13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 6,364 holding rows worth $134,358,219,000.
- Accession
- 0000831001-22-000127
- Filer
- CIK 831001
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 14,060 entries on the cover page, a total value of $134,358,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,358,219,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 621 | $7,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,145 | $7,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 934 | $7,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 604 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 300 | $7,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 2,125 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,400 | $7,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 2,208 | $7,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,440 | $7,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 320 | $7,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 2,050 | $7,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 1,580 | $7,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 4,000 | $7,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 4,584 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 500 | $7,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 2,154 | $7,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 2,573 | $7,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 50,001 | $7,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 7,277 | $7,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 50,000 | $7,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,054 | $7,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 18,000 | $7,000 | thousands by filing date | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 66,666 | $7,000 | thousands by filing date | call |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 47,165 | $7,000 | thousands by filing date | call |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 32,721 | $7,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,293 | $7,000 | thousands by filing date | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 752 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $7,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $7,000 | thousands by filing date | principal |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 20 | $7,000 | thousands by filing date | |
| Antero Resources Corp | 03674XAM8 | CV | 1,000 | $7,000 | thousands by filing date | principal |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 12,000 | $7,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 17,825 | $7,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 30,000 | $7,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 940 | $6,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 114 | $6,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,087 | $6,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 400 | $6,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 929 | $6,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,347 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 63 | $6,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 359 | $6,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,190 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 40 | $6,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 3,233 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 488 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 910 | $6,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 741 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 611 | $6,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,137 | $6,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 332 | $6,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 3,010 | $6,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,225 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 801 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 541 | $6,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,454 | $6,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 651 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 150 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 4,259 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 240 | $6,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 2,504 | $6,000 | thousands by filing date | |
| AUSTIN GOLD CORP | 05223F106 | COM | 3,578 | $6,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 5,463 | $6,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 4,723 | $6,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,077 | $6,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,212 | $6,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 1,583 | $6,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 30,501 | $6,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 7,000 | $6,000 | thousands by filing date | principal |
| BRIGHT GREEN CORP | 10920G100 | COM | 2,514 | $6,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 1,173 | $6,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 2,104 | $6,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 802 | $6,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,167 | $6,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 1,779 | $6,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 805 | $6,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,400 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 600 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,402 | $6,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 2,650 | $6,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 62,501 | $6,000 | thousands by filing date | call |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 31,154 | $6,000 | thousands by filing date | call |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 50,001 | $6,000 | thousands by filing date | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 9,554 | $6,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 20,000 | $6,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T129 | *W EXP 99/99/999 | 37,501 | $6,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| SWVL HOLDINGS CORP | G86302109 | CLASS A COM | 917 | $6,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 75,001 | $6,000 | thousands by filing date | call |
| EVAXION BIOTECH A S | 29970R105 | ADR | 2,941 | $6,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 13,000 | $6,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 10,000 | $6,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 142 | $5,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 553 | $5,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,115 | $5,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,700 | $5,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,446 | $5,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,689 | $5,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 2,000 | $5,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 1,332 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 150 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 142 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 108 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 400 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 151 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 520 | $5,000 | thousands by filing date | call |
| I-80 GOLD CORP | 44955L106 | COM | 3,004 | $5,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 3,197 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 451 | $5,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 400 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,500 | $5,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 659 | $5,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 889 | $5,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 548 | $5,000 | thousands by filing date | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 289 | $5,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,181 | $5,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,277 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 259 | $5,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 150 | $5,000 | thousands by filing date | |
| COMPASS DIGITAL ACQUISITION CO | g2476c123 | WT | 19,920 | $5,000 | thousands by filing date | call |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 34,271 | $5,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 130 | $5,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,260 | $5,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 6,650 | $5,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 764 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 542 | $5,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 1,000 | $5,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 11,986 | $5,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,703 | $5,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 50,001 | $5,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 127 | $5,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 1,024 | $5,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 1,291 | $5,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 3,774 | $5,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 1,615 | $5,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 66,667 | $5,000 | thousands by filing date | call |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,782 | $5,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 8,741 | $5,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 50,001 | $5,000 | thousands by filing date | call |
| TALON 1 ACQUISITION CORP | G86656116 | *W EXP 07/30/202 | 31,404 | $5,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 22,138 | $5,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,001 | $5,000 | thousands by filing date | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 5,535 | $5,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 50,001 | $5,000 | thousands by filing date | call |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 50,001 | $5,000 | thousands by filing date | call |
| THE GROWTH FOR GOOD ACQU COR | G41522114 | *W EXP 11/12/202 | 53,645 | $5,000 | thousands by filing date | call |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 37,501 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 275 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 244 | $5,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 4,261 | $5,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A112 | WTS | 50,001 | $5,000 | thousands by filing date | call |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 494 | $5,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,000 | $5,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 2,741 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 141 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 167 | $4,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,203 | $4,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 482 | $4,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 843 | $4,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 1,458 | $4,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 300 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 94 | $4,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 200 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,903 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 325 | $4,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,060 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 138 | $4,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 401 | $4,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 200 | $4,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 500 | $4,000 | thousands by filing date | call |
