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13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,697 holding rows worth $87,730,451,000.

Accession
0000861177-16-000020
Filed
2016-02-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2015

A combination report, 9,954 entries on the cover page, a total value of $87,730,451,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,730,448,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerAnalytic Investors, LLC 028-04895
  • reports for this filerAQR Capital Management, LLC 028-10120
  • reports for this filerBabson Capital Management, LLC 028-00060
  • reports for this filerBrookfield Asset Management, Inc. 028-14349
  • reports for this filerBlackRock Advisors LLC 028-04295
  • reports for this filerFirst Quadrant LP 028-05582
  • reports for this filerJackson Square Partners LLC 028-16230
  • reports for this filerJP Morgan Investment Management Inc.
  • reports for this filerKayne Rudnick Investment Management, LLC 028-05792
  • reports for this filerLMCG Investments, LLC 028-13608
  • reports for this filerLos Angeles Capital Management and Equity Research, Inc. 028-10229
  • reports for this filerMar Vista Investment Partners LLC 028-13243
  • reports for this filerMetropolitan West Capital Management LLC 028-05723
  • reports for this filerMondrian Investment Partners Limited 028-11450
  • reports for this filerNeuberger Berman Fixed Income LLC
  • reports for this filerNomura Corporate Research and Asset Management Inc. 028-13982
  • reports for this filerPacific Investment Management Company LLC 028-80427
  • reports for this filerPzena Investment Management, LLC 028-03791
  • reports for this filerRiverbridge Partners LLC 028-05655
  • reports for this filerRiver Road Asset Mangement, LLC 028-11487
  • reports for this filerRobeco Investment Management, Inc. 028-12484
  • reports for this filerRogge Global Partners plc
  • reports for this filerR.W. Baird & Co. Incorporated (Chautauqua Capital Management, LLC) 028-15238
  • reports for this filerSirios Capital Management L.P. 028-05369
  • reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
  • reports for this filerStandard Life Investments (Corporate Funds) Limited 028-06065
  • reports for this filerSystematic Financial Management, L.P. 028-05015
  • reports for this filerTimpani Capital Management LLC 028-14622
  • reports for this filerWilliam Blair & Company L.L.C.
  • included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
  • included managerUBS AG / UBS ASSET MANAGEMENT 028-10396
  • included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
  • included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
  • included managerUBS Group AG 028-16612

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
OPUS BK IRVINE CALIF684000102COM5,792$214,000thousands by filing date
ENCORE WIRE CORP292562105COM5,731$213,000thousands by filing date
ATRICURE INC04963C209COM9,500$213,000thousands by filing date
WASHINGTON TRUST BANCORP940610108COMMON STOCK5,400$213,000thousands by filing date
Surmodics Inc868873100Common Stock10,499$213,000thousands by filing date
HEARTLAND FINL USA INC42234Q102COM6,800$213,000thousands by filing date
REVLON INC761525609OPT7,600$212,000thousands by filing date
TRUSTCO BK CORP N Y898349105COM34,596$212,000thousands by filing date
UNIVERSAL ELECTRS INC913483103COM4,100$211,000thousands by filing date
