13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 5,653 holding rows worth $133,932,578,099.
- Accession
- 0000831001-23-000149
- Filer
- CIK 831001
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 14,033 entries on the cover page, a total value of $133,932,578,099 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,932,578,099 with VALUE read as dollars as filed, 13F file number 028-02427. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APTARGROUP INC COM | 038336103 | Stock | 35,496 | $4,438,420 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 174,803 | $4,436,500 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 9,000 | $4,424,670 | dollars as filed | put |
| AZENTA INC | 114340102 | COM | 88,078 | $4,420,635 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 30,400 | $4,407,392 | dollars as filed | put |
| QUALYS INC COM | 74758T303 | Stock | 28,804 | $4,394,051 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 126,397 | $4,366,867 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 142,000 | $4,366,500 | dollars as filed | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 76,375 | $4,364,068 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 161,798 | $4,347,513 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 189,643 | $4,344,721 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 86,467 | $4,336,335 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 298,610 | $4,335,817 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 480,112 | $4,335,413 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 53,553 | $4,330,831 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 82,000 | $4,329,600 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 145,986 | $4,325,565 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 229,798 | $4,315,606 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 779,382 | $4,313,522 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 6,254,000 | $4,309,006 | dollars as filed | principal |
| WEBSTER FINL CORP | 947890109 | COM | 106,887 | $4,308,616 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 64,773 | $4,304,166 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 209,718 | $4,280,344 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,620,167 | $4,277,241 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 937,419 | $4,265,256 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 71,363 | $4,254,661 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 166,303 | $4,244,052 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 31,351 | $4,241,790 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 45,783 | $4,228,980 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 239,321 | $4,228,803 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 190,000 | $4,225,600 | dollars as filed | call |
| COTY INC | 222070203 | COM CL A | 384,565 | $4,218,677 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 142,714 | $4,204,354 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 61,936 | $4,202,358 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 428,102 | $4,199,681 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 19,500 | $4,189,575 | dollars as filed | put |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 72,431 | $4,187,237 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 40,622 | $4,178,785 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 32,721 | $4,172,583 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 68,926 | $4,158,995 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 26,069 | $4,157,775 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 35,787 | $4,151,292 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 406,484 | $4,146,137 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75,000 | $4,145,250 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 429,788 | $4,138,859 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $4,126,000 | dollars as filed | call |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 31,825 | $4,106,179 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 125,982 | $4,091,893 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 115,182 | $4,070,533 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 150,000 | $4,056,000 | dollars as filed | put |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,628,000 | $4,054,128 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 105,925 | $4,046,335 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 33,032 | $4,042,786 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 22,133 | $4,038,387 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 218,542 | $4,012,432 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 20,039 | $3,990,430 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 359,585 | $3,980,606 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 43,895 | $3,972,499 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 104,050 | $3,967,427 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 40,000 | $3,943,600 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 50,149 | $3,929,174 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 50,000 | $3,917,500 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 55,300 | $3,911,369 | dollars as filed | call |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 43,225 | $3,907,497 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 92,512 | $3,900,307 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 245,551 | $3,896,894 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 41,000 | $3,890,490 | dollars as filed | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 70,328 | $3,879,996 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 50,000 | $3,877,350 | dollars as filed | put |
| ALCON AG ORD SHS | H01301128 | Stock | 50,000 | $3,877,350 | dollars as filed | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 134,354 | $3,876,114 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 57,637 | $3,854,186 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 146,907 | $3,821,051 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 80,220 | $3,817,670 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 326,431 | $3,812,714 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 19,000 | $3,804,180 | dollars as filed | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 40,000 | $3,795,600 | dollars as filed | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 71,372 | $3,782,002 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 77,622 | $3,774,757 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 504,546 | $3,768,958 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 254,939 | $3,765,449 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,432,000 | $3,749,460 | dollars as filed | principal |
