13F-HR filed by Fisher Asset Management, LLC
Fisher Asset Management, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-14, with 793 holding rows worth $51,908,125,000.
- Accession
- 0000850529-16-000024
- Filer
- CIK 850529
- Filed
- 2016-01-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 793 entries on the cover page, a total value of $51,908,125,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,908,125,000 with VALUE read as thousands by filing date, 13F file number 028-02499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPLUNK INC | 848637104 | COM | 20,243 | $1,190,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 75,428 | $1,107,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,461 | $1,105,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 26,011 | $1,075,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,593 | $1,066,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 55,934 | $1,061,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 11,260 | $1,035,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,306 | $1,033,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 805 | $1,026,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 23,068 | $1,024,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 19,025 | $1,021,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 39,473 | $1,014,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,113 | $1,010,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 413,527 | $1,005,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 411,366 | $1,003,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 66,000 | $976,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,119 | $961,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 20,752 | $933,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,000 | $912,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 10,726 | $908,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,911 | $899,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,855 | $892,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 18,517 | $866,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,228 | $862,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 140,191 | $859,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 57,338 | $851,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 13,069 | $845,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 17,237 | $835,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,569 | $830,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 15,426 | $817,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,369 | $808,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 24,682 | $787,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,286 | $776,000 | thousands by filing date | |
| INDIVIOR PLC | 45579E105 | COM | 54,008 | $753,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,683 | $745,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,404 | $739,000 | thousands by filing date | |
| BANK PEKAO SA GDR | 064446RRT | COM | 20,150 | $737,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20,747 | $734,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,809 | $721,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,449 | $711,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,025 | $702,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,543 | $697,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,852 | $695,000 | thousands by filing date | |
| CATHAY FINL HLDG D | 14915V106 | GDR (10 | 49,240 | $693,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 180,424 | $688,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 53,968 | $668,000 | thousands by filing date | |
| BANGKOK BANK PUBLIC | 059893107 | Common Stock | 31,472 | $667,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,963 | $641,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 12,516 | $636,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 31,512 | $632,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 31,055 | $631,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,814 | $616,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 17,978 | $602,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,058 | $580,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,063 | $578,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 135,695 | $573,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,438 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,754 | $562,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 164,202 | $558,000 | thousands by filing date | |
| Spartan Total Market Index Fun | 315911800 | COM | 9,495 | $557,000 | thousands by filing date | |
| FIIG EU EM - B USD | 9997B00CT | FUND | 5,696 | $557,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 36,386 | $553,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 47,895 | $548,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 34,498 | $540,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,124 | $539,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,755 | $534,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,716 | $522,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,603 | $520,000 | thousands by filing date | |
| FIDELITY FREEDOM 2015 | 315792671 | FFVFX | 42,857 | $511,000 | thousands by filing date | |
| Fidelity Fund | 316153105 | COM | 11,787 | $495,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,137 | $491,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,279 | $490,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,223 | $488,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,721 | $483,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,635 | $480,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,887 | $480,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,197 | $476,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 7,522 | $475,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,374 | $470,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,280 | $466,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,636 | $459,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,398 | $457,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,905 | $454,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 37,958 | $449,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,438 | $447,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,813 | $434,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 56,007 | $425,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,158 | $423,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,154 | $422,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,165 | $419,000 | thousands by filing date | |
| AQR MANAGD FUTURE STR | 00203H859 | MUTUAL | 41,154 | $419,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 91,632 | $416,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7,020 | $415,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,546 | $405,000 | thousands by filing date | |
| YAHOO! JAPAN CORP-UNSPON ADR | 98433V102 | COM | 48,556 | $399,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 22,596 | $395,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,826 | $380,000 | thousands by filing date | |
| BRILLIANCE CHINA AUT HLDGS L UNSPONSORD ADR | 10949Q204 | Stock | 5,976 | $376,000 | thousands by filing date | |
