13F-HR filed by Fisher Asset Management, LLC
Fisher Asset Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-20, with 716 holding rows worth $48,002,127,000.
- Accession
- 0000850529-15-000022
- Filer
- CIK 850529
- Filed
- 2015-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 716 entries on the cover page, a total value of $48,002,127,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $48,002,127,000 with VALUE read as thousands by filing date, 13F file number 028-02499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,461 | $922,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,193 | $921,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 56,700 | $919,000 | thousands by filing date | |
| INDIVIOR PLC | 45579E105 | COM | 53,572 | $913,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,145 | $909,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 24,983 | $905,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 190,189 | $905,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 27,947 | $889,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 27,837 | $880,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,342 | $872,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,844 | $871,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 10,366 | $870,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,185 | $866,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 19,040 | $863,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 24,085 | $851,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 75,467 | $847,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,644 | $843,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 18,517 | $823,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 23,068 | $822,000 | thousands by filing date | |
| BANK PEKAO SA GDR | 064446RRT | COM | 20,150 | $819,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,278 | $806,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,031 | $798,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,014 | $798,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,101 | $774,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,822 | $755,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,119 | $740,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,298 | $735,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 14,002 | $720,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,310 | $715,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,373 | $699,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,900 | $682,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 35,270 | $651,000 | thousands by filing date | |
| CATHAY FINL HLDG D | 14915V106 | GDR (10 | 47,565 | $648,000 | thousands by filing date | |
| BANGKOK BANK PUBLIC | 059893107 | Common Stock | 28,553 | $629,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 135,695 | $619,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,254 | $614,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 164,202 | $604,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20,733 | $604,000 | thousands by filing date | |
| KT&G CORP- 144A GDR | 9990C0B0T | COM | 12,723 | $598,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,628 | $589,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 17,312 | $585,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 31,398 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,754 | $558,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,760 | $557,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,880 | $537,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 21,771 | $526,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,755 | $525,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,189 | $521,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,874 | $521,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,928 | $513,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,363 | $506,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,307 | $494,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 32,700 | $491,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 83,250 | $476,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,345 | $468,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 74,636 | $465,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,978 | $462,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 7,535 | $462,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 12,884 | $461,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,986 | $446,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,963 | $440,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 23,137 | $427,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,579 | $425,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 55,649 | $425,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 91,632 | $422,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,635 | $420,000 | thousands by filing date | |
| Vanguard Target Retirement Income Fund | 92202E102 | Mutual Fund | 32,257 | $406,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,828 | $401,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,939 | $398,000 | thousands by filing date | |
| Aspen Pharmacare Holdings Ltd | 04530Y106 | Common Stock | 18,654 | $397,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,138 | $393,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,913 | $388,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,253 | $387,000 | thousands by filing date | |
| Burberry Group PLC | 12082W204 | COM | 18,646 | $386,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,918 | $383,000 | thousands by filing date | |
| YAHOO! JAPAN CORP-UNSPON ADR | 98433V102 | COM | 49,794 | $378,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,117 | $367,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 11,435 | $362,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 14,674 | $361,000 | thousands by filing date | |
| BRILLIANCE CHINA AUT HLDGS L UNSPONSORD ADR | 10949Q204 | Stock | 5,976 | $353,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,046 | $339,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,537 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,095 | $334,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,849 | $329,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,833 | $327,000 | thousands by filing date | |
| PUTNAM FDS TR GLOB FINL CL Y | 746764653 | FUND | 28,460 | $321,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,606 | $320,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,183 | $318,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 5,752 | $318,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,254 | $308,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,000 | $307,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 26,064 | $305,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 35,500 | $299,000 | thousands by filing date | |
| JPMORGAN INVESTOR BALANCED A | 4812C1884 | NTF EQUITY FUNDS | 20,678 | $298,000 | thousands by filing date | |
| GOLDMAN SACHS SMALL/ MID CAP GRWTH CL A | 38143H779 | CL A | 15,048 | $296,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,472 | $293,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 75,203 | $293,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,987 | $287,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,104 | $283,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,066 | $281,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,171 | $270,000 | thousands by filing date | |
| VANGUARD HEALTH CARE FUND | 921908307 | OPEN END TAXABLE NO LOAD FUND | 1,254 | $268,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 6,300 | $268,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,606 | $267,000 | thousands by filing date | |
| HENGAN INTL GROUP-UNSPON ADR | 42551N104 | COM | 5,494 | $267,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,735 | $265,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,989 | $264,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,291 | $262,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 26,944 | $257,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,325 | $256,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,813 | $247,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,704 | $245,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,950 | $245,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,068 | $241,000 | thousands by filing date | |
