13F-HR filed by Fisher Asset Management, LLC
Fisher Asset Management, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-13, with 802 holding rows worth $66,318,281,000.
- Accession
- 0000850529-17-000007
- Filer
- CIK 850529
- Filed
- 2017-07-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 802 entries on the cover page, a total value of $66,318,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,318,281,000 with VALUE read as thousands by filing date, 13F file number 028-02499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYRIAD GENETICS INC | 62855J104 | COM | 61,011 | $1,577,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 264,744 | $1,549,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,528,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 44,832 | $1,504,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100,100 | $1,494,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 80,059 | $1,493,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 13,641 | $1,492,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,699 | $1,428,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 67,169 | $1,419,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 28,826 | $1,398,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 191,108 | $1,372,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 49,105 | $1,336,000 | thousands by filing date | |
| BANK PEKAO SA GDR | 064446RRT | COM | 38,855 | $1,308,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 22,905 | $1,303,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,314 | $1,292,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,407 | $1,291,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,470 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19,675 | $1,243,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 41,037 | $1,242,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 164,844 | $1,230,000 | thousands by filing date | |
| DWS MANAGED MUNICIPAL BOND A | 25158T608 | NTF BOND FUNDS | 132,340 | $1,208,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 21,822 | $1,181,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 31,427 | $1,177,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,460 | $1,139,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 134,675 | $1,126,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 134,180 | $1,123,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,386 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 10,784 | $1,103,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 162,122 | $1,101,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 9,622 | $1,099,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,885 | $1,079,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,906 | $1,058,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 74,839 | $1,044,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9,190 | $1,036,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 23,479 | $1,036,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,700 | $1,030,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 10,166 | $1,021,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 105,214 | $1,007,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,783 | $989,000 | thousands by filing date | |
| HYUNDAI MOTOR CO GDR RP 1/2 OR | 9998E18CT | COM | 14,009 | $976,000 | thousands by filing date | |
| FIIG EU EM - B USD | 9997B00CT | FUND | 7,473 | $973,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,743 | $955,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,734 | $937,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 80,212 | $910,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 48,491 | $898,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,753 | $894,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 18,875 | $893,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15,917 | $892,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 43,767 | $879,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,045 | $871,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,963 | $870,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 46,381 | $857,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 14,761 | $855,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 19,764 | $843,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 163,867 | $842,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,620 | $836,000 | thousands by filing date | |
| INVESCO S P US HC UCITS ETF | 9995910DT | COM | 2,344 | $813,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 283,669 | $808,000 | thousands by filing date | |
| INVESCO S P US TECH UCITS ETF | 999B39FCT | COM | 6,138 | $804,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,062 | $801,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 20,066 | $788,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 8,542 | $787,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,946 | $766,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 30,087 | $758,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,702 | $758,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,825 | $757,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,307 | $751,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,387 | $742,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 16,900 | $734,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,291 | $734,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,887 | $698,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,411 | $693,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 69,650 | $676,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,215 | $670,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,150 | $667,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,193 | $665,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 281,802 | $659,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,169 | $649,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 14,134 | $647,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,648 | $645,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,539 | $641,000 | thousands by filing date | |
| INVESCO FINANCIALS S&P US SELE | 999BFCB6T | COM | 3,767 | $638,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 56,585 | $633,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,330 | $618,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 38,364 | $606,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8,887 | $578,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,671 | $561,000 | thousands by filing date | |
| FIDELITY GROWTH FD | 316200104 | MFD | 3,451 | $561,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,134 | $559,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,500 | $559,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,150 | $550,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,747 | $547,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,471 | $544,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 135,204 | $529,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,477 | $527,000 | thousands by filing date | |
| BANGKOK BANK PUBLIC | 059893107 | Common Stock | 19,258 | $524,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 6,920 | $489,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 11,492 | $487,000 | thousands by filing date | |
| XTRACKERS FTSE VIETNAM UCITS E | 9990D06DT | COM | 19,993 | $485,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,334 | $482,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,611 | $466,000 | thousands by filing date | |
