13F-HR filed by MERCER GLOBAL ADVISORS INC /ADV
MERCER GLOBAL ADVISORS INC /ADV filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-12-10, with 1,236 holding rows worth $6,647,421,000.
- Accession
- 0000853758-20-000005
- Filer
- CIK 853758
- Filed
- 2020-12-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,244 entries on the cover page, a total value of $6,647,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,647,421,000 with VALUE read as thousands by filing date, 13F file number 028-19468. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,396 | $268,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,421 | $268,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 12,180 | $268,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 19,350 | $267,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,220 | $267,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 7,915 | $267,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,059 | $266,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 9,634 | $265,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 82,185 | $265,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 9,661 | $262,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,225 | $261,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,829 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 12,000 | $259,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 29,710 | $259,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,297 | $258,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 21,808 | $257,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,755 | $256,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,028 | $256,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,390 | $256,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,560 | $255,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,031 | $255,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,354 | $255,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,480 | $255,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,976 | $254,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 23,557 | $254,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 832 | $253,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,762 | $253,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,038 | $252,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,238 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,227 | $250,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,157 | $249,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 28,250 | $249,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,592 | $248,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,548 | $248,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 14,067 | $248,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,556 | $247,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,224 | $247,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,000 | $246,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,091 | $244,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,023 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,766 | $243,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,679 | $243,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,199 | $242,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,796 | $241,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,752 | $241,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,162 | $241,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,921 | $239,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 58,190 | $239,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 32,403 | $239,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,123 | $238,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,699 | $237,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,136 | $236,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,628 | $236,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,720 | $235,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 6,104 | $234,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,029 | $234,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,092 | $234,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 48,655 | $233,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,821 | $233,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,607 | $232,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,470 | $230,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,266 | $230,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,660 | $230,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,220 | $229,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,480 | $228,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,652 | $228,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,829 | $227,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 821 | $227,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,418 | $227,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 898 | $225,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,971 | $225,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,868 | $224,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,760 | $224,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,523 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,737 | $223,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,113 | $223,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,481 | $222,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,394 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,567 | $222,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 8,984 | $222,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,318 | $222,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 9,732 | $221,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,946 | $219,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 47,442 | $219,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,809 | $218,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 822 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,007 | $217,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,080 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,287 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,837 | $215,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,427 | $215,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,468 | $214,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,539 | $212,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,550 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,678 | $211,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,305 | $211,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,808 | $209,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,915 | $209,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,031 | $209,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,066 | $209,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,098 | $208,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 15,252 | $208,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,328 | $208,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,199 | $207,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,387 | $207,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,897 | $207,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,343 | $207,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,626 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,429 | $206,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,971 | $205,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,981 | $205,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,965 | $204,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,394 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,500 | $204,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,174 | $202,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,593 | $201,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,812 | $200,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,814 | $200,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,430 | $198,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,620 | $196,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,000 | $193,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,652 | $192,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,849 | $191,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,986 | $191,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 61,000 | $189,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 26,601 | $188,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 19,193 | $188,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,271 | $184,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 17,525 | $183,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,315 | $179,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,521 | $178,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,129 | $178,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,691 | $178,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,423 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,679 | $171,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 20,188 | $168,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 16,151 | $165,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,164 | $165,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 117,750 | $164,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,573 | $163,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 11,556 | $162,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,067 | $161,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 25,200 | $154,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 59,325 | $151,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 10,257 | $151,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 51,885 | $148,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,648 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,943 | $147,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 162,883 | $147,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,300 | $146,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 21,255 | $145,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,795 | $144,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,557 | $143,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,573 | $143,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 86,531 | $138,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 16,255 | $138,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,226 | $136,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,845 | $132,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 14,581 | $127,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 23,256 | $127,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,198 | $126,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,253 | $126,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,660 | $123,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,598 | $122,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,444 | $122,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,115 | $120,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22,398 | $120,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 43,683 | $117,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 12,103 | $117,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,551 | $115,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,076 | $114,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,186 | $113,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 11,951 | $107,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 13,995 | $107,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 25,000 | $105,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 12,688 | $104,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,165 | $100,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,363 | $100,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,712 | $95,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 15,954 | $95,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,945 | $94,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 47,637 | $88,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,690 | $87,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 35,997 | $84,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 22,639 | $83,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 13,348 | $81,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 34,214 | $80,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,188 | $80,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 13,942 | $79,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 14,298 | $74,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 28,840 | $73,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,200 | $71,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,916 | $68,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 33,240 | $65,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,717 | $64,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,096 | $61,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 11,202 | $61,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 15,000 | $60,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 13,360 | $60,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,374 | $57,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,338 | $57,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,767 | $54,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,067 | $52,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,783 | $49,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,523 | $45,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,616 | $45,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,787 | $44,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,832 | $44,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 63,073 | $44,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,500 | $42,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,405 | $41,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 33,393 | $41,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,284 | $41,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20,322 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,520 | $34,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,928 | $34,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,515 | $32,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,030 | $31,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,963 | $30,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,618 | $29,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 15,885 | $29,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 18,275 | $28,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,196 | $24,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 13,779 | $24,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,014 | $23,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,240 | $23,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,548 | $19,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 13,450 | $19,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 30,000 | $19,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,072 | $17,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 25,000 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,366 | $12,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,500 | $10,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 14,106 | $7,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 47,500 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,582 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000853758-20-000005 | this filing | 2020-12-10 | acceptance time not in the bulk data set |