13F-HR filed by MERCER GLOBAL ADVISORS INC /ADV
MERCER GLOBAL ADVISORS INC /ADV filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-04, with 1,795 holding rows worth $16,195,526,000.
- Accession
- 0000853758-22-000001
- Filer
- CIK 853758
- Filed
- 2022-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,795 entries on the cover page, a total value of $16,195,526,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,195,526,000 with VALUE read as thousands by filing date, 13F file number 028-19468. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,162 | $283,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,582 | $282,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,508 | $282,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,716 | $280,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,009 | $279,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 6,906 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,400 | $279,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 22,951 | $279,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,160 | $278,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,569 | $277,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,798 | $277,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,552 | $275,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,976 | $275,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,736 | $273,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 63,010 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,485 | $272,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,155 | $271,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,759 | $271,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,120 | $271,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,370 | $270,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,614 | $270,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 11,434 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,503 | $269,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,323 | $269,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,862 | $269,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,534 | $268,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,756 | $268,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 114 | $268,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,459 | $267,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,909 | $266,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,408 | $266,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 377 | $266,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,628 | $265,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,566 | $263,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,627 | $263,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,204 | $261,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,062 | $260,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,362 | $260,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,028 | $258,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 13,941 | $257,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,019 | $255,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,810 | $255,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,003 | $255,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 399 | $254,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 25,022 | $253,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,525 | $252,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,437 | $252,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,144 | $252,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,592 | $252,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,693 | $251,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,613 | $251,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,353 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,180 | $251,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,096 | $250,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,829 | $250,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,011 | $250,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 10,363 | $249,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,060 | $248,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,330 | $246,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,414 | $246,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 41,535 | $246,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,042 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,766 | $245,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 25,940 | $245,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,878 | $244,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 994 | $244,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 829 | $243,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 57,205 | $243,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,574 | $243,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 6,885 | $242,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,734 | $242,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,055 | $241,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 20,491 | $240,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,772 | $239,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 19,676 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 7,548 | $239,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,046 | $238,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 937 | $237,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,493 | $237,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 10 | $237,000 | thousands by filing date | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,917 | $236,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,277 | $236,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,505 | $236,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,622 | $235,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,135 | $234,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,641 | $232,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 50,100 | $232,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,253 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,499 | $231,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,627 | $229,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,198 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,681 | $227,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 24,892 | $227,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,692 | $226,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,575 | $226,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 3,192 | $226,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 77 | $226,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 7,605 | $225,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,857 | $225,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,835 | $225,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,072 | $224,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 23,100 | $224,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,760 | $224,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 4,910 | $223,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,359 | $222,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,069 | $222,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 9,543 | $221,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,670 | $220,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,337 | $220,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,203 | $220,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,271 | $220,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,578 | $219,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 4,427 | $219,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,600 | $219,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,976 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,744 | $218,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,200 | $218,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,575 | $217,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,398 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,965 | $217,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,125 | $216,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,371 | $216,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,209 | $216,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,380 | $215,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,891 | $215,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,156 | $213,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,663 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,208 | $213,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,043 | $211,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,180 | $211,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,254 | $211,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,023 | $210,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,852 | $210,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 2,097 | $210,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,974 | $209,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,989 | $209,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,651 | $209,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,085 | $209,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 81,493 | $208,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,506 | $208,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,771 | $208,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 303 | $208,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,150 | $208,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,768 | $207,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,458 | $207,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,905 | $205,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 627 | $205,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 331 | $205,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,793 | $204,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,947 | $204,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,435 | $204,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,203 | $203,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 6,712 | $203,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,598 | $203,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,363 | $202,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,326 | $202,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 550 | $201,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,405 | $201,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,639 | $201,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,606 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,302 | $201,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 25,200 | $201,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 378 | $200,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 39,127 | $200,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,721 | $199,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 10,945 | $198,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,074 | $194,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,518 | $190,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 25,872 | $189,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,525 | $186,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 21,393 | $185,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,289 | $184,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,551 | $183,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,922 | $182,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 11,339 | $178,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,255 | $176,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,242 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,000 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,057 | $173,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,744 | $173,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 26,880 | $172,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,866 | $170,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 10,998 | $170,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,764 | $168,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,011 | $160,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,393 | $160,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,037 | $157,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 17,617 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 14,445 | $156,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,717 | $155,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,766 | $155,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 18,387 | $154,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 89,246 | $153,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,681 | $152,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,034 | $151,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 20,271 | $148,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 29,702 | $146,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,012 | $137,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 52,667 | $134,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 17,102 | $134,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 12,376 | $134,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,021 | $134,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,135 | $132,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,030 | $130,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 31,840 | $129,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,243 | $128,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 39,611 | $128,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 27,734 | $128,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,640 | $127,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,153 | $122,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 29,500 | $116,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 50,243 | $114,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 11,299 | $113,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 15,821 | $112,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,384 | $111,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,709 | $109,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 63,073 | $109,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,034 | $106,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 17,694 | $100,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 15,000 | $100,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 10,438 | $99,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,425 | $98,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,100 | $97,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,454 | $95,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,200 | $92,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 18,447 | $91,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 19,458 | $88,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 10,641 | $87,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 16,238 | $87,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,665 | $85,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,912 | $84,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,534 | $80,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 19,006 | $80,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,706 | $78,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 14,107 | $76,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 75,000 | $76,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 16,726 | $74,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,764 | $73,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,000 | $72,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 10,679 | $71,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,559 | $69,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 55,622 | $68,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,000 | $64,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,317 | $61,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 60,000 | $60,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,637 | $59,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 21,950 | $59,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 60,000 | $59,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,385 | $57,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 22,639 | $57,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 12,502 | $57,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 17,044 | $54,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 13,646 | $54,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $52,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 16,193 | $51,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 50,000 | $50,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 24,413 | $48,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 14,870 | $47,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,963 | $46,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 11,035 | $44,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,737 | $42,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,525 | $41,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 40,000 | $40,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,678 | $39,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 16,207 | $39,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,942 | $38,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 43,030 | $37,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 10,351 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,798 | $36,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,197 | $35,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 32,000 | $32,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 36,000 | $32,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 28,916 | $31,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 18,248 | $29,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,011 | $29,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 47,500 | $28,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 116,477 | $28,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 26,522 | $26,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,550 | $25,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,000 | $24,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 11,048 | $24,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,267 | $21,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 19,000 | $20,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 12,782 | $20,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 16,625 | $20,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 22,200 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 14,403 | $18,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,090 | $17,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 15,000 | $16,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 16,080 | $16,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 15,000 | $16,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 10,663 | $16,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 12,500 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 22,107 | $12,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,102 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000853758-22-000001 | this filing | 2022-02-04 | acceptance time not in the bulk data set |