ANIKA THERAPEUTICS INC035255108COM5,500$210,000thousands by filing date
MAG SILVER CORP55903Q104COMMON STOCK-FO29,898$210,000thousands by filing date
PHILIPPINE LONG DISTANCE TEL718252604SPONSORED ADR4,915$210,000thousands by filing date
NIMBLE STORAGE INC65440R101COM22,800$210,000thousands by filing date
LGI HOMES INC COM50187T106Stock8,581$209,000thousands by filing date
COMMUNITY TRUST BANCORP INC204149108COMMON STOCK5,970$209,000thousands by filing date
ARLINGTON ASSET INVST CORP041356205CL A NEW15,783$209,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW31,100$209,000thousands by filing date
PROGENICS PHARMACEUTICALS IN743187106COM34,100$209,000thousands by filing date
BROWN FORMAN CORP115637100CL A1,880$207,000thousands by filing date
Lion Biotechnologies53619R102COM26,800$207,000thousands by filing date
COMPANHIA PARANAENSE ENERG C20441B407SPON ADR PFD35,057$206,000thousands by filing date
XENCOR INC98401F105COMMON STOCK14,100$206,000thousands by filing date
TELIGENT INC NEW87960W104COM23,100$206,000thousands by filing date
Great Lakes Dredge & Dock Corp390607109Common Stock51,697$205,000thousands by filing date
ALMOST FAMILY INC020409108COM5,353$205,000thousands by filing date
SEABRIDGE GOLD INC811916105COM *D*24,698$204,000thousands by filing date
CITIZENS INC174740100COMMON STOCK27,400$204,000thousands by filing date
ON DECK CAP INC682163100COM19,832$204,000thousands by filing date
PILGRIMS PRIDE CORP COM72147K108Stock9,200$203,000thousands by filing date
STAAR SURGICAL CO COM PAR $0.01852312305Stock28,400$203,000thousands by filing date
RESOURCE CAP CORP76120W708COM NEW15,874$203,000thousands by filing date
TOMPKINS FINL CORP COM890110109Stock3,600$202,000thousands by filing date
STATE AUTO FINANCIAL CORP855707105COM9,800$202,000thousands by filing date
BELLATRIX EXPLORATION LTD078314101COM171,487$202,000thousands by filing date
LADDER CAP CORP CL A505743104REIT16,217$201,000thousands by filing date
LORAL SPACE & COM INC543881106COM4,944$201,000thousands by filing date
ONEBEACON INSURANCE GROUP LTG67742109COMMON STOCK16,000$199,000thousands by filing date
EASTERLY GOVERNMENT PROPERTIES27616P103COMMON STOCK11,610$199,000thousands by filing date
PEOPLES BANCORP INC709789101COM10,500$198,000thousands by filing date
GLOBAL EAGLE ENTERTAINMENT I37951D102COM19,900$196,000thousands by filing date
COLUMBUS MCKINNON CORP NY199333105COMMON STOCK10,299$195,000thousands by filing date
OMNOVA SOLUTIONS INC682129101COMMON STOCK31,597$194,000thousands by filing date
GLU MOBILE INC379890106COMMON STOCK79,752$194,000thousands by filing date
DEL TACO RESTAURANTS INC NEW245496104COM18,200$194,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK44,799$193,000thousands by filing date
LIVEPERSON, INC.538146101COM28,498$192,000thousands by filing date
FORTUNA MNG CORP F349915108COM85,794$192,000thousands by filing date
ERA GROUP INC26885G109COM17,099$191,000thousands by filing date
Neothetics Inc64066G101COM137,371$191,000thousands by filing date
LUMOS NETWORKS CORP550283105COM16,900$189,000thousands by filing date
CHEGG INC163092109COM27,900$188,000thousands by filing date
SEADRILL ORDG7945E105COM55,400$188,000thousands by filing date
ICONIX BRAND GROUP INC451055107COM27,598$188,000thousands by filing date
STUDENT TRANSPORTATION INC86388A108COMMON51,081$188,000thousands by filing date
PRIMERO MNG CORP74164W106COM83,496$187,000thousands by filing date
CHANNELADVISOR CORP159179100COM13,400$186,000thousands by filing date
