13F-HR filed by Fisher Asset Management, LLC
Fisher Asset Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-11, with 776 holding rows worth $56,319,703,000.
- Accession
- 0000850529-16-000033
- Filer
- CIK 850529
- Filed
- 2016-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 776 entries on the cover page, a total value of $56,319,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,319,703,000 with VALUE read as thousands by filing date, 13F file number 028-02499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 6,474 | $1,286,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,043 | $1,268,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 89,642 | $1,256,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 14,671 | $1,168,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 31,197 | $1,152,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 17,100 | $1,131,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 132,532 | $1,097,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,081,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 733 | $1,079,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 100,845 | $1,075,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 39,408 | $1,071,000 | thousands by filing date | |
| FIIG EU EM PERF | 999FB721T | FUND | 10,368 | $1,048,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 79,402 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,956 | $1,043,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 68,900 | $1,040,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 21,866 | $1,008,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 19,725 | $1,003,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,986 | $995,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,024 | $927,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 135,895 | $917,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20,733 | $912,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,207 | $898,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,704 | $889,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 10,934 | $863,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,382 | $860,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 35,114 | $854,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 13,856 | $831,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15,917 | $810,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,270 | $784,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 15,201 | $776,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 38,974 | $750,000 | thousands by filing date | |
| INVESCO S P US HC UCITS ETF | 9995910DT | COM | 2,363 | $738,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 11,468 | $720,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,905 | $714,000 | thousands by filing date | |
| BANK PEKAO SA GDR | 064446RRT | COM | 21,905 | $709,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 32,980 | $708,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,963 | $694,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,331 | $690,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,592 | $684,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 107,663 | $682,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 253,701 | $680,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 299,317 | $670,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,550 | $669,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25,220 | $663,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 46,079 | $653,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 35,864 | $646,000 | thousands by filing date | |
| BANGKOK BANK PUBLIC | 059893107 | Common Stock | 27,513 | $645,000 | thousands by filing date | |
| PT UNILEVER INDONESIA TBK ADR | 69367Q104 | COM | 9,292 | $634,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,921 | $632,000 | thousands by filing date | |
| INVESCO S P US TECH UCITS ETF | 999B39FCT | COM | 5,461 | $619,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,135 | $604,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,371 | $603,000 | thousands by filing date | |
| FIIG EU EM A | 999E9382T | FUND | 4,880 | $598,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 140,032 | $587,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 5,751 | $587,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,290 | $581,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,832 | $580,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,003 | $564,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 19,476 | $562,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 16,434 | $559,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,217 | $553,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,726 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,477 | $540,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,782 | $529,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,435 | $526,000 | thousands by filing date | |
| BANK CENTRAL ASIA-UNSPON ADR | 69368G105 | COM | 17,403 | $523,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 9,515 | $516,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,276 | $500,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,632 | $494,000 | thousands by filing date | |
| FIIG EU EM - B USD | 9997B00CT | FUND | 4,252 | $487,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 53,968 | $483,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7,020 | $482,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 38,364 | $479,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,517 | $466,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,389 | $466,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,676 | $464,000 | thousands by filing date | |
| Aspen Pharmacare Holdings Ltd | 04530Y106 | Common Stock | 20,589 | $464,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 48,692 | $460,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,621 | $454,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,760 | $452,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,168 | $451,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 62,549 | $449,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,466 | $448,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,126 | $445,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,947 | $444,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,490 | $436,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 18,929 | $430,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,949 | $428,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,808 | $427,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 8,723 | $425,000 | thousands by filing date | |
| PT KALBE FARMA | 69368A108 | COM | 16,077 | $423,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,983 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,417 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,666 | $406,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 38,229 | $405,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 18,471 | $405,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,000 | $403,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,870 | $400,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,715 | $387,000 | thousands by filing date | |
