13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 5,653 holding rows worth $133,932,578,099.
- Accession
- 0000831001-23-000149
- Filer
- CIK 831001
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 14,033 entries on the cover page, a total value of $133,932,578,099 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,932,578,099 with VALUE read as dollars as filed, 13F file number 028-02427. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 2,648 | $79,202 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 1,366 | $79,023 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,912 | $78,886 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 8,188 | $78,768 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 20,086 | $78,536 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 3,609 | $78,099 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 6,985 | $77,883 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 4,271 | $77,732 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 8,157 | $77,654 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 2,303 | $77,196 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,604 | $76,864 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,644 | $76,808 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 6,382 | $76,520 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 2,158 | $76,134 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 431 | $75,528 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 44,821 | $75,299 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,338 | $74,888 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,286 | $74,748 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 7,278 | $74,600 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,755 | $74,279 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,738 | $74,250 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 7,606 | $74,235 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 4,150 | $73,746 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,776 | $73,722 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,098 | $73,659 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 2,973 | $72,898 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 2,356 | $72,815 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 27,051 | $72,497 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,442 | $72,446 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,009 | $72,193 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,328 | $71,959 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 37,958 | $71,740 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 74,000 | $71,639 | dollars as filed | principal |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,412 | $71,221 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,663 | $71,017 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,048 | $70,929 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 5,050 | $70,700 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 764 | $70,364 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 3,019 | $70,131 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,113 | $69,644 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 79,000 | $69,614 | dollars as filed | principal |
| COURSERA INC COM | 22266M104 | Stock | 3,718 | $69,489 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,250 | $69,030 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 10,076 | $68,819 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,689 | $67,391 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 2,033 | $66,906 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,450 | $66,715 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,057 | $66,338 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 6,555 | $66,140 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 2,208 | $66,130 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 5,687 | $65,855 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,728 | $65,308 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,244 | $65,260 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,447 | $65,045 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 23,150 | $63,894 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 195,750 | $63,706 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,265 | $63,570 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 89,000 | $63,359 | dollars as filed | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,132 | $63,214 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 74,058 | $62,763 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,435 | $62,580 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,800 | $62,524 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 685 | $62,356 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 924 | $62,200 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 2,281 | $62,112 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 24,248 | $62,075 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,000 | $61,960 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 7,027 | $61,627 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 24,336 | $61,570 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,267 | $61,479 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,282 | $61,477 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 30,082 | $61,067 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 21,243 | $60,543 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 30,066 | $60,432 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,379 | $60,373 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 9,700 | $60,237 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 16 | $60,048 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 2,063 | $60,013 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 16,850 | $59,649 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 8,187 | $59,274 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 40,842 | $59,221 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 51,000 | $59,099 | dollars as filed | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 135 | $59,061 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 50,001 | $59,001 | dollars as filed | call |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,583 | $58,824 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 1,319 | $58,801 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 7,186 | $58,781 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 3,380 | $58,203 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,556 | $57,638 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 69,000 | $57,615 | dollars as filed | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,768 | $57,514 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 17,000 | $57,112 | dollars as filed | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,323 | $56,783 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 14,968 | $56,729 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 5,403 | $56,461 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,343 | $56,312 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,681 | $56,045 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 7,521 | $55,427 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,231 | $55,418 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 9,980 | $55,389 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,501 | $55,281 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 16,215 | $54,806 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,924 | $54,718 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 5,970 | $54,566 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 3,407 | $54,512 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 366 | $54,367 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 515 | $54,271 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 5,497 | $54,200 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,138 | $53,792 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,292 | $53,433 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 54,826 | $53,378 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,024 | $52,953 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 3,868 | $52,876 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 11,344 | $52,863 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 62,000 | $52,855 | dollars as filed | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,012 | $52,694 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 3,459 | $52,612 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 63,000 | $52,385 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,600 | $51,818 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 22,000 | $51,678 | dollars as filed | principal |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 5,346 | $51,429 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 68,000 | $51,374 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 55,000 | $51,356 | dollars as filed | principal |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,574 | $51,274 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,068 | $51,231 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 24,703 | $50,642 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,584 | $50,595 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 4,015 | $50,549 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 6,453 | $50,527 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 7,099 | $50,333 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,116 | $50,318 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 1,105 | $50,300 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 3,300 | $50,226 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 516 | $50,134 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,328 | $49,959 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5,801 | $49,889 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 750 | $49,755 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 8,428 | $49,726 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,482 | $49,636 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 1,353 | $49,601 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 909 | $49,550 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,116 | $49,517 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,969 | $49,383 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,188 | $49,318 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 18,650 | $49,236 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 3,000 | $49,200 | dollars as filed | call |
| FIBROGEN INC | 31572Q808 | COM | 56,979 | $49,167 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,018 | $49,101 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 3,925 | $48,945 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 56,500 | $48,754 | dollars as filed | put |
| FS KKR CAP CORP | 302635206 | COM | 2,474 | $48,713 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,037 | $48,623 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 654 | $48,481 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 850 | $48,481 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 651 | $48,311 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 6,861 | $48,302 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,189 | $48,150 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,579 | $48,147 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 800 | $47,992 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,277 | $47,568 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,332 | $47,548 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 2,293 | $46,869 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,855 | $46,546 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 929,899 | $46,495 | dollars as filed | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 77,978 | $46,443 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2,730 | $46,110 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 3,328 | $46,092 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 696 | $46,089 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 2,158 | $46,074 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 12,776 | $45,993 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,449 | $45,890 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 3,347 | $45,720 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,383 | $45,653 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 2,056 | $45,335 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 835 | $45,224 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 7,997 | $45,023 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 3,000 | $44,940 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 55,000 | $44,930 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 44,000 | $44,688 | dollars as filed | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 5,597 | $44,495 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 36,946 | $44,335 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 5,947 | $44,008 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 4,632 | $43,911 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $43,266 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,586 | $43,187 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 931 | $43,180 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 6,792 | $42,993 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 20,315 | $42,662 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,529 | $42,582 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,365 | $42,399 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,764 | $42,159 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 19,859 | $42,101 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,822 | $42,092 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 7,179 | $41,853 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,123 | $41,832 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 4,367 | $41,530 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,312 | $41,459 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 55,000 | $41,284 | dollars as filed | principal |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,076 | $41,222 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 3,028 | $41,150 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 19,149 | $40,979 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 597 | $40,781 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 50,000 | $40,780 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 56,000 | $40,673 | dollars as filed | principal |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 493 | $40,471 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 1,310 | $40,375 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 546 | $39,705 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,828 | $39,696 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 778 | $39,686 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 3,849 | $39,490 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 5,080 | $39,420 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,021 | $39,319 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 36,015 | $39,256 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 37,000 | $39,146 | dollars as filed | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,513 | $39,004 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 468 | $38,946 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 600 | $38,868 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 44,000 | $38,364 | dollars as filed | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 169 | $38,346 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 2,153 | $38,216 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 800,001 | $38,000 | dollars as filed | call |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 1,385 | $37,894 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 388 | $37,730 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 16,000 | $37,688 | dollars as filed | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 6,847 | $37,317 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,661 | $37,256 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,000 | $37,198 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 814 | $37,192 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 1,561 | $36,824 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 1,258 | $36,809 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 1,565 | $36,465 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 907 | $36,343 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 763 | $36,189 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,899 | $36,180 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 87 | $35,946 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 27,219 | $35,656 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 1,671 | $35,459 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 800 | $35,432 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,834 | $35,360 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 741 | $35,360 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 18,466 | $35,270 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 6,768 | $35,261 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 29,640 | $34,975 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,677 | $34,935 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 11,526 | $34,923 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 7,836 | $34,870 | dollars as filed | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $34,816 | dollars as filed | principal |