TREVENA INC89532E109COM17,600$185,000thousands by filing date
INOVALON HLDGS INC45781D101COM CL A10,800$184,000thousands by filing date
CARA THERAPEUTICS INC140755109COM10,800$182,000thousands by filing date
LENDINGCLUB CORP52603A109COM16,475$182,000thousands by filing date
CATCHMARK TIMBER TR INC CL A14912Y202REIT15,967$181,000thousands by filing date
INFINITY PHARMACEUTICALS INC45665G303COM23,119$181,000thousands by filing date
HORNBECK OFFSHORE SVCS INC N440543106COM18,099$180,000thousands by filing date
STAGE STORES INC85254C305COMMON STOCK19,700$179,000thousands by filing date
RMR GROUP INC74967R106CL A12,362$178,000thousands by filing date
CAREER EDUCATION CORP141665109COM49,100$178,000thousands by filing date
SAFEGUARD SCIENTIFICS INC786449207COMMON STOCK12,198$177,000thousands by filing date
CARROLS RESTAURANT GROUP INC14574X104COM14,924$175,000thousands by filing date
NN INC629337106COM10,980$175,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK140,023$174,000thousands by filing date
BOINGO WIRELESS INC09739C102COM26,224$174,000thousands by filing date
CORCEPT THERAPEUTICS INC218352102COM34,700$173,000thousands by filing date
ENOVA INTL INC29357K103COM26,133$173,000thousands by filing date
ORGANOVO HOLDINGS INC68620A104COMMON69,300$173,000thousands by filing date
NEWCASTLE INVT CORP NEW COM PAR $0.0165105M603REIT42,368$173,000thousands by filing date
CLEAR CHANNEL OUTDOOR HLDGS18451C109CL A30,800$172,000thousands by filing date
COBIZ FINANCIAL INC190897108COM12,797$172,000thousands by filing date
RUDOLPH TECHNOLOGIES INC781270103COM12,098$172,000thousands by filing date
ZUMIEZ INC989817101COMMON STOCK11,299$171,000thousands by filing date
ISLE OF CAPRI CASINOS464592104COMMON STOCK12,300$171,000thousands by filing date
INTRALINKS HLDGS INC46118H104COM18,897$171,000thousands by filing date
TANGOE INC/CT87582Y108COM20,399$171,000thousands by filing date
XCERRA CORP98400J108COM28,296$171,000thousands by filing date
NORTHERN OIL & GAS INC NEV665531109COM43,955$170,000thousands by filing date
PLUG PWR INC72919P202COM NEW80,000$169,000thousands by filing date
SAGENT PHARMACEUTICALS INC786692103COM10,600$169,000thousands by filing date
LAKE SHORE GOLD CORP510728108COM208,780$168,000thousands by filing date
FUTUREFUEL CORP36116M106COMMON STOCK12,400$167,000thousands by filing date
TRAVELCENTERS OF AMERICA LLC894174101COM17,300$163,000thousands by filing date
COWEN GROUP INC-CLASS A223622101CL A42,290$162,000thousands by filing date
SEQUENTIAL BRNDS GROUP I81734P107COM20,400$161,000thousands by filing date
Check Point Software Technologies Ltd162825103COM25,498$160,000thousands by filing date
SEQUENOM INC COM NEW817337405COM96,496$158,000thousands by filing date
METALLUS INC887399103COMMON STOCK18,748$157,000thousands by filing date
VALE S A91912E105SPONSORED ADS47,287$156,000thousands by filing date
SWEDISH EXPT CR CORP870297801ROG TTL ETN 2233,727$156,000thousands by filing date
PICO HLDGS INC693366205COM NEW15,099$156,000thousands by filing date
SCHNITZER STEEL INDUSTRIES INC806882106CL A10,799$155,000thousands by filing date
CELADON GROUP INC150838100COM15,699$155,000thousands by filing date
VERSARTIS INC92529L102COM12,500$155,000thousands by filing date
AIR TRANSPORT SERVICES GRP I00922R105COM15,100$152,000thousands by filing date
BIODELIVERY SCIENCES INTL IN09060J106COM31,700$152,000thousands by filing date
BARNES & NOBLE ED INC06777U101COM15,155$151,000thousands by filing date
