13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-29, with 2,666 holding rows worth $90,650,049,000.
- Accession
- 0000861177-15-000015
- Filer
- CIK 861177
- Filed
- 2015-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 9,863 entries on the cover page, a total value of $90,650,049,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,650,069,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management, LLC 028-10120
- reports for this filerBabson Capital Management, LLC 028-00060
- reports for this filerBrookfield Asset Management, Inc. 028-14349
- reports for this filerBlackRock Advisors LLC 028-04295
- reports for this filerChautauqua Capital Management, LLC 028-15238
- reports for this filerFirst Quadrant LP 028-05582
- reports for this filerJackson Square Partners LLC 028-16230
- reports for this filerJP Morgan Investment Management Inc.
- reports for this filerKayne Rudnick Investment Management, LLC 028-05792
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLos Angeles Capital Management and Equity Research, Inc. 028-10229
- reports for this filerMar Vista Investment Partners LLC 028-13243
- reports for this filerMetropolitan West Capital Management LLC 028-05723
- reports for this filerMondrian Investment Partners Limited 028-11450
- reports for this filerNeuberger Berman Fixed Income LLC
- reports for this filerNomura Corporate Research and Asset Management Inc. 028-13982
- reports for this filerPacific Investment Management Company LLC 028-80427
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRiver Road Asset Mangement, LLC 028-11487
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerRogge Global Partners plc
- reports for this filerSirios Capital Management L.P. 028-05369
- reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
- reports for this filerStandard Life Investments (Corporate Funds) Limited 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWilliam Blair & Company L.L.C.
- included managerUBS GLOBAL ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG / UBS GLOBAL ASSET MANAGEMENT 028-10396
- included managerUBS GLOBAL ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS GLOBAL ASSET MANAGEMENT LIFE LTD 028-05961
- included managerUBS Group AG 028-16612
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALE S A | 91912E105 | SPONSORED ADS | 47,287 | $199,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 329,005 | $198,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,099 | $195,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 435,223 | $195,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 83,496 | $194,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,298 | $193,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,155 | $193,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 42,290 | $193,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 15,699 | $191,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,900 | $188,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 19,400 | $188,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 10,299 | $187,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 85,794 | $187,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 69,300 | $186,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 49,100 | $185,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 27,195 | $184,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 41,155 | $182,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 28,498 | $182,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 14,498 | $181,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,200 | $179,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,448 | $177,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,200 | $177,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 31,700 | $176,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,199 | $175,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 31,597 | $175,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 29,896 | $175,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,780 | $174,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,998 | $173,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 15,374 | $172,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 39,168 | $172,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 17,087 | $171,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 17,798 | $169,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 26,700 | $167,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 34,800 | $167,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,797 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,967 | $164,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 35,800 | $163,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,900 | $162,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 12,152 | $162,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,398 | $162,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 22,198 | $161,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 25,496 | $160,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 18,200 | $158,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 18,897 | $157,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,200 | $157,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 60,465 | $157,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,758 | $156,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 33,899 | $155,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,699 | $150,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 21,900 | $150,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,958 | $147,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 80,000 | $147,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 44,434 | $147,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 15,099 | $146,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,700 | $146,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 12,500 | $144,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,299 | $142,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 19,699 | $142,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,299 | $141,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 21,398 | $141,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 10,699 | $140,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 24,558 | $140,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,799 | $138,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 24,698 | $138,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 94,200 | $138,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,698 | $137,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,899 | $136,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,398 | $136,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,498 | $134,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 31,897 | $134,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 34,700 | $130,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,400 | $130,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,500 | $129,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,848 | $129,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,100 | $129,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 88,300 | $128,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,798 | $127,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 17,900 | $127,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 10,799 | $127,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 11,199 | $125,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,042 | $124,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,500 | $124,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,400 | $123,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,800 | $123,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 15,498 | $122,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 36,341 | $122,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 68,968 | $122,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 29,699 | $121,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 162,400 | $120,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,900 | $119,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 26,398 | $119,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 13,420 | $118,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 17,900 | $117,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,500 | $115,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 18,798 | $114,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 10,700 | $112,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 15,699 | $112,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,999 | $111,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,500 | $111,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,100 | $111,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 52,800 | $111,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,700 | $108,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 12,100 | $108,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 13,599 | $107,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 17,198 | $107,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 40,998 | $107,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 63,096 | $107,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 30,198 | $107,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 27,199 | $106,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 76,736 | $106,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 140,023 | $105,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 98,361 | $103,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,999 | $99,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26,400 | $97,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,200 | $96,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 31,597 | $96,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,800 | $95,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 135,300 | $94,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 12,400 | $93,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,800 | $92,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 19,800 | $91,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 22,196 | $91,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 187,662 | $88,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 24,598 | $86,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 14,900 | $86,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 44,998 | $84,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 111,600 | $84,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,200 | $83,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,099 | $82,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,998 | $81,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 37,344 | $80,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 24,099 | $80,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 45,892 | $79,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 39,000 | $76,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 24,998 | $75,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 142,094 | $75,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 56,795 | $73,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 264,196 | $72,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 11,998 | $71,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 12,600 | $70,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,797 | $69,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 96,390 | $69,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 21,023 | $69,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 17,939 | $66,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 57,300 | $66,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 24,100 | $65,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 18,399 | $65,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 87,900 | $62,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 37,715 | $62,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,457 | $56,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 32,377 | $56,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 38,997 | $55,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 26,098 | $54,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 54,100 | $53,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 29,300 | $53,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 37,300 | $51,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 119,893 | $45,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 53,400 | $45,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 22,699 | $42,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 100,104 | $34,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 53,897 | $33,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,799 | $31,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 54,700 | $29,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,800 | $23,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 51,796 | $20,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 22,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-15-000015 | this filing | 2015-10-29 | acceptance time not in the bulk data set |