| SOURCE MARKETS CNSMR DISC S &P | 999D550BT | COM | 1,522 | $386,000 | thousands by filing date | |
| BRILLIANCE CHINA AUT HLDGS L UNSPONSORD ADR | 10949Q204 | Stock | 6,851 | $384,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 9,100 | $383,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,042 | $383,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,034 | $380,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 10,049 | $376,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,124 | $369,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 36,163 | $366,000 | thousands by filing date | |
| FIDELITY TREND FD INC COM | 316423102 | MF | 4,099 | $362,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 9,800 | $359,000 | thousands by filing date | |
| PT BANK NEGARA INDONE-UN ADR | 74441M103 | COM | 33,526 | $356,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,706 | $353,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,500 | $352,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 75,749 | $350,000 | thousands by filing date | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 4,757 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,095 | $346,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,946 | $345,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,170 | $336,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,123 | $331,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,574 | $329,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,737 | $328,000 | thousands by filing date | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 24,894 | $323,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,383 | $316,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,942 | $303,000 | thousands by filing date | |
| CATALYST HEDGED FUTURE STRATEGY FD I | 62827M797 | Mutual Fund | 24,855 | $303,000 | thousands by filing date | |
| FIDELITY SELECT BIOTECHNOLOGY | 316390772 | EQUITY FUNDS | 1,557 | $299,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 43,106 | $299,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,856 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,942 | $282,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,061 | $279,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,287 | $279,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,260 | $277,000 | thousands by filing date | |
| HAITONG SECURITIES CO-UN ADR | 405305103 | COM | 16,319 | $276,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,370 | $274,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,379 | $273,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 20,675 | $272,000 | thousands by filing date | |
| ALLIANZ FDS MULTI-STRATEGY TR | 01880B884 | ALGI SHRT HIGH P | 17,717 | $270,000 | thousands by filing date | |
| PUTNAM FDS TR GLOB FINL CL Y | 746764653 | FUND | 25,018 | $267,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,958 | $265,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 10,850 | $259,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 71,228 | $258,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,175 | $256,000 | thousands by filing date | |
| FIDELITY STR DVD&INC FUND | 316145887 | FD | 17,122 | $255,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,403 | $254,000 | thousands by filing date | |
| LEGG MASON CLEARBR AGG GR - A | 52468c109 | MUT | 1,283 | $254,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,335 | $253,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,394 | $251,000 | thousands by filing date | |
| HENGAN INTL GROUP-UNSPON ADR | 42551N104 | COM | 6,044 | $251,000 | thousands by filing date | |
| T ROWE PRICE RETIREMENT 2025 | 74149P788 | ETF | 15,583 | $251,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 620 | $249,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,844 | $246,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,147 | $246,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,300 | $245,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,006 | $244,000 | thousands by filing date | |
| GUDANG GARAM TBK PT | 40157Q109 | COMMON STK | 12,714 | $242,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,564 | $241,000 | thousands by filing date | |
| FRANKLIN CALIF TAX FREE TR INS | 352519888 | INS INTERM FD | 19,150 | $238,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,883 | $237,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,482 | $236,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,248 | $236,000 | thousands by filing date | |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 6,947 | $232,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,400 | $230,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,304 | $230,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,323 | $229,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,849 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,623 | $225,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 623 | $224,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,835 | $224,000 | thousands by filing date | |
| FIDELITY GROWTH FD | 316200104 | MFD | 1,564 | $222,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 4,097 | $222,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,135 | $221,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 25,079 | $221,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,243 | $220,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 4,997 | $220,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 5,659 | $220,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 2,491 | $219,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,219 | $216,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,282 | $215,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,096 | $211,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,410 | $209,000 | thousands by filing date | |
| AMERICAN TAX-EXEMPT FUND OF CALIFORNIA CLASS F2 | 02630B604 | OPEN END - LOAD FUND | 11,506 | $208,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,590 | $204,000 | thousands by filing date | |
| ASTRA INTERNATIONAL ADR | 69367X109 | COM | 16,157 | $204,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,921 | $204,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,696 | $203,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 7,650 | $203,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,649 | $202,000 | thousands by filing date | |
| YAHOO! JAPAN CORP-UNSPON ADR | 98433V102 | COM | 24,432 | $194,000 | thousands by filing date | |
| SCHWAB INTERNATIONAL INDEX | 808509830 | SCHWAB MUTL FUNDS | 10,750 | $193,000 | thousands by filing date | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 12,422 | $179,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 35,270 | $175,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 11,270 | $167,000 | thousands by filing date | |
| BANK AUDI SAL GDR | 9997818DT | COM | 26,600 | $165,000 | thousands by filing date | |
