13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-23, with 2,573 holding rows worth $93,722,737,000.
- Accession
- 0000861177-14-000012
- Filer
- CIK 861177
- Filed
- 2014-05-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 6,997 entries on the cover page, a total value of $93,722,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,722,737,000 with VALUE read as thousands by filing date, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAnalytic Investors 028-04895
- reports for this filerBrookfield Asset Management, Inc. 028-14349
- reports for this filerBlackRock Advisors LLC 028-04295
- reports for this filerCBRE Clarion Securities, LLC
- reports for this filerChautauqua Capital Management, LLC 028-15238
- reports for this filerCopper Rock Capital Partners, LLC 028-11628
- reports for this filerDelaware Investments 028-05267
- reports for this filerFirst Quadrant
- reports for this filerInstitutional Capital LLC 028-00016
- reports for this filerJPMorgan Asset Management 028-11947
- reports for this filerKayne Anderson Rudnick Management, LLC 028-05792
- reports for this filerLee Munder Capital Group LLC 028-13608
- reports for this filerLos Angeles Capital Management and Equity Research Inc. 028-10229
- reports for this filerMetropolitan West Capital Management LLC 028-05723
- reports for this filerMacKay Shields 028-00046
- reports for this filerMondrian Investment Partners Limited 028-11450
- reports for this filerPalisade Capital Management, LLC 028-05320
- reports for this filerPacific Investment Management Company 028-80427
- reports for this filerPzena Investment Management, LLC 028-03791
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management 028-06044
- reports for this filerRogge Global Partners
- reports for this filerRoxbury Capital Management, LLC 028-02510
- reports for this filerStandish Mellon Asset Managment Company, LLC 028-04303
- reports for this filerStandard Life 028-06065
- reports for this filerSystematic Financial Management, L.P. 028-05015
- reports for this filerTimpani Capital Management LLC 028-14622
- reports for this filerWilliam Blair & Company, L.L.C.
- included managerUBS GLOBAL ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS / AG UBS GLOBAL ASSET MANAGEMENT 028-00000
- included managerUBS GLOBAL ASSET MANAGEMENT (UK) LTD
- included managerUBS GLOBAL ASSET MANAGEMENT LIFE LTD
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LTX-CREDENCE CORP | 502403207 | COM NEW | 15,796 | $141,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 19,796 | $141,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,498 | $139,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 48,683 | $139,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,600 | $138,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 46,895 | $137,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,394 | $136,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 65,300 | $136,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 28,300 | $136,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 11,298 | $135,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 55,500 | $135,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,797 | $134,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 28,321 | $133,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,597 | $133,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,500 | $133,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,100 | $133,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 73,495 | $132,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 14,998 | $132,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 34,700 | $131,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,992 | $130,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 98,139 | $130,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 26,700 | $128,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 65,493 | $128,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,900 | $128,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 12,497 | $128,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,690 | $127,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 17,900 | $123,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 16,198 | $121,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 19,700 | $121,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 22,298 | $120,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 26,197 | $119,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,195 | $116,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,097 | $116,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,798 | $112,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 59,600 | $110,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 15,500 | $110,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,658 | $108,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 24,977 | $108,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 15,697 | $108,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 11,200 | $108,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,497 | $107,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,800 | $106,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 85,400 | $104,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 10,498 | $103,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 11,100 | $101,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 26,594 | $98,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 13,698 | $97,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 25,007 | $96,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,098 | $95,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 29,200 | $93,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 47,095 | $90,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,797 | $89,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 29,300 | $88,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 14,397 | $87,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 14,499 | $79,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,298 | $78,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 10,398 | $78,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,095 | $76,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 22,500 | $76,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 20,895 | $74,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 12,200 | $74,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,400 | $70,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 11,898 | $69,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,300 | $68,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 62,690 | $66,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 33,494 | $64,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,895 | $58,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 42,200 | $56,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 43,695 | $55,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,100 | $53,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 15,117 | $41,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 33,200 | $26,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 43,400 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-14-000012 | this filing | 2014-05-23 | acceptance time not in the bulk data set |