| FIDELITY PURITAN | 316345107 | EQUITY FUNDS | 20,664 | $461,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,423 | $458,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 16,429 | $458,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,873 | $454,000 | thousands by filing date | |
| GRUPO CLARIN SA GDR EACH GDR | 99912270T | COM | 15,950 | $454,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,560 | $445,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,096 | $444,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 18,880 | $439,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,495 | $433,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 9,172 | $433,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,678 | $431,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,362 | $429,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,246 | $421,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 6,924 | $419,000 | thousands by filing date | |
| FRANKLIN INVS SECS TR EQTY INC | 353612401 | EQTY INCM I | 17,594 | $418,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,975 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,793 | $414,000 | thousands by filing date | |
| FIDELITY TREND FD INC COM | 316423102 | MF | 4,349 | $412,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,169 | $411,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 1,788 | $400,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,961 | $400,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,984 | $387,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,463 | $387,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 20,441 | $387,000 | thousands by filing date | |
| VANGUARD WINDSOR-ADM | 922018403 | ETF | 5,058 | $378,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,767 | $375,000 | thousands by filing date | |
| JPMorgan Interm Tax Free Bd Fd | 4812A0458 | COM | 33,977 | $368,000 | thousands by filing date | |
| Aspen Pharmacare Holdings Ltd | 04530Y106 | Common Stock | 16,593 | $364,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,199 | $357,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 3,909 | $349,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,973 | $346,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 85,644 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,211 | $342,000 | thousands by filing date | |
| PT UNILEVER INDONESIA TBK ADR | 69367Q104 | COM | 4,643 | $340,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,651 | $337,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,529 | $337,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,383 | $336,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,601 | $334,000 | thousands by filing date | |
| SOURCE MARKETS PLC INDS S&P US | 99918308T | COM | 969 | $328,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,428 | $327,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,345 | $325,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,492 | $324,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 13,863 | $324,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 5,550 | $324,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,284 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,985 | $319,000 | thousands by filing date | |
| PUTNAM FDS TR GLOB FINL CL Y | 746764653 | FUND | 25,018 | $314,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,044 | $305,000 | thousands by filing date | |
| Fidelity Spartan 500 Index Fun | 315911701 | COM | 3,559 | $303,000 | thousands by filing date | |
| FRANKLIN RISING DIVIDENDS A | 353825102 | NTF EQUITY FUNDS | 5,335 | $301,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,558 | $299,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,257 | $298,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,896 | $295,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,171 | $293,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,759 | $288,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,262 | $286,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,451 | $285,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 21,534 | $284,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,013 | $283,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,228 | $276,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,831 | $273,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 40,922 | $267,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,635 | $265,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,160 | $263,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 4,889 | $261,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,921 | $260,000 | thousands by filing date | |
| BANK AUDI SAL GDR | 9997818DT | COM | 43,207 | $260,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,783 | $259,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,077 | $258,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,173 | $257,000 | thousands by filing date | |
| YAHOO! JAPAN CORP-UNSPON ADR | 98433V102 | COM | 29,387 | $256,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 48,750 | $255,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 38,229 | $252,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,072 | $250,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,424 | $248,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 37,673 | $248,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,034 | $247,000 | thousands by filing date | |
| SOURCE MARKETS CNSMR DISC S &P | 999D550BT | COM | 861 | $247,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,233 | $246,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,093 | $244,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,999 | $244,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 6,283 | $244,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,163 | $242,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 30,365 | $242,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,580 | $240,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,793 | $239,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 7,524 | $239,000 | thousands by filing date | |
| Thornburg Inv Income | 885215558 | MF | 11,458 | $239,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,070 | $233,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,545 | $231,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,477 | $231,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,386 | $230,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 5,267 | $230,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,584 | $229,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,175 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,510 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,744 | $225,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,284 | $224,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 9,791 | $224,000 | thousands by filing date | |
| NYLI MACKAY HIGH YIELD MUNI | 56063U521 | Tax-Exempt, High Yield, Unknown Term | 17,823 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,917 | $220,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,052 | $216,000 | thousands by filing date | |
| Delaware Value Fund Institutional Class | 24610C857 | Mutual Fund | 10,503 | $211,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,746 | $210,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 855 | $207,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 8,016 | $207,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 2,854 | $207,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,805 | $206,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,300 | $205,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,235 | $205,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 10,492 | $204,000 | thousands by filing date | |