| Aspen Pharmacare Holdings Ltd | 04530Y106 | Common Stock | 18,654 | $373,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,214 | $372,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 14,674 | $370,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,894 | $367,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 35,270 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,970 | $364,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,692 | $357,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 83,208 | $351,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,848 | $349,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,381 | $347,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,059 | $345,000 | thousands by filing date | |
| FIDELITY TREND FD INC COM | 316423102 | MF | 4,074 | $345,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,194 | $338,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 615 | $334,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 89,648 | $334,000 | thousands by filing date | |
| Burberry Group PLC | 12082W204 | COM | 18,646 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,095 | $327,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 6,615 | $320,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,136 | $312,000 | thousands by filing date | |
| HARTFORD EQTY INCM FD CI | 416648889 | MF | 18,328 | $310,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 8,588 | $309,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,605 | $305,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,051 | $302,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,310 | $300,000 | thousands by filing date | |
| Fidelity Spartan 500 Index Fun | 315911701 | COM | 4,132 | $297,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,356 | $294,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,528 | $294,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 75,203 | $294,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 26,064 | $293,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,325 | $291,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 29,000 | $284,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,973 | $283,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,644 | $282,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 11,558 | $280,000 | thousands by filing date | |
| PUTNAM FDS TR GLOB FINL CL Y | 746764653 | FUND | 25,018 | $278,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 8,082 | $276,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,071 | $271,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,037 | $271,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,667 | $269,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,867 | $265,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,693 | $265,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,389 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,242 | $263,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,500 | $262,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,859 | $261,000 | thousands by filing date | |
| HENGAN INTL GROUP-UNSPON ADR | 42551N104 | COM | 5,494 | $259,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,087 | $258,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,708 | $254,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,773 | $253,000 | thousands by filing date | |
| AQR MANAGED FUTURES STRATEGY FUND | 00203H842 | COMMON | 25,108 | $253,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,044 | $251,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,794 | $251,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,445 | $249,000 | thousands by filing date | |
| PT UNILEVER INDONESIA TBK ADR | 69367Q104 | COM | 4,613 | $248,000 | thousands by filing date | |
| JAMES BALANCED: GOLDEN RAINBOW FUND | 470259102 | Mutual Fund | 10,379 | $248,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,303 | $247,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 26,944 | $247,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,129 | $245,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,696 | $244,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,133 | $241,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,239 | $241,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,808 | $240,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,729 | $240,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 4,302 | $240,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,151 | $236,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,300 | $235,000 | thousands by filing date | |
| AMERICAN CENTY ASSET ALL PTF L | 02507F886 | LIVSTRG2035INV | 16,500 | $234,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,452 | $233,000 | thousands by filing date | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 11,507 | $233,000 | thousands by filing date | |
| HARTFORD MULTI-ASSET INCOME FUND CLASS A | 416645810 | OPEN END TAXABLE LOAD FUND | 11,335 | $231,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,842 | $229,000 | thousands by filing date | |
| MERGER FUND SBI | 589509108 | MUTUAL | 14,957 | $229,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,470 | $225,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,151 | $225,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION FUND ADVISOR CLASS | 77954M204 | Mutual Fund | 8,961 | $222,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,917 | $221,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,253 | $220,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 1,162 | $219,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,992 | $218,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,480 | $217,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 9,750 | $216,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 36,300 | $216,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,655 | $214,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,927 | $213,000 | thousands by filing date | |
| HAITONG SECURITIES CO-UN ADR | 405305103 | COM | 12,046 | $213,000 | thousands by filing date | |
| HARTFORD GROWTH OPPORTUNITIES A | 416529881 | NTF EQUITY FUNDS | 5,676 | $213,000 | thousands by filing date | |
| INVESCO FINANCIALS S&P US SELE | 999BFCB6T | COM | 1,628 | $213,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,646 | $212,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,048 | $211,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,447 | $211,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,464 | $209,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 2,116 | $209,000 | thousands by filing date | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CLASS A | 628380859 | OPEN END TAXABLE LOAD FUND | 7,222 | $208,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,117 | $207,000 | thousands by filing date | |
| DFA US CORE EQUITY 2 I | 233203397 | EQUITY FUNDS | 12,591 | $206,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,196 | $204,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,950 | $203,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,425 | $202,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 22,742 | $197,000 | thousands by filing date | |
| PRINCIPAL FDS INC STRG ASMG FL | 74254V448 | STRG ASMG FLX A | 16,726 | $194,000 | thousands by filing date | |
| Alphasimplex Managed | 63872T745 | MF | 17,607 | $183,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 36,000 | $168,000 | thousands by filing date | |
| JOHN HANCOCK FDS II LIFECL 203 | 47803M788 | LIFECL 2030 A | 15,830 | $167,000 | thousands by filing date | |
| FIDELITY COMWLTH TR II | 31606X209 | Mfo | 15,677 | $165,000 | thousands by filing date | |
| BANK AUDI SAL GDR | 9997818DT | COM | 26,600 | $160,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 11,372 | $156,000 | thousands by filing date | |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 12,713 | $154,000 | thousands by filing date | |
