13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-28, with 2,559 holding rows worth $100,834,549,000.
- Accession
- 0000861177-14-000014
- Filer
- CIK 861177
- Filed
- 2014-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 6,921 entries on the cover page, a total value of $100,834,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,834,532,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAnalytic Investors 028-04895
- reports for this filerAQR Capital Management 028-10120
- reports for this filerBabson Capital Management, LLC 028-00060
- reports for this filerBrookfield Asset Management, Inc. 028-14349
- reports for this filerBlackRock Advisors LLC 028-04295
- reports for this filerCBRE Clarion Securities, LLC
- reports for this filerChautauqua Capital Management, LLC 028-15238
- reports for this filerFirst Quadrant
- reports for this filerInstitutional Capital LLC 028-00016
- reports for this filerJackson Square Partners LLC 028-16230
- reports for this filerJPMorgan Asset Management 028-11947
- reports for this filerKayne Rudnick Management, LLC 028-05792
- reports for this filerLee Munder Capital Group LLC 028-13608
- reports for this filerLos Angeles Capital Management and Equity Research Inc. 028-10229
- reports for this filerMetropolitan West Capital Management LLC 028-05723
- reports for this filerMacKay Shields 028-00046
- reports for this filerMondrian Investment Partners Limited 028-11450
- reports for this filerPalisade Capital Management, LLC 028-05320
- reports for this filerPacific Investment Management Company 028-80427
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management 028-06044
- reports for this filerRogge Global Partners
- reports for this filerRoxbury Capital Management, LLC 028-02510
- reports for this filerStandish Mellon Asset Management Company, LLC 028-04303
- reports for this filerStandard Life 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWilliam Blair & Company, L.L.C.
- included managerUBS GLOBAL ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS / AG UBS GLOBAL ASSET MANAGEMENT 028-00000
- included managerUBS GLOBAL ASSET MANAGEMENT (UK) LTD
- included managerUBS GLOBAL ASSET MANAGEMENT LIFE LTD
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 17,500 | $108,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 26,594 | $108,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,690 | $108,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 26,700 | $107,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,198 | $107,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,600 | $106,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 29,300 | $106,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 15,497 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 73,495 | $105,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 65,493 | $104,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,800 | $102,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 55,896 | $102,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 23,200 | $102,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 38,400 | $101,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 12,497 | $101,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,500 | $99,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 85,400 | $99,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 64,094 | $98,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,500 | $97,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 13,698 | $95,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,098 | $94,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 28,097 | $92,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 46,895 | $92,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 18,400 | $92,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 62,795 | $90,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 13,200 | $89,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 10,398 | $87,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 62,690 | $85,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,298 | $84,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,900 | $83,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,797 | $81,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 47,294 | $81,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 59,600 | $79,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 23,200 | $78,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,100 | $77,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,497 | $76,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,500 | $75,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 24,977 | $75,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 41,896 | $72,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 10,498 | $71,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 11,200 | $71,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 11,898 | $70,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 98,139 | $69,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 101,308 | $62,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 47,104 | $59,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 29,200 | $56,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 14,397 | $56,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 43,695 | $55,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 21,898 | $54,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 17,900 | $54,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 44,795 | $52,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,895 | $50,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 19,700 | $46,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 44,800 | $44,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,300 | $43,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 36,300 | $41,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 62,696 | $38,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,100 | $37,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 16,398 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-14-000014 | this filing | 2014-10-28 | acceptance time not in the bulk data set |