| PREMIER INC | 74051N102 | CL A | 174,010 | $3,741,216 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 21,927 | $3,740,965 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 41,100 | $3,737,634 | dollars as filed | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,649 | $3,735,629 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 73,753 | $3,714,209 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 32,855 | $3,711,301 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,039,000 | $3,710,831 | dollars as filed | principal |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 88,896 | $3,697,184 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 347,097 | $3,689,642 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 121,249 | $3,687,182 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,000 | $3,683,100 | dollars as filed | put |
| Lockheed Martin Corporation | 539830109 | COM | 9,000 | $3,680,640 | dollars as filed | call |
| BRUKER CORP | 116794108 | COM | 59,047 | $3,678,628 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 49,600 | $3,668,416 | dollars as filed | put |
| STEM INC | 85859N102 | COM | 864,631 | $3,666,035 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 21,514 | $3,657,380 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 4,011,000 | $3,656,027 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 30,000 | $3,636,600 | dollars as filed | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 147,284 | $3,636,442 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 176,573 | $3,633,872 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 433,337 | $3,622,697 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,715 | $3,616,198 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 107,868 | $3,609,263 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 68,000 | $3,600,600 | dollars as filed | call |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 470,512 | $3,599,416 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 21,538 | $3,588,662 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 71,452 | $3,588,319 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 158,048 | $3,584,529 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 16,093 | $3,570,895 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 260,006 | $3,565,023 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 168,300 | $3,564,594 | dollars as filed | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,000 | $3,556,560 | dollars as filed | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 177,122 | $3,553,069 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 62,945 | $3,548,209 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 117,575 | $3,546,051 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 19,959 | $3,531,545 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 139,659 | $3,526,390 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,900 | $3,524,290 | dollars as filed | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,900 | $3,524,290 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 145,092 | $3,522,833 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 101,925 | $3,521,388 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 108,073 | $3,516,695 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 45,000 | $3,512,250 | dollars as filed | put |
| SENTINELONE INC | 81730H109 | CL A | 207,200 | $3,493,392 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 318,270 | $3,491,422 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,540,000 | $3,491,230 | dollars as filed | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 157,901 | $3,467,506 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 114,660 | $3,451,265 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 453,652 | $3,447,756 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 92,865 | $3,442,506 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 29,445 | $3,441,532 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 69,784 | $3,424,301 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 75,000 | $3,422,250 | dollars as filed | call |
| NEWS CORP NEW | 65249B208 | CL B | 163,839 | $3,419,320 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,773,000 | $3,414,565 | dollars as filed | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 34,065 | $3,411,971 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 412,447 | $3,386,192 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 31,175 | $3,384,669 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,524 | $3,382,357 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 68,929 | $3,382,327 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 45,000 | $3,378,600 | dollars as filed | put |
| CAMTEK LTD ORD | M20791105 | Stock | 54,264 | $3,378,476 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 220,042 | $3,375,445 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 194,542 | $3,375,304 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 67,315 | $3,358,345 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,589,000 | $3,348,250 | dollars as filed | principal |
| SENTINELONE INC | 81730H109 | CL A | 198,339 | $3,343,995 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 196,214 | $3,341,525 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 153,768 | $3,338,854 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 287,567 | $3,338,653 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 171,153 | $3,337,484 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 64,296 | $3,335,038 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 3,930,000 | $3,333,033 | dollars as filed | principal |
| Starbucks Corporation | 855244109 | COM | 36,500 | $3,331,355 | dollars as filed | call |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 199,668 | $3,330,461 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 182,269 | $3,328,232 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 100,500 | $3,322,530 | dollars as filed | put |
| H World Group Ltd | 44332NAB2 | Convertible bond | 2,908,000 | $3,313,666 | dollars as filed | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 90,000 | $3,308,400 | dollars as filed | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 36,178 | $3,304,850 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 18,385 | $3,304,716 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 161,115 | $3,301,246 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 146,360 | $3,293,100 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 75,818 | $3,284,419 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 67,930 | $3,277,624 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 22,284 | $3,254,355 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 33,000 | $3,253,470 | dollars as filed | put |
