13F-HR/A filed by Fisher Asset Management, LLC
Fisher Asset Management, LLC filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-01-16, with 561 holding rows worth $44,121,645,000.
- Accession
- 0000850529-14-000003
- Filer
- CIK 850529
- Filed
- 2014-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 561 entries on the cover page, a total value of $44,121,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,121,645,000 with VALUE read as thousands by filing date, 13F file number 028-02499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUBLELINE LOW DURATION BOND N | 258620855 | NTF BOND FUNDS | 12,130 | $123,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,742 | $123,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,610 | $117,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,000 | $114,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 12,000 | $113,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 13,800 | $111,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 25,410 | $99,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,813 | $98,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,877 | $96,000 | thousands by filing date | |
| FEDERATED HERMES KAUFMANN A | 314172677 | NTF EQUITY FUNDS | 11,814 | $73,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $68,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,000 | $64,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,500 | $58,000 | thousands by filing date | |
| Hopto (HPTO) | 440271104 | COM | 150,760 | $56,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 20,145 | $49,000 | thousands by filing date | |
| COMMUNITY 1ST BK ROSEVILLE CA | 203658109 | COM | 12,000 | $45,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 10,955 | $40,000 | thousands by filing date | |
| TransCoastal Corporation | 89355M105 | Com | 16,333 | $21,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 10,600 | $20,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $13,000 | thousands by filing date | |
| BAB INC | 055183107 | COM | 13,332 | $11,000 | thousands by filing date | |
| GEELY AUTOMOTIVE HLDGS LTD SHS | G3777B103 | COM | 10,000 | $5,000 | thousands by filing date | |
| FIRST AMERN SCIENTIFIC CORP | 31846W102 | COM | 260,000 | $5,000 | thousands by filing date | |
| FIRST CHINA PHARMACEUTICAL GRO | 31948N109 | Common Stock | 47,400 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y109 | COM | 15,000 | $3,000 | thousands by filing date | |
| ROSEWIND CORPORATION | 77813Q107 | COM | 13,700 | $3,000 | thousands by filing date | |
| NUVILEX INC | 67090R100 | COM | 11,300 | $1,000 | thousands by filing date | |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 32,917 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GOLD CORP COM | 16938L106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD ENERGY CORP | 853373108 | COM | 19,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE MEDIA CORP | 861652105 | COM | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK US CHINA MINING GRP INC | 90345Q9AT | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDGEN ENERGY INC | 973257108 | COM | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW WASHINGTON MUTUAL INC | 999D5458T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK TUTOR PERINI CORP | 999E2772T | COM | 22,986 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ILINC COMM INC | 999F9485T | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH KINDER MORGAN MGMT | EKE55U10T | COM | 303,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCITECH LTD | G17580104 | COM | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETGO INC | G38529106 | COM | 315,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK OLYMPUS PACIFIC MINERALS | 6819989IT | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN WORLD MINERALS INTL INC | 698070109 | COM | 85,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW PARAGON TRADE BRANDS | 69912K99T | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER INTL INC | 74838G107 | COM | 54,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL CAP NET | 14148095T | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERACON INC | 15699658T | COM | 23,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDS TECHNOLOGIES USA INC NEV | 23316W100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK ENTERPRISE SOLUTIONS INC | 25799291T | COM | 13,123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELITE TECHNOLOGIES INC | 286600101 | COM | 10,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1000TH ENBRIDGE ENERGY MGMT | 29250X10T | COM | 110,288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ADELPHIA COMMUNICATIONS | 296387AHT | COM | 50,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMELAND PROD INC RSTD | 37989699T | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HABER INC | 404450108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDSOURCE-DIRECT INC | 58499396T | COM | 2,050,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW MIRANT CORP COM NEW | 60467599T | COM | 40,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWGEN TECHNOLOGIES INC | 651360109 | COM | 5,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANITEC INDUSTRIES INC | 80199027T | COM | 15,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH FIRST HORIZON NTL CO | 32051710T | COM | 37,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW SMURFIT-STONE | 999C7950T | COM | 12,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS 06.00 | 9994C59DT | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000850529-14-000002 | superseded | 2014-01-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000850529-14-000003 | this filing | 2014-01-16 | acceptance time not in the bulk data set |