| Fidelity Freedom 2020 | 31617R605 | EQUITY FUNDS | 12,676 | $202,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,696 | $201,000 | thousands by filing date | |
| Aberdeen Emerg Mkt Inst | 003021714 | ETF | 13,299 | $199,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 20,514 | $198,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,360 | $197,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,574 | $185,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 76,719 | $178,000 | thousands by filing date | |
| WELLS FARGO FDS TR WF CA TX FR | 94975H684 | WF CA TX FRE C | 14,585 | $176,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,226 | $170,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,292 | $154,000 | thousands by filing date | |
| WELLS FARGO FDS TR WF ABSOLUTE | 94987W737 | MF | 13,281 | $148,000 | thousands by filing date | |
| DEUTSCHE INVT TR CROCI US FD A | 25157M588 | FUND | 13,679 | $147,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,288 | $133,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,336 | $132,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,168 | $122,000 | thousands by filing date | |
| RESOURCE REAL ESTATE DIVERSIFI | 76123K404 | SHS BEN INT W | 10,846 | $113,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,806 | $109,000 | thousands by filing date | |
| XTRACKERS MSCI BANGLADESH SWAP | 9990783CT | COM | 93,261 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,505 | $106,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,375 | $103,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 46,000 | $101,000 | thousands by filing date | |
| BRANDES INVT TR INST CORPLSFI | 105262869 | INST CORPLSFI I | 10,920 | $101,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 34,413 | $100,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,663 | $94,000 | thousands by filing date | |
| MAINSTAY MACKAY STRATEGI | 56062X500 | BOND FUNDS | 10,062 | $89,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 133,967 | $76,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 11,351 | $75,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,715 | $70,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 470,000 | $42,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 24,000 | $42,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q108 | COM | 62,000 | $41,000 | thousands by filing date | |
| Vicinity Centres 2ordinary/Units Fu Llypaid Staple | Q9395F102 | Com | 17,461 | $35,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 497,604 | $28,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 27,500 | $23,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,802 | $19,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $14,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $9,000 | thousands by filing date | |
| BAB INC | 055183107 | COM | 13,332 | $9,000 | thousands by filing date | |
| ENVISION SOLAR INTERNATIONAL I | 29413Q102 | COM | 80,100 | $8,000 | thousands by filing date | |
| PRAXSYN CORP | 74006F105 | COM | 375,000 | $3,000 | thousands by filing date | |
| STANDARD ENERGY CORP | 853373108 | COM | 725,920 | $2,000 | thousands by filing date | |
| SABLE NAT RES INC | 78573J101 | COM | 117,581 | $2,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 40,000 | $1,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 38,726 | $1,000 | thousands by filing date | |
| ANDREAELECTRONICSCORPORATION | 034393108 | COMMONSTK | 10,000 | $1,000 | thousands by filing date | |
| CAL-BAY INTL INC | 12802P307 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 620,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 12,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GOLD CORP COM | 16938L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE MEDIA CORP | 861652105 | COM | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ILINC COMM INC | 999F9485T | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCITECH LTD | G17580104 | COM | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETGO INC | G38529106 | COM | 315,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW PARAGON TRADE BRANDS | 69912K99T | COM | 27,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL CAP NET | 14148095T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERACON INC | 15699658T | COM | 23,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELITE TECHNOLOGIES INC | 286600101 | COM | 10,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1000TH ENBRIDGE ENERGY MGMT | 29250X10T | COM | 120,197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ADELPHIA COMMUNICATIONS | 296387AHT | COM | 49,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDSOURCE-DIRECT INC | 58499396T | COM | 2,050,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MIRANT CORP COM NEW | 60467599T | COM | 95,602 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRA PHARMA ORD | 67060U208 | COM | 100,063 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TransCoastal Corporation | 89355M105 | Com | 16,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH FIRST HORIZON NTL CO | 32051710T | COM | 449,493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS 5 75 | 99952ECCT | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMR CORP | 999B19B2T | COM | 46,063 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW WONDER AUTO TECHNOLOGY | 999E5491T | COM | 10,370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTO GROUP HOLDINGS INC | 021515101 | COM | 43,034 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGRATEC INC COM | 598622108 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LINNCO LLC ESCROW CUSI | 9997D568T | COM | 17,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW CA STATEWIDE CMNTY DEV | 999CCEC0T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENELINK INC | 36870F107 | Common Stock | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLEANGAS ENERGY TECHNOLOGIES I | 498456102 | COM | 20,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION GROUP INC | 906693106 | COM | 59,620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH INVESCO VAN KAMPEN | 999DF84CT | COM | 79,946 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW SMURFIT-STONE | 999C7950T | COM | 16,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 126,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK MIDSOUTH CAPITAL | 999B1FFDT | COM | 25,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGH PLAINS GAS INC | 42970V109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOWCAKE MINING INC | 985636109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING CREEK HEALTHCARE SYS IN | 84951L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HIGH PRECISION AUTOMATIO | 99921F26T | COM | 3,919,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GLOBAL 1 INVT HLDGS | 999C465DT | COM | 610,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MNLEHMAN BRTHRS HLDGRR | 999C4400T | COM | 37,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGX RES INC | 78423H107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GS ENVIROSERVICES INC | 3622N9103 | COM | 567,833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC LEHMAN BROS 7.875 | 99972987T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALATON PWR INC | 057657108 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000850529-17-000007 | this filing | 2017-07-13 | acceptance time not in the bulk data set |