| BOX INC CL A | 10316T104 | Stock | 134,156 | $3,247,916 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 58,000 | $3,231,760 | dollars as filed | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 90,580 | $3,229,178 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 300,000 | $3,228,000 | dollars as filed | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 35,000 | $3,221,050 | dollars as filed | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11,000 | $3,215,190 | dollars as filed | call |
| PULTE GROUP INC COM | 745867101 | Stock | 43,000 | $3,184,150 | dollars as filed | call |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 3,673,000 | $3,184,124 | dollars as filed | principal |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 69,618 | $3,181,542 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 52,500 | $3,181,500 | dollars as filed | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 19,000 | $3,180,220 | dollars as filed | put |
| ISHARES INC | 46434G863 | COM | 104,915 | $3,176,826 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 252,476 | $3,171,099 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 25,000 | $3,169,000 | dollars as filed | call |
| RADNET INC | 750491102 | COM | 112,374 | $3,167,823 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 193,144 | $3,167,561 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,632,000 | $3,161,032 | dollars as filed | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 77,083 | $3,160,403 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 91,577 | $3,160,322 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 4,240,000 | $3,158,800 | dollars as filed | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 23,534 | $3,158,312 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 22,400 | $3,142,720 | dollars as filed | put |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 93,474 | $3,135,118 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 54,851 | $3,134,732 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 90,686 | $3,133,201 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 70,000 | $3,132,500 | dollars as filed | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 98,109 | $3,127,715 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 3,052,000 | $3,126,774 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,583,000 | $3,119,002 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 42,269 | $3,112,238 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 826,923 | $3,109,229 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 250,000 | $3,107,500 | dollars as filed | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 44,428 | $3,106,405 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 61,902 | $3,105,004 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 52,538 | $3,102,893 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 35,000 | $3,096,800 | dollars as filed | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,868 | $3,096,079 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 3,142,000 | $3,091,728 | dollars as filed | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 90,375 | $3,087,210 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 83,937 | $3,085,524 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 147,362 | $3,082,384 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 47,000 | $3,081,790 | dollars as filed | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 19,910 | $3,078,285 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 146,864 | $3,060,645 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 675,000 | $3,051,000 | dollars as filed | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 125,488 | $3,050,614 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 32,577 | $3,050,510 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 73,337 | $3,047,153 | dollars as filed | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 1,290,000 | $3,045,174 | dollars as filed | principal |
| ISHARES TR | 46435G516 | COM | 43,915 | $3,035,844 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 18,174 | $3,026,334 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 67,540 | $3,025,792 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 258,326 | $3,019,831 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 143,743 | $2,994,168 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 3,496,000 | $2,986,982 | dollars as filed | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,500 | $2,983,050 | dollars as filed | put |
| BANK HAWAII CORP | 062540109 | COM | 60,027 | $2,982,741 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 95,000 | $2,982,050 | dollars as filed | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 797,297 | $2,981,891 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 333,371 | $2,980,337 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 39,001 | $2,976,166 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 325,352 | $2,973,718 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 14,526 | $2,967,082 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 1,900,000 | $2,964,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 57,231 | $2,963,994 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 54,290 | $2,963,149 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 235,984 | $2,959,240 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 3,426,000 | $2,956,981 | dollars as filed | principal |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 396,304 | $2,942,968 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 26,780 | $2,941,247 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 178,439 | $2,933,537 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 24,300 | $2,925,720 | dollars as filed | put |
| SPLUNK INC | 848637AD6 | BOND | 2,712,000 | $2,914,044 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,504,000 | $2,910,900 | dollars as filed | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 80,938 | $2,908,912 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 59,401 | $2,907,679 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 139,892 | $2,906,956 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 36,424 | $2,887,004 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 87,000 | $2,876,220 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,500 | $2,875,600 | dollars as filed | call |