| AARONS CO INC | 00258W108 | COM | 3,294 | $34,488 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 37,000 | $34,454 | dollars as filed | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 982 | $34,203 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,129 | $34,105 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 736 | $34,065 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 2,181 | $33,806 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,603 | $33,740 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 29,000 | $33,713 | dollars as filed | principal |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,303 | $33,555 | dollars as filed | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,500 | $33,375 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 885 | $33,244 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 7,080 | $33,206 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 985 | $33,145 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 4,607 | $32,940 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 900 | $32,913 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,120 | $32,704 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 643 | $32,626 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,307 | $32,468 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 6,261 | $32,119 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,223 | $32,067 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 661 | $32,052 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 33,000 | $31,990 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 31,000 | $31,822 | dollars as filed | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,075 | $31,444 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,397 | $31,041 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,203 | $31,008 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 800 | $30,872 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,220 | $30,720 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 900 | $30,618 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,082 | $30,512 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,540 | $30,477 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 5,011 | $30,367 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L207 | COM NEW | 5,267 | $30,285 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,213 | $30,266 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 350 | $29,932 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 355 | $29,695 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 7,524 | $29,645 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 14,373 | $29,465 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,371 | $29,424 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 264 | $29,342 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 15,047 | $29,341 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 386 | $29,108 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,070 | $29,084 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 190,501 | $29,051 | dollars as filed | call |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,984 | $29,034 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 680 | $28,805 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,500 | $28,740 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 3,178 | $28,507 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,079 | $28,503 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 463 | $28,447 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,528 | $28,154 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,740 | $28,048 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 950 | $27,911 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,055 | $27,736 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 366 | $27,490 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 600 | $27,180 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 825 | $27,117 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,630 | $27,089 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 1,686 | $26,875 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 400 | $26,776 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 54,620 | $26,764 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,586 | $26,739 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 599 | $26,709 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 971 | $26,625 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 8,246 | $26,552 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,500 | $26,535 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 8,341 | $26,524 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 88,585 | $26,398 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,404 | $26,353 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 34,432 | $26,337 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 904 | $26,333 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 739 | $26,301 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 422 | $26,209 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 638 | $25,922 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,203 | $25,912 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,133 | $25,861 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,750 | $25,814 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 1,117 | $25,803 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1,400 | $25,746 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 1,338 | $25,717 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 3,704 | $25,705 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,199 | $25,664 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $25,657 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 9,999 | $25,598 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 650 | $25,474 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 5,175 | $25,409 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 1,407 | $25,312 | dollars as filed | |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 12,500 | $25,125 | dollars as filed | call |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,246 | $25,045 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,858 | $24,971 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 546 | $24,909 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,277 | $24,863 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 443 | $24,862 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,600 | $24,624 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $24,610 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 188,925 | $24,560 | dollars as filed | call |
| EXSCIENTIA PLC | 30223G102 | ADS | 5,433 | $24,557 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 50,000 | $24,500 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A110 | CMN | 198 | $24,496 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 167 | $24,476 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 742 | $24,464 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,852 | $24,185 | dollars as filed | |
| CKX LDS INC | 12562N104 | COM | 1,838 | $24,115 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 150,001 | $24,000 | dollars as filed | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 506 | $23,873 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,415 | $23,730 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 273 | $23,726 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 2,007 | $23,582 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 56,876 | $23,570 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $23,532 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 439 | $23,495 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,728 | $23,494 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 1,000 | $23,470 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 346 | $23,340 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 600 | $23,334 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 2,142 | $23,305 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 529 | $23,303 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 427 | $23,173 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 1,357 | $23,165 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 4,726 | $22,874 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,765 | $22,872 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 600 | $22,530 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,991 | $22,499 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 923 | $22,466 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 20,000 | $22,390 | dollars as filed | principal |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 243 | $22,142 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $22,095 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 22,425 | $21,925 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 517 | $21,709 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 723 | $21,618 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 