| NORTHERN LTS FD TR EQ MTHG FUT | 66537V682 | EQ MTHG FUT ST A | 18,035 | $151,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 63,887 | $134,000 | thousands by filing date | |
| SCHWAB FUNDAMENTAL INTL EQUITY INDEX FD | 808509376 | SCHWAB MUTL FUNDS | 16,852 | $128,000 | thousands by filing date | |
| EATON VANCE SPL INVT TR BALANC | 277905253 | BALANCED FD I | 15,457 | $127,000 | thousands by filing date | |
| AMG FDS I MANAGERS CENTR S | 00170J748 | FUND | 10,868 | $124,000 | thousands by filing date | |
| Managers Funds Short Duration Govt Fund | 00170M865 | COM | 12,300 | $118,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 54,519 | $113,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,242 | $111,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,105 | $106,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,336 | $98,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,809 | $85,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,347 | $76,000 | thousands by filing date | |
| Borealis Expl Ltd Ord | 099720104 | COM | 16,600 | $76,000 | thousands by filing date | |
| FORWARD FDS INTL DIVD ADV | 34986P671 | FUND | 11,464 | $75,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 11,465 | $73,000 | thousands by filing date | |
| STEELPATH MLP FDS TR INCOME FD | 858268873 | INCOME FD CL C | 10,606 | $71,000 | thousands by filing date | |
| NATIONAL WASTE MGMT HLDGS INCORPORATED | 63847Q107 | Common Stock | 52,600 | $69,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 33,551 | $68,000 | thousands by filing date | |
| CONGAREE BANCSHARES INC | 20716N102 | COM | 12,500 | $67,000 | thousands by filing date | |
| Hydrocarb Energy Corp | 448838300 | COM | 49,643 | $66,000 | thousands by filing date | |
| SCHWAB EMERGING MARKETS INDEX | 808509343 | MF | 10,131 | $60,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 12,057 | $58,000 | thousands by filing date | |
| Root9B Technologies Inc | 776650103 | COM | 37,963 | $52,000 | thousands by filing date | |
| AHLI UNITED BK | 999E22D7T | COM | 71,900 | $50,000 | thousands by filing date | |
| Community 1st Bancorp | 20369D104 | Common | 12,000 | $48,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 16,253 | $36,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,500 | $24,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 491,737 | $23,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,100 | $21,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 11,329 | $17,000 | thousands by filing date | |
| WESTERN LITHIUM USA XXX | 95854Q109 | cs | 62,000 | $16,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 16,000 | $14,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 470,000 | $12,000 | thousands by filing date | |
| ENVISION SOLAR INTERNATIONAL I | 29413Q102 | COM | 75,000 | $10,000 | thousands by filing date | |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 410,000 | $9,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $8,000 | thousands by filing date | |
| BAB INC | 055183107 | COM | 13,332 | $8,000 | thousands by filing date | |
| GS ENVIROSERVICES INC | 3622N9103 | COM | 567,833 | $7,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 100,063 | $6,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 10,000 | $5,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 40,000 | $3,000 | thousands by filing date | |
| SABLE NAT RES INC | 78573J101 | COM | 67,581 | $3,000 | thousands by filing date | |
| PRAXSYN CORP | 74006F105 | COM | 375,000 | $3,000 | thousands by filing date | |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 628,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nova BioGenetics Inc. | 66978M100 | COM | 17,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHINA PHARMACEUTICAL GRO | 31948N109 | Common Stock | 47,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 32,917 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 12,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Universal Express Inc | 91349P103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GOLD CORP COM | 16938L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD ENERGY CORP | 853373108 | COM | 725,920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE MEDIA CORP | 861652105 | COM | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK US CHINA MINING GRP INC | 90345Q9AT | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ILINC COMM INC | 999F9485T | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCITECH LTD | G17580104 | COM | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETGO INC | G38529106 | COM | 315,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK OLYMPUS PACIFIC MINERALS | 6819989IT | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN WORLD MINERALS INTL INC | 698070109 | COM | 85,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW PARAGON TRADE BRANDS | 69912K99T | COM | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER INTL INC | 74838G107 | COM | 54,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL CAP NET | 14148095T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERACON INC | 15699658T | COM | 23,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELITE TECHNOLOGIES INC | 286600101 | COM | 10,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1000TH ENBRIDGE ENERGY MGMT | 29250X10T | COM | 126,787 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ADELPHIA COMMUNICATIONS | 296387AHT | COM | 47,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST AMERN SCIENTIFIC CORP | 31846W102 | COM | 86,664 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMELAND PROD INC RSTD | 37989699T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDSOURCE-DIRECT INC | 58499396T | COM | 2,050,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MIRANT CORP COM NEW | 60467599T | COM | 101,649 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TransCoastal Corporation | 89355M105 | Com | 16,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH FIRST HORIZON NTL CO | 32051710T | COM | 37,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMR CORP | 999B19B2T | COM | 100,810 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGRATEC INC COM | 598622108 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOBAC PHARMACEUTICALS INC COM | 63007M102 | COM | 57,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION GROUP INC | 906693106 | COM | 59,620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH INVESCO VAN KAMPEN | 999DF84CT | COM | 79,946 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW SMURFIT-STONE | 999C7950T | COM | 12,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 126,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOWCAKE MINING INC | 985636109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GLOBAL 1 INVT HLDGS | 999C465DT | COM | 600,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC LEHMAN BROS 7.875 | 99972987T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK HILL INTL INC | 9993B3BDT | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNCC CAP INC | 38013E203 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTR TELIPHONE CORP | 999FD795T | COM | 62,890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL& GAL NL | Q8255K128 | COM | 53,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFCO INTL INC | 398163105 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC LEHMAN BRTH HLD RTY | 99908802T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000850529-16-000024 | this filing | 2016-01-14 | acceptance time not in the bulk data set |