| TOPBUILD COR COM | 89055F103 | Stock | 11,425 | $2,874,531 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 309,290 | $2,873,304 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 32,500 | $2,868,450 | dollars as filed | call |
| Vital Energy Inc | 516806205 | Common Stock | 51,754 | $2,868,207 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 262,265 | $2,861,311 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 400,000 | $2,860,000 | dollars as filed | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 163,759 | $2,855,958 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 93,229 | $2,855,604 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 16,744 | $2,853,345 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 138,309 | $2,853,314 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 101,628 | $2,847,616 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 149,058 | $2,847,008 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 8,293 | $2,833,967 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 75,000 | $2,830,500 | dollars as filed | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 47,746 | $2,824,655 | dollars as filed | |
| TORO CO | 891092108 | COM | 33,982 | $2,823,905 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 29,011 | $2,811,794 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,000 | $2,811,600 | dollars as filed | put |
| MOHAWK INDS INC | 608190104 | COM | 32,742 | $2,809,591 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 30,654 | $2,799,323 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 13,000 | $2,793,050 | dollars as filed | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 242,746 | $2,789,151 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 201,253 | $2,785,341 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 75,000 | $2,781,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 55,186 | $2,779,719 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 44,182 | $2,779,022 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 311,968 | $2,776,516 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 40,000 | $2,776,000 | dollars as filed | call |
| Booking Holdings Inc. | 09857L108 | COM | 900 | $2,775,555 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 13,000 | $2,772,640 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 13,000 | $2,772,640 | dollars as filed | call |
| ADECOAGRO S A | L00849106 | COM | 236,988 | $2,770,390 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 37,400 | $2,766,104 | dollars as filed | call |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 612,818 | $2,751,553 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 82,269 | $2,751,068 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 40,572 | $2,750,756 | dollars as filed | |
| WEX INC | 96208T104 | COM | 14,507 | $2,728,621 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 36,097 | $2,725,358 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 16,100 | $2,722,349 | dollars as filed | put |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 16,100 | $2,722,349 | dollars as filed | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,393,100 | $2,716,545 | dollars as filed | call |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 18,532 | $2,707,975 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 32,489 | $2,705,683 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 424,070 | $2,705,567 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 79,400 | $2,705,158 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $2,703,960 | dollars as filed | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21,504 | $2,703,697 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,500 | $2,698,920 | dollars as filed | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 98,405 | $2,693,353 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 97,234 | $2,691,438 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 36,056 | $2,686,893 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 156,635 | $2,680,025 | dollars as filed | |
| PROTALIX B | 74365AAJ0 | NOTE7 | 2,500,000 | $2,670,000 | dollars as filed | principal |
| GLOBANT S A | L44385109 | COM | 13,492 | $2,669,392 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 276,918 | $2,666,721 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 95,707 | $2,660,655 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 143,414 | $2,658,896 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 43,126 | $2,657,855 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,952 | $2,650,384 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 82,932 | $2,645,604 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 39,415 | $2,643,161 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 129,817 | $2,635,286 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 92,686 | $2,635,063 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 371,872 | $2,632,853 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 144,029 | $2,631,410 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 123,271 | $2,621,974 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 116,941 | $2,615,971 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 145,729 | $2,615,836 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 195,000 | $2,613,000 | dollars as filed | put |
| ENSIGN GROUP INC | 29358P101 | COM | 28,112 | $2,612,448 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 13,314 | $2,605,417 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100,000 | $2,601,000 | dollars as filed | put |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 2,677,000 | $2,596,690 | dollars as filed | principal |
| OKLO INC COM CL A | 02156V109 | Stock | 250,000 | $2,587,500 | dollars as filed | |
| Direxion Daily NVDA Bear 1X Shares | 25461A700 | ETF | 100,000 | $2,578,140 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 121,544 | $2,577,948 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 500,000 | $2,575,000 | dollars as filed | put |
| KLA CORP | 482480100 | COM | 5,600 | $2,568,496 | dollars as filed | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 11,160 | $2,567,581 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200,000 | $2,562,000 | dollars as filed | call |