| PT MEDIA NUSANTARA CITRA | 69369J108 | COM | 10,464 | $162,000 | thousands by filing date | |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 12,907 | $161,000 | thousands by filing date | |
| PT MATAHARI DEPT STORE TBK ADR | 74443G104 | COM | 11,355 | $161,000 | thousands by filing date | |
| PT JASA MARGA PERSERO TBK ADR | 69369T106 | COM | 22,795 | $161,000 | thousands by filing date | |
| Fidelity Freedom 2020 | 31617R605 | EQUITY FUNDS | 10,477 | $160,000 | thousands by filing date | |
| P T INDOCEMENT TUNGGAL PRA ADR | 69364M205 | COM | 12,037 | $160,000 | thousands by filing date | |
| TRANSAMERICA INTERMEDIATE MUNI I | 89355J581 | BOND | 13,223 | $156,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 42,001 | $154,000 | thousands by filing date | |
| AB CAP FD INC SL USLSPTF ADV | 01878T202 | COM | 12,913 | $151,000 | thousands by filing date | |
| Blackrock Glbl Long Short Eqty Inst | 091936526 | MF | 11,085 | $117,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,336 | $117,000 | thousands by filing date | |
| NORTHERN | 665162582 | MUTUAL FUND | 10,227 | $105,000 | thousands by filing date | |
| CONGAREE BANCSHARES INC | 20716N102 | COM | 12,500 | $100,000 | thousands by filing date | |
| MAINSTAY MACKAY STRATEGI | 56062X500 | BOND FUNDS | 11,118 | $98,000 | thousands by filing date | |
| HSBC BK USA NA VAR INTL CD 17 | 40431A102 | COM | 10,000 | $98,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,543 | $88,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,368 | $88,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,000 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,999 | $64,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 15,549 | $64,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 10,050 | $63,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,756 | $49,000 | thousands by filing date | |
| AHLI UNITED BK | 999E22D7T | COM | 75,495 | $48,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q108 | COM | 62,000 | $43,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 12,057 | $36,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 14,238 | $32,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 13,250 | $30,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 470,000 | $20,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $17,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 429,604 | $15,000 | thousands by filing date | |
| ENVISION SOLAR INTERNATIONAL I | 29413Q102 | COM | 75,000 | $12,000 | thousands by filing date | |
| GS ENVIROSERVICES INC | 3622N9103 | COM | 567,833 | $11,000 | thousands by filing date | |
| BAB INC | 055183107 | COM | 13,332 | $10,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 10,000 | $9,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 11,329 | $4,000 | thousands by filing date | |
| SABLE NAT RES INC | 78573J101 | COM | 117,581 | $4,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 40,000 | $2,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 100,063 | $1,000 | thousands by filing date | |
| PRAXSYN CORP | 74006F105 | COM | 375,000 | $1,000 | thousands by filing date | |
| CAL-BAY INTL INC | 12802P307 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 628,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nova BioGenetics Inc. | 66978M100 | COM | 17,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Universal Express Inc | 91349P103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GOLD CORP COM | 16938L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD ENERGY CORP | 853373108 | COM | 725,920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE MEDIA CORP | 861652105 | COM | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK US CHINA MINING GRP INC | 90345Q9AT | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ILINC COMM INC | 999F9485T | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCITECH LTD | G17580104 | COM | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETGO INC | G38529106 | COM | 315,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK OLYMPUS PACIFIC MINERALS | 6819989IT | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN WORLD MINERALS INTL INC | 698070109 | COM | 85,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW PARAGON TRADE BRANDS | 69912K99T | COM | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER INTL INC | 74838G107 | COM | 54,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL CAP NET | 14148095T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERACON INC | 15699658T | COM | 23,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELITE TECHNOLOGIES INC | 286600101 | COM | 10,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1000TH ENBRIDGE ENERGY MGMT | 29250X10T | COM | 223,840 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ADELPHIA COMMUNICATIONS | 296387AHT | COM | 48,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMELAND PROD INC RSTD | 37989699T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDSOURCE-DIRECT INC | 58499396T | COM | 2,050,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MIRANT CORP COM NEW | 60467599T | COM | 99,355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TransCoastal Corporation | 89355M105 | Com | 16,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH FIRST HORIZON NTL CO | 32051710T | COM | 37,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMR CORP | 999B19B2T | COM | 99,510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW WONDER AUTO TECHNOLOGY | 999E5491T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGRATEC INC COM | 598622108 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLEANGAS ENERGY TECHNOLOGIES I | 498456102 | COM | 20,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION GROUP INC | 906693106 | COM | 59,620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH INVESCO VAN KAMPEN | 999DF84CT | COM | 79,946 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW SMURFIT-STONE | 999C7950T | COM | 16,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 126,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK MIDSOUTH CAPITAL | 999B1FFDT | COM | 25,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOWCAKE MINING INC | 985636109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HIGH PRECISION AUTOMATIO | 99921F26T | COM | 3,924,871 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GLOBAL 1 INVT HLDGS | 999C465DT | COM | 600,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGX RES INC | 78423H107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC LEHMAN BROS 7.875 | 99972987T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK HILL INTL INC | 9993B3BDT | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERCELL HLDGS INC | 913356101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNCC CAP INC | 38013E203 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTR TELIPHONE CORP | 999FD795T | COM | 62,890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL& GAL NL | Q8255K128 | COM | 53,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000850529-16-000033 | this filing | 2016-10-11 | acceptance time not in the bulk data set |