QUAD / GRAPHICS INC747301109COM CL A16,099$150,000thousands by filing date
TRONOX LTDQ9235V101SHS CL A38,498$150,000thousands by filing date
RAIT FINANCIAL TRUST749227609COM NEW55,597$150,000thousands by filing date
FEDERAL MOGUL CORP313549404COM21,900$150,000thousands by filing date
BONANZA CREEK ENERGY INC097793103COMMON STOCK27,799$147,000thousands by filing date
TREDEGAR CORP894650100COM10,699$146,000thousands by filing date
VICOR CORP925815102COM15,900$145,000thousands by filing date
LIONBRIDGE TECHNOLOGIES INC536252109COM29,300$144,000thousands by filing date
ASANKO GOLD INC04341Y105COM97,600$143,000thousands by filing date
HEALTHWAYS INC422245100COM11,099$143,000thousands by filing date
PARKER DRILLING CO701081101COMMON STOCK78,230$142,000thousands by filing date
INTRAWEST RESORTS HLDGS INC46090K109COM18,200$142,000thousands by filing date
IMMUNOMEDICS INC452907108COM45,892$141,000thousands by filing date
KIMBALL INTL INC494274103CL B14,398$141,000thousands by filing date
MODINE MFG CO COM607828100Stock15,498$140,000thousands by filing date
EZCORP INC302301106CL A NON VTG27,998$140,000thousands by filing date
KARYOPHARM THERAPEUTICS INC48576U106COM10,500$139,000thousands by filing date
TAHOE RES INC873868103COM16,042$139,000thousands by filing date
ACTUA CORPORATION005094107COM12,099$139,000thousands by filing date
CTI BIOPHARMA CORP COM NEW12648L106Stock112,900$139,000thousands by filing date
HOVNANIAN ENTPR INC442487203COMMON STOCK75,968$137,000thousands by filing date
BARCLAYS PLC ADR06738E204ADR10,503$136,000thousands by filing date
DAKTRONICS INC234264109COM15,498$135,000thousands by filing date
TITAN MACHY INC88830R101COM12,299$134,000thousands by filing date
IMMERSION CORPORATION452521107COMMON STOCK11,500$134,000thousands by filing date
JONESTOWN BK &TR CO PA COM48019R108COM34,800$134,000thousands by filing date
INTERNAP NETWORK SVCS CORP45885A300COM PAR $.00120,798$133,000thousands by filing date
ROADRUNNER TRNSN SVCS HLDG I76973Q105COM13,978$132,000thousands by filing date
KRATOS DEFENSE & SEC SOLUTIO50077B207COM NEW31,897$131,000thousands by filing date
ELIZABETH ARDEN INC28660G106COM13,199$131,000thousands by filing date
STEIN MART INC858375108COM19,400$131,000thousands by filing date
TESCO CORP88157K101COMMON STOCK-FO17,999$130,000thousands by filing date
PDF SOLUTIONS INC693282105COMMON STOCK11,900$129,000thousands by filing date
INNERWORKINGS INC45773Y105COM17,198$129,000thousands by filing date
KEYW HLDG CORP493723100COM21,199$128,000thousands by filing date
OPOWER INC68375Y109COM12,100$128,000thousands by filing date
SUNCOKE ENERGY INC86722A103COMMON STOCK36,497$127,000thousands by filing date
QUANTUM CORP747906204COM DSSG135,300$126,000thousands by filing date
FURMANITE CORPORATION361086101COM18,798$125,000thousands by filing date
BEAZER HOMES USA INC07556Q881COMMON STOCK10,752$124,000thousands by filing date
INTREPID POTASH INC46121Y102COM41,998$124,000thousands by filing date
TETRAPHASE PHARMACEUTICALS INC88165N105COMMON STOCK12,400$124,000thousands by filing date
KIMBALL ELECTRONICS INC49428J109COMMON STOCK10,848$119,000thousands by filing date
BAZAARVOICE INC073271108COM26,398$116,000thousands by filing date
Sandstorm Gold Ltd80013R206Common Stock43,500$112,000thousands by filing date
FRESHPET INC COM358039105Stock13,100$111,000thousands by filing date
LADENBURG THALMANN FINANCIAL50575Q102COM39,839$110,000thousands by filing date
STANDARD BIOTOOLS INC34385P108COM10,099$109,000thousands by filing date