35,553 | $21,517 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 397 | $21,486 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 125,501 | $21,341 | dollars as filed | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 708 | $21,127 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 696 | $20,964 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6,000 | $20,933 | dollars as filed | principal |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 75,001 | $20,925 | dollars as filed | call |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,910 | $20,915 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 15,814 | $20,875 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 143 | $20,774 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $20,640 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 538 | $20,401 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,097 | $20,197 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 632 | $20,175 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 600 | $20,148 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 300 | $20,112 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 210 | $20,038 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 298 | $19,871 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 500 | $19,720 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 3,535 | $19,690 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 82,000 | $19,680 | dollars as filed | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 22,000 | $19,613 | dollars as filed | principal |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 4,262 | $19,605 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 3,020 | $19,570 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,389 | $19,474 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 324 | $19,430 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 412 | $19,422 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,561 | $19,385 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 46,069 | $19,348 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 496 | $19,309 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,388 | $19,128 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 595 | $19,124 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 718 | $19,085 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 5,219 | $18,997 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 604 | $18,987 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 802 | $18,911 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 2,297 | $18,767 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,137 | $18,670 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,156 | $18,554 | dollars as filed | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 8,717 | $18,480 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 923 | $18,386 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 8,808 | $18,321 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 380 | $18,229 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 14,235 | $18,221 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 19,000 | $18,080 | dollars as filed | principal |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,281 | $17,922 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 4,679 | $17,780 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 300 | $17,749 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $17,698 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 452 | $17,659 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,149 | $17,535 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1,399 | $17,515 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 324 | $17,487 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,000 | $17,433 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 22,923 | $17,258 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 300 | $17,229 | dollars as filed | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 800 | $17,168 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,140 | $17,157 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 750 | $16,995 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 9,058 | $16,938 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 1,000 | $16,860 | dollars as filed | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 367 | $16,790 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,164 | $16,598 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 393 | $16,585 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,459 | $16,559 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 150,000 | $16,523 | dollars as filed | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 258 | $16,380 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,703 | $16,126 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 75,001 | $16,125 | dollars as filed | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 493 | $16,003 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,100 | $15,972 | dollars as filed | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $15,972 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 401 | $15,940 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 15,317 | $15,929 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 46,647 | $15,921 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 402 | $15,818 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,000 | $15,780 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,382 | $15,745 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,392 | $15,405 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 7,624 | $15,400 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 2,441 | $15,281 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 150 | $15,009 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $14,993 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 62,200 | $14,990 | dollars as filed | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 11,237 | $14,946 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 256 | $14,873 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 336,205 | $14,793 | dollars as filed | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,445 | $14,710 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,933 | $14,635 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 820 | $14,596 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 145 | $14,538 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 515 | $14,452 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 707 | $14,451 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 9,133 | $14,430 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 5,668 | $14,397 | dollars as filed | |
| OOMA INC | 683416101 | COM | 1,104 | $14,363 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 233 | $14,334 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,063 | $14,297 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 3,543 | $13,889 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 942 | $13,866 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,872 | $13,853 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 16,000 | $13,781 | dollars as filed | principal |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 1,218 | $13,715 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 480 | $13,646 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,189 | $13,626 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 243 | $13,614 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 832 | $13,562 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 400,001 | $13,520 | dollars as filed | call |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 647 | $13,445 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,000 | $13,437 | dollars as filed | principal |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,346 | $13,271 | dollars as filed | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 160 | $13,220 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 170 | $13,099 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 306 | $13,097 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 273 | $13,088 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 1,272 | $13,038 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 315 | $12,924 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 12,475 | $12,787 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,001 | $12,745 | dollars as filed | call |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 1,179 | $12,686 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 500 | $12,575 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,833 | $12,552 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 373 | $12,395 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-23-000149 | this filing | 2023-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000831001-23-000151 | base | 2023-12-06 | acceptance time not in the bulk data set |