13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-09, with 5,753 holding rows worth $125,585,693,068.
- Accession
- 0000831001-23-000029
- Filer
- CIK 831001
- Filed
- 2023-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 12,753 entries on the cover page, a total value of $125,585,693,068 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,585,693,068 with VALUE read as dollars as filed, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 78 | $535 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 197 | $526 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 82 | $525 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 148 | $525 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 627 | $520 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 511 | $516 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 120 | $516 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 999 | $513 | dollars as filed | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,299 | $508 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 12 | $495 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 11 | $486 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8 | $485 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 12 | $480 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,436 | $477 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 425 | $472 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 55 | $471 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 72 | $466 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 9,197 | $464 | dollars as filed | call |
| SWK HLDGS CORP | 78501P203 | COM NEW | 26 | $459 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 9 | $458 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29 | $456 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 153 | $454 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 5 | $446 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 280 | $442 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 18 | $437 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5 | $436 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 1,209 | $430 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 550 | $429 | dollars as filed | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 16,667 | $425 | dollars as filed | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 726 | $419 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,100 | $408 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 301 | $406 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 246 | $406 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 18 | $396 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 58 | $395 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 231 | $390 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 235 | $388 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 531 | $387 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 96 | $386 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 81 | $383 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 240 | $382 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 854 | $380 | dollars as filed | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 37,501 | $375 | dollars as filed | call |
| TERAWULF INC | 88080T104 | COM | 556 | $370 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 14 | $359 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 284 | $358 | dollars as filed | |
| BIG SKY INDL INC | 911805307 | COM | 151 | $347 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 935 | $342 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 94 | $341 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8 | $340 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 585 | $338 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 598 | $335 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 49 | $331 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 137 | $330 | dollars as filed | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 200 | $328 | dollars as filed | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 300 | $327 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 300 | $327 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 656 | $315 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 84 | $311 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 1,046 | $309 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 100 | $296 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 378 | $295 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 737 | $291 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 113 | $284 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 76 | $281 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 658 | $276 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 73 | $274 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 198 | $273 | dollars as filed | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 355 | $272 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 55 | $270 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 47 | $265 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 58 | $264 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 133 | $263 | dollars as filed | |
| INTELLIGENT MEDI ACQSITN COR | 45828D114 | WARR | 25,001 | $263 | dollars as filed | call |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 519 | $260 | dollars as filed | |
| Nanthealth Inc | 630104305 | COM | 68 | $248 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 107 | $246 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 96 | $246 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 135 | $243 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 54 | $242 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 13 | $240 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 64 | $240 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 833 | $237 | dollars as filed | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 100 | $236 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4 | $231 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 1,278 | $231 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 226 | $231 | dollars as filed | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,342 | $231 | dollars as filed | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 7,634 | $230 | dollars as filed | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 293 | $223 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 76 | $217 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 40 | $215 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 33,334 | $215 | dollars as filed | call |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 459 | $211 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 163 | $210 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 164 | $205 | dollars as filed | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 54 | $201 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 332 | $200 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 100 | $198 | dollars as filed | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 8,334 | $196 | dollars as filed | call |
| OPPFI INC | 68386H103 | COMMON STOCK | 95 | $195 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 116 | $195 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 620 | $189 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 19 | $184 | dollars as filed | |
| BANNER ACQUISITION CORP | 06654K119 | *W EXP 09/07/202 | 12,151 | $183 | dollars as filed | call |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 433 | $180 | dollars as filed | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 449 | $179 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 92 | $175 | dollars as filed | |
| XOS INC | 98423B108 | COM | 380 | $168 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 125 | $165 | dollars as filed | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 213 | $161 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 1,559 | $161 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 20 | $156 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 138 | $156 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 74 | $152 | dollars as filed | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 19,001 | $152 | dollars as filed | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2 | $148 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5 | $148 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 38 | $146 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,038 | $146 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 759 | $146 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 98 | $143 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 100 | $140 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 270 | $137 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 1,830 | $137 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 206 | $134 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,016 | $133 | dollars as filed | call |
| ONCORUS INC | 68236R103 | COM | 506 | $128 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2 | $127 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3 | $124 | dollars as filed | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,000 | $113 | dollars as filed | principal |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 91 | $112 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1 | $109 | dollars as filed | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 17,438 | $106 | dollars as filed | call |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 58 | $102 | dollars as filed | |
| CLENE INC | 185634102 | COM | 100 | $100 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 708 | $99 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 65 | $99 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 77 | $98 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 100 | $98 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 15 | $95 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 180 | $90 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 141 | $86 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35 | $82 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 52 | $82 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 6 | $81 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 85 | $81 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 36 | $79 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1 | $76 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5 | $73 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 130 | $73 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 4 | $72 | dollars as filed | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 19,989 | $72 | dollars as filed | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 61 | $71 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 13,459 | $69 | dollars as filed | call |
| REGENETP INC XXX | 731094207 | COM | 100 | $66 | dollars as filed | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8 | $65 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 5 | $62 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2 | $60 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 74 | $60 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 107 | $59 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 43 | $56 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 2 | $55 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 169 | $55 | dollars as filed | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 1 | $54 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $53 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 3 | $52 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1 | $50 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 15 | $48 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1 | $47 | dollars as filed | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 14 | $46 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 4 | $43 | dollars as filed | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 38 | $43 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1 | $41 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $41 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $40 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $38 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $37 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2 | $36 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 7 | $36 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 27 | $35 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 120 | $35 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $34 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 85 | $34 | dollars as filed | |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 19,604 | $33 | dollars as filed | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5 | $32 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 87 | $32 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 38 | $28 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 97 | $28 | dollars as filed | |
| HV BANCORP | 40441H105 | COM | 1 | $28 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 650 | $27 | dollars as filed | call |
| CYBIN INC | 23256X100 | COM | 86 | $26 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1 | $24 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2 | $23 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 2 | $23 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10 | $23 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 1 | $22 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $22 | dollars as filed | |
| ONCOSEC MED INC | 68234L405 | COMSTOCK | 13 | $22 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 1 | $17 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3 | $17 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1 | $16 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1 | $15 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2 | $15 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 5 | $15 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $15 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1 | $14 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 6 | $14 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 4 | $13 | dollars as filed | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 16 | $12 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2 | $11 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3 | $11 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $11 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1 | $10 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 1 | $10 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $10 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $10 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 1 | $10 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1 | $9 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $9 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1 | $8 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 2 | $8 | dollars as filed | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 16 | $8 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1 | $7 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 1 | $7 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1 | $7 | dollars as filed | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 8 | $7 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1 | $6 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1 | $5 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 93 | $5 | dollars as filed | call |
| SOCIETY PASS INC | 83370P102 | COM | 5 | $5 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1 | $4 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $4 | dollars as filed | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 37,351 | $4 | dollars as filed | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2 | $4 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $3 | dollars as filed | |
| SMART POWERR CORP | 168913309 | COM | 1 | $3 | dollars as filed | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $3 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $3 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1 | $3 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 1 | $2 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1 | $2 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 3 | $2 | dollars as filed | |
| MISSFRESH LTD ADR | 60500F204 | COM | 1 | $2 | dollars as filed | |
| SUPERCOM LTD NEW | M87095200 | SHS | 1 | $2 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES INC COM NEW | 043635606 | Stock | 1 | $2 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 1 | $1 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 10 | $1 | dollars as filed | |
| ATHENEX INC | 04685N103 | COM | 4 | $1 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-23-000029 | this filing | 2023-02-09 | acceptance time not in the bulk data set |