GENMARK DIAGNOSTICS INC372309104COM14,100$109,000thousands by filing date
MONEYGRAM INTL INC60935Y208COM NEW16,899$106,000thousands by filing date
SOLAZYME INC83415T101COM40,998$102,000thousands by filing date
PEABODY ENERGY CORP704549203COMMON STOCK13,104$101,000thousands by filing date
TIM PARTICIPACOES S A88706P205SPONSORED ADR11,566$98,000thousands by filing date
HARTE-HANKS INC416196103COM30,198$98,000thousands by filing date
TUESDAY MORNING CORP899035505COM NEW14,998$97,000thousands by filing date
TITAN INTERNATIONAL INC88830M102COMMON STOCK23,698$93,000thousands by filing date
CASTLIGHT HEALTH INC CL B14862Q100Stock21,800$93,000thousands by filing date
ACACIA RESEARCH CORP003881307COMMON STOCK21,298$91,000thousands by filing date
ORBCOMM INC68555P100COM12,600$91,000thousands by filing date
KRONOS WORLDWIDE INC COM50105F105Stock15,999$90,000thousands by filing date
TELENAV INC879455103COMMON STOCK15,800$90,000thousands by filing date
CENTURY ALUM CO156431108COM19,800$88,000thousands by filing date
C&J ENERGY SVCS LTD SHSG3164Q101Stock18,399$88,000thousands by filing date
CONSTELLIUM NV-CLASS AN22035104CL A11,193$86,000thousands by filing date
NW Biotherapeutics66737P600USD26,700$85,000thousands by filing date
LIQUIDITY SVCS INC53635B107COM12,800$83,000thousands by filing date
LinnCo, LLC535782106LTD80,658$82,000thousands by filing date
BRIDGEPOINT EDUCATION INC10807M105COM10,000$76,000thousands by filing date
AMERESCO INC02361E108CL A11,797$74,000thousands by filing date
EXAR CORP300645108COMMON STOCK11,998$74,000thousands by filing date
CENTRAIS ELETRICAS BRASILEIR15234Q108SPON ADR PFD B28,321$73,000thousands by filing date
ARC DOCUMENT SOLUTIONS INC00191G103COM16,200$72,000thousands by filing date
CIVEO CORP CDA17878Y108COM49,978$71,000thousands by filing date
ECLIPSE RES CORP27890G100COM39,000$71,000thousands by filing date
DENISON MINES CORP248356107COM119,893$60,000thousands by filing date
TERRAFORM GLOBAL INC88104M101CL A10,600$59,000thousands by filing date
W & T OFFSHORE INC92922P106COM24,998$58,000thousands by filing date
FAIRMOUNT SANTROL HLDGS INC30555Q108COM24,100$57,000thousands by filing date
SEARS CDA INC81234D109COM10,900$55,000thousands by filing date
NII HLDGS INC COM PAR $0.00162913F508CS10,800$55,000thousands by filing date
CLOUD PEAK ENERGY INC18911Q102COM25,685$53,000thousands by filing date
ENERNOC INC292764107COMMON STOCK13,599$52,000thousands by filing date
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK13,800$48,000thousands by filing date
EP ENERGY CORP268785102CL A10,975$48,000thousands by filing date
MOBILEIRON INC60739U204COM NEW13,000$47,000thousands by filing date
HALCON RES CORP COM PAR40537Q506Stock33,878$43,000thousands by filing date
KEY ENERGY SVCS INC492914106COM84,267$41,000thousands by filing date
ENERGY XXI (BERMUDA) LTDG10082140USD UNRS SHS39,125$40,000thousands by filing date
SEVENTY SEVEN ENERGY INC818097107COM38,065$40,000thousands by filing date
COMPANHIA SIDERURGICA NACION20440W105SPONSORED ADR32,799$32,000thousands by filing date
Vale Sa91912E204COM11,300$29,000thousands by filing date
ARCH COAL INC039380308Common Stock21,023$21,000thousands by filing date
SANDRIDGE ENERGY INC80007P307COM88,208$18,000thousands by filing date
Synta Pharmaceuticals Corp.87162T206COM32,377$11,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000861177-16-000020this filing2016-02-12acceptance time not in the bulk data set