| AN2 THERAPEUTICS INC | 037326105 | COM | 159,105 | $2,558,408 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 49,887 | $2,548,228 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,074 | $2,540,999 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 77,843 | $2,540,794 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 426,037 | $2,533,534 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 238,100 | $2,531,003 | dollars as filed | call |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 100,000 | $2,531,000 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 44,541 | $2,529,928 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $2,513,300 | dollars as filed | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,500 | $2,511,520 | dollars as filed | put |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $2,507,080 | dollars as filed | call |
| FLEX LTD ORD | Y2573F102 | Stock | 92,784 | $2,503,312 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 161,856 | $2,499,056 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 680,521 | $2,497,512 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 115,877 | $2,492,518 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 83,772 | $2,491,379 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 65,851 | $2,490,493 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 342,939 | $2,486,308 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 50,000 | $2,484,500 | dollars as filed | put |
| BANK HAWAII CORP | 062540109 | COM | 50,000 | $2,484,500 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,452,000 | $2,483,876 | dollars as filed | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 162,610 | $2,481,429 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 39,323 | $2,477,753 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 107,946 | $2,477,361 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 69,016 | $2,476,294 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 22,000 | $2,469,060 | dollars as filed | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 115,193 | $2,467,434 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 147,828 | $2,465,771 | dollars as filed | |
| AAR CORP | 000361105 | COM | 41,351 | $2,461,625 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 2,280,000 | $2,458,980 | dollars as filed | principal |
| INARI MED INC | 45332Y109 | COM | 37,541 | $2,455,182 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,363,000 | $2,452,794 | dollars as filed | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 23,085 | $2,448,858 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 36,497 | $2,446,759 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 36,000 | $2,438,640 | dollars as filed | put |
| ICOSAVAX INC | 45114M109 | COM | 314,502 | $2,437,390 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,000 | $2,424,400 | dollars as filed | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 23,104 | $2,424,094 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 65,281 | $2,421,272 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 257,453 | $2,412,335 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,153,451 | $2,410,712 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 24,073 | $2,409,974 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 400,000 | $2,408,000 | dollars as filed | put |
| SANMINA CORP COM | 801056102 | Stock | 44,333 | $2,406,395 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20,859 | $2,399,023 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 71,271 | $2,389,004 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 56,516 | $2,387,250 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 79,204 | $2,384,040 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A833 | DLY NVDA BULL 2X | 100,000 | $2,375,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,483,758 | $2,374,012 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 109,623 | $2,371,145 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 122,612 | $2,368,864 | dollars as filed | |
| F N B CORP | 302520101 | COM | 219,215 | $2,365,331 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 70,098 | $2,356,008 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 22,620 | $2,355,647 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 15,470 | $2,351,927 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 2,182,000 | $2,348,487 | dollars as filed | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,103 | $2,347,993 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 27,000 | $2,344,140 | dollars as filed | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 25,000 | $2,341,000 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 428,255 | $2,333,990 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 24,828 | $2,331,101 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 607,151 | $2,325,389 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 22,514 | $2,319,842 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 55,641 | $2,314,108 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 37,500 | $2,310,000 | dollars as filed | put |
| CUTERA INC | 232109108 | COM | 383,151 | $2,306,569 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 2,983,000 | $2,306,157 | dollars as filed | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 54,062 | $2,303,582 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 75,000 | $2,292,750 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 2,271,000 | $2,282,355 | dollars as filed | principal |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 63,997 | $2,281,493 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 56,976 | $2,279,609 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 37,271 | $2,278,748 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 77,593 | $2,269,596 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 122,196 | $2,267,958 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 62,495 | $2,262,306 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 12,000 | $2,262,240 | dollars as filed | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 5,768 | $2,246,808 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 365,564 | $2,244,563 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 181,105 | $2,233,025 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 33,057 | $2,226,719 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,000 | $2,222,850 | dollars as filed | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 87,462 | $2,222,409 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 70,727 | $2,221,536 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,000 | $2,221,110 | dollars as filed | call |
| TANGER INC | 875465106 | COM | 98,162 | $2,218,461 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 60,000 | $2,217,000 | dollars as filed | put |
