13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-02, with 2,612 holding rows worth $105,065,416,000.
- Accession
- 0000861177-15-000001
- Filer
- CIK 861177
- Filed
- 2015-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 7,062 entries on the cover page, a total value of $105,065,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,065,441,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAnalytic Investors 028-04895
- reports for this filerAQR Capital Management 028-10120
- reports for this filerBabson Capital Management, LLC 028-00060
- reports for this filerBrookfield Asset Management, Inc. 028-14349
- reports for this filerBlackRock Advisors LLC 028-04295
- reports for this filerCBRE Clarion Securities, LLC
- reports for this filerChautauqua Capital Management, LLC 028-15238
- reports for this filerFirst Quadrant
- reports for this filerInstitutional Capital LLC 028-00016
- reports for this filerJackson Square Partners LLC 028-16230
- reports for this filerJPMorgan Asset Management 028-11947
- reports for this filerKayne Rudnick Management, LLC 028-05792
- reports for this filerLee Munder Capital Group LLC 028-13608
- reports for this filerLos Angeles Capital Management and Equity Research Inc. 028-10229
- reports for this filerMetropolitan West Capital Management LLC 028-05723
- reports for this filerMacKay Shields 028-00046
- reports for this filerMondrian Investment Partners Limited 028-11450
- reports for this filerPalisade Capital Management, LLC 028-05320
- reports for this filerPacific Investment Management Company 028-80427
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management 028-06044
- reports for this filerRogge Global Partners
- reports for this filerRoxbury Capital Management, LLC 028-02510
- reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
- reports for this filerStandard Life 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWilliam Blair & Company, L.L.C.
- included managerUBS GLOBAL ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS / AG UBS GLOBAL ASSET MANAGEMENT 028-00000
- included managerUBS GLOBAL ASSET MANAGEMENT (UK) LTD
- included managerUBS GLOBAL ASSET MANAGEMENT LIFE LTD
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 39,998 | $182,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 83,973 | $182,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,400 | $182,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,200 | $178,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,500 | $171,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 26,700 | $167,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 34,997 | $167,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,500 | $166,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 55,200 | $166,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 17,100 | $166,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 12,500 | $165,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 34,500 | $165,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 13,098 | $164,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,200 | $164,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,299 | $163,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 49,512 | $161,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,994 | $160,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,698 | $159,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 42,496 | $159,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 20,598 | $157,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,195 | $156,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,698 | $156,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 11,199 | $156,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 50,295 | $154,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 17,798 | $151,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 85,400 | $150,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $149,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,992 | $149,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,314 | $148,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 66,396 | $147,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,600 | $146,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 19,800 | $146,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 20,796 | $146,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 15,796 | $145,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 20,599 | $144,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 21,198 | $144,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 55,896 | $144,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 14,000 | $143,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 24,700 | $142,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 51,796 | $142,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 22,096 | $141,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,500 | $139,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,690 | $138,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,500 | $136,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,700 | $136,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 80,895 | $135,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,097 | $133,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,199 | $129,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 123,990 | $127,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 12,298 | $126,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 109,411 | $122,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 15,498 | $121,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 19,194 | $120,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,998 | $119,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 12,900 | $118,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,699 | $118,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 47,104 | $118,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,300 | $118,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 119,893 | $117,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 52,793 | $116,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,095 | $115,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 20,895 | $114,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 21,898 | $112,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 13,300 | $111,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,300 | $111,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 15,497 | $111,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 13,698 | $109,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,700 | $107,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 40,998 | $106,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 48,683 | $105,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,198 | $103,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 42,100 | $101,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 65,300 | $101,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 24,398 | $99,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 34,515 | $99,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 917,207 | $99,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,100 | $95,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 20,952 | $94,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 96,390 | $93,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 17,255 | $93,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 64,094 | $92,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,797 | $89,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,800 | $88,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 29,300 | $88,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 57,400 | $88,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 65,493 | $87,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 30,770 | $85,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,457 | $85,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,076 | $85,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,600 | $84,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,199 | $84,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,394 | $83,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,797 | $83,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 18,400 | $83,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 28,321 | $81,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,800 | $80,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 23,200 | $77,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,799 | $68,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 24,977 | $66,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 55,200 | $66,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 28,097 | $65,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 47,294 | $60,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 56,895 | $57,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,298 | $55,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 142,528 | $53,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 60,996 | $53,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 15,100 | $51,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 28,300 | $46,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 43,695 | $43,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 26,098 | $34,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 20,300 | $28,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 44,800 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-15-000001 | this filing | 2015-02-02 | acceptance time not in the bulk data set |