | $60,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 1,500,000 | $60,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 112,900 | $60,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 11,500 | $53,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 37,000 | $53,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 23,298 | $51,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 103,096 | $51,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,975 | $50,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,197 | $49,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,998 | $49,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 27,199 | $43,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 37,498 | $42,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 13,082 | $42,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,000 | $42,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 26,700 | $39,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 48,728 | $38,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 65,197 | $37,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 13,800 | $32,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 32,858 | $32,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 78,082 | $28,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 17,399 | $25,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | BYP7YY5 | NON NO EQTY | 16,866 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 31,098 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-16-000031 | this filing | 2016-05-12 | acceptance time not in the bulk data set |