| FERRARI N V | N3167Y103 | COM | 7,500 | $2,216,550 | dollars as filed | call |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 2,774,000 | $2,212,265 | dollars as filed | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 37,002 | $2,207,910 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 138,500 | $2,199,380 | dollars as filed | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 50,000 | $2,197,500 | dollars as filed | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,216 | $2,186,989 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 54,595 | $2,181,616 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 3,000 | $2,178,780 | dollars as filed | put |
| FASTLY INC | 31188V100 | CL A | 113,240 | $2,170,812 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 130,830 | $2,167,854 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 68,465 | $2,166,233 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 67,638 | $2,160,358 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 49,800 | $2,153,334 | dollars as filed | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 22,857 | $2,152,888 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 268,185 | $2,142,798 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 61,357 | $2,140,133 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 2,573,000 | $2,129,158 | dollars as filed | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 84,733 | $2,128,493 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 93,510 | $2,122,677 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,000 | $2,121,000 | dollars as filed | call |
| VERACYTE INC COM | 92337F107 | Stock | 94,966 | $2,120,591 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 184,800 | $2,119,656 | dollars as filed | call |
| CHEFS WHSE INC | 163086101 | COM | 100,000 | $2,118,000 | dollars as filed | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,487 | $2,117,324 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 153,526 | $2,114,053 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 140,000 | $2,102,800 | dollars as filed | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25,500 | $2,101,455 | dollars as filed | put |
| STERICYCLE INC | 858912108 | COM | 46,953 | $2,099,269 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 93,565 | $2,097,727 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 35,585 | $2,094,533 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 244,414 | $2,092,184 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 54,234 | $2,082,042 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 60,473 | $2,076,037 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 193,100 | $2,075,825 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 142,694 | $2,074,771 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 182,603 | $2,074,370 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 42,829 | $2,073,781 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 141,460 | $2,061,072 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 75,340 | $2,060,549 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 81,970 | $2,058,268 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 61,755 | $2,057,059 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 7,626 | $2,054,144 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 75,000 | $2,052,750 | dollars as filed | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 152,416 | $2,051,519 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 14,087 | $2,049,659 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 34,304 | $2,046,216 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 13,974 | $2,045,087 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 140,000 | $2,043,047 | dollars as filed | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 49,690 | $2,042,756 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 48,374 | $2,041,866 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,463 | $2,032,898 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 40,288 | $2,029,700 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 100,244 | $2,028,939 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 92,906 | $2,027,852 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 30,266 | $2,026,309 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 29,642 | $2,022,178 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 20,782 | $2,020,218 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 154,943 | $2,008,061 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 11,858 | $2,005,425 | dollars as filed | |
| Deere & Company | 244199105 | COM | 5,300 | $2,000,114 | dollars as filed | put |
| KBHOME | 48666K109 | COM | 43,215 | $1,999,991 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 133,834 | $1,999,480 | dollars as filed | |
| WAFD INC | 938824109 | COM | 77,900 | $1,995,798 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 2,054,000 | $1,993,797 | dollars as filed | principal |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 199,288 | $1,990,887 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 21,000 | $1,988,700 | dollars as filed | call |
| CARNIVAL CORP | 143658BT8 | BOND | 1,328,000 | $1,984,696 | dollars as filed | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 71,915 | $1,984,135 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,000 | $1,980,360 | dollars as filed | put |
| NULL | 38149W648 | NULL | 50,000 | $1,975,500 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 122,263 | $1,973,327 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 86,922 | $1,973,130 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 109,193 | $1,970,934 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 128,240 | $1,969,766 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,000 | $1,969,300 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 43,000 | $1,968,540 | dollars as filed | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 40,969 | $1,965,693 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 105,970 | $1,964,683 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 10,799 | $1,963,150 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 19,000 | $1,962,510 | dollars as filed | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 121,780 | $1,953,351 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 48,271 | $1,953,044 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 91,909 | $1,950,309 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-23-000149 | this filing | 2023-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000831001-23-000151 | base | 2023-12-06 | acceptance time not in the bulk data set |