| PT UNILEVER INDONESIA TBK ADR | 69367Q104 | COM | 4,613 | $239,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,648 | $238,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 504 | $234,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,744 | $231,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,725 | $229,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,858 | $229,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,100 | $225,000 | thousands by filing date | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 11,333 | $225,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,972 | $223,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 36,000 | $220,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,085 | $218,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,177 | $217,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,745 | $214,000 | thousands by filing date | |
| FIDELITY BALANCED | 316345206 | EQUITY FUNDS | 9,831 | $214,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,640 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,731 | $208,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,767 | $203,000 | thousands by filing date | |
| NORTHERN STOCK INDEX | 665162772 | SHS | 8,559 | $202,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,501 | $201,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,689 | $200,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,300 | $191,000 | thousands by filing date | |
| MFS SER TR X MOD ALLOC CL C | 55273G751 | FUND | 11,624 | $184,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 36,300 | $171,000 | thousands by filing date | |
| HAITONG SECURITIES CO-UN ADR | 405305103 | COM | 12,046 | $171,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 22,742 | $167,000 | thousands by filing date | |
| MFS Intl Diversification A | 55273G330 | Com | 10,850 | $163,000 | thousands by filing date | |
| BANK AUDI SAL GDR | 9997818DT | COM | 26,600 | $157,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 11,372 | $151,000 | thousands by filing date | |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 12,713 | $146,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,362 | $143,000 | thousands by filing date | |
| RUSSELL INV US STRATEGIC EQUITY S | 78249R826 | COM | 11,617 | $136,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 60,704 | $127,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 12,000 | $122,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,617 | $111,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,400 | $111,000 | thousands by filing date | |
| TRIBUTARY FDS INC INCM INSTL P | 89609H209 | INCM INSTL PLU | 10,131 | $105,000 | thousands by filing date | |
| TRIBUTARY FDS INC SHT INTR INS | 89609H100 | SHT INTR INSTL | 10,781 | $102,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,813 | $87,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,336 | $83,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,968 | $81,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 33,551 | $77,000 | thousands by filing date | |
| CONGAREE BANCSHARES INC | 20716N102 | COM | 12,500 | $65,000 | thousands by filing date | |
| AHLI UNITED BK | 999E22D7T | COM | 71,900 | $50,000 | thousands by filing date | |
| COMMUNITY 1ST BK ROSEVILLE CA | 203658109 | COM | 12,000 | $49,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 11,455 | $48,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 12,057 | $44,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 16,708 | $38,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 344,853 | $31,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 16,329 | $26,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,500 | $24,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,000 | $21,000 | thousands by filing date | |
| ENVISION SOLAR INTERNATIONAL I | 29413Q102 | COM | 150,000 | $20,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 470,000 | $13,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 100,063 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 12,446 | $11,000 | thousands by filing date | |
| EL CAPITAN PRECIOUS METALS INC COM | 282812106 | COM | 144,000 | $9,000 | thousands by filing date | |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 410,000 | $9,000 | thousands by filing date | |
| BAB INC | 055183107 | COM | 13,332 | $9,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 10,000 | $5,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 40,000 | $4,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $3,000 | thousands by filing date | |
| DNAPRINT GENOMICS | 23324Q202 | COM | 11,557 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 628,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 50,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHINA PHARMACEUTICAL GRO | 31948N109 | Common Stock | 47,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 32,917 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 12,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GOLD CORP COM | 16938L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD ENERGY CORP | 853373108 | COM | 595,920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE MEDIA CORP | 861652105 | COM | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK US CHINA MINING GRP INC | 90345Q9AT | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ILINC COMM INC | 999F9485T | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCITECH LTD | G17580104 | COM | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETGO INC | G38529106 | COM | 315,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK OLYMPUS PACIFIC MINERALS | 6819989IT | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN WORLD MINERALS INTL INC | 698070109 | COM | 85,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW PARAGON TRADE BRANDS | 69912K99T | COM | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER INTL INC | 74838G107 | COM | 54,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL CAP NET | 14148095T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERACON INC | 15699658T | COM | 23,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELITE TECHNOLOGIES INC | 286600101 | COM | 10,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1000TH ENBRIDGE ENERGY MGMT | 29250X10T | COM | 124,118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ADELPHIA COMMUNICATIONS | 296387AHT | COM | 47,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST AMERN SCIENTIFIC CORP | 31846W102 | COM | 86,664 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMELAND PROD INC RSTD | 37989699T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDSOURCE-DIRECT INC | 58499396T | COM | 2,050,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MIRANT CORP COM NEW | 60467599T | COM | 101,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TransCoastal Corporation | 89355M105 | Com | 16,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH FIRST HORIZON NTL CO | 32051710T | COM | 37,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMR CORP | 999B19B2T | COM | 113,055 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGRATEC INC COM | 598622108 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION GROUP INC | 906693106 | COM | 59,620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH INVESCO VAN KAMPEN | 999DF84CT | COM | 79,946 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW SMURFIT-STONE | 999C7950T | COM | 12,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 236,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOWCAKE MINING INC | 985636109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GLOBAL 1 INVT HLDGS | 999C465DT | COM | 600,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK HILL INTL INC | 9993B3BDT | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNCC CAP INC | 38013E203 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL& GAL NL | Q8255K128 | COM | 53,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFCO INTL INC | 398163105 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW COPPER KING MINING | 99965633T | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000850529-15-000022 | this filing | 2015-10-20 | acceptance time not in the bulk data set |