| REDWIRE CORPORATION | 75776W103 | COM | 1,234 | $4,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 3,158 | $4,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 713 | $4,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 1,370 | $4,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 950 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 400 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 200 | $4,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 627 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 215 | $4,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 398 | $4,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,109 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 67 | $4,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 747 | $4,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,019 | $4,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,158 | $4,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,704 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 166 | $4,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $4,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 376 | $4,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 1,230 | $4,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 377 | $4,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 931 | $4,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 841 | $4,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 1,043 | $4,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 62,501 | $4,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,028 | $4,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 1,853 | $4,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 962 | $4,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 223 | $4,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 2,708 | $4,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,856 | $4,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,402 | $4,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,671 | $4,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 759 | $4,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,207 | $4,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 936 | $4,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 1,576 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G382 | FUND | 170 | $4,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 6,000 | $4,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 1,046 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 4,993 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,871 | $4,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 1,413 | $4,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 3,905 | $4,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B202 | COM | 2,400 | $4,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,932 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 125 | $4,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 380 | $4,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 3,355 | $4,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,645 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 6,145 | $4,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 4,378 | $4,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 3,390 | $4,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 5,230 | $4,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 33,334 | $4,000 | thousands by filing date | call |
| FARMMI INC | G33277123 | SHS NEW | 3,800 | $4,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 13,400 | $4,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 13,500 | $4,000 | thousands by filing date | |
| LIONHEART III CORP | 536262116 | *W EXP 11/09/202 | 25,003 | $4,000 | thousands by filing date | call |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 17,438 | $4,000 | thousands by filing date | call |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 19,604 | $4,000 | thousands by filing date | call |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 4,371 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $4,000 | thousands by filing date | principal |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 36,201 | $4,000 | thousands by filing date | call |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 3,457 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,300 | $4,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 6,627 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 798 | $4,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 4,679 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06367V204 | MICROSECTORS FAN | 60 | $4,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 7,105 | $4,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 3,440 | $4,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 15,730 | $4,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,898 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 363 | $4,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 25,001 | $4,000 | thousands by filing date | call |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q111 | WTS | 30,407 | $4,000 | thousands by filing date | call |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 405 | $4,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 20,001 | $4,000 | thousands by filing date | call |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 10,330 | $4,000 | thousands by filing date | call |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 2,950 | $4,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 25,301 | $4,000 | thousands by filing date | call |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 6,000 | $4,000 | thousands by filing date | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 83 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 120 | $3,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 740 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 18 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,790 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 963 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 49 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 67 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 78 | $3,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 1,500 | $3,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 395 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 501 | $3,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 977 | $3,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 298 | $3,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,432 | $3,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 846 | $3,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 373 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,100 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 119 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,677 | $3,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 957 | $3,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,031 | $3,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 800 | $3,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 150 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 100 | $3,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,054 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 678 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 301 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 77 | $3,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 736 | $3,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 800 | $3,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 97 | $3,000 | thousands by filing date | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 23,401 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 115 | $3,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 409 | $3,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 292 | $3,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 2,338 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 556 | $3,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 1,497 | $3,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,035 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,900 | $3,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 754 | $3,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 520 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,650 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,160 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,000 | $3,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 706 | $3,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 33,334 | $3,000 | thousands by filing date | call |
| TENON MEDICAL INC | 88066N105 | COM | 1,431 | $3,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 2,565 | $3,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 2,444 | $3,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,176 | $3,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 874 | $3,000 | thousands by filing date | |
| CYREN LTD | M26895132 | COM | 1,326 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,221 | $3,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 2,126 | $3,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 1,286 | $3,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 18,617 | $3,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 644 | $3,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D114 | WARR | 25,001 | $3,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 363 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,615 | $3,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,414 | $3,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 200 | $3,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 33,334 | $3,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 9,197 | $3,000 | thousands by filing date | call |
| APEIRON CAPITAL INVEST CORP | 03752A119 | *W EXP 04/02/202 | 37,501 | $3,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 3,700 | $3,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 500 | $3,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 15,167 | $3,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 35,046 | $3,000 | thousands by filing date | call |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $3,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 12,551 | $3,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 210 | $3,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,500 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G203 | COM NEW | 812 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,520 | $3,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 613 | $3,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 2,420 | $3,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 935 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,313 | $3,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 3,640 | $3,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,143 | $3,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 12,500 | $3,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 50,000 | $3,000 | thousands by filing date | call |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 2,112 | $3,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 1,864 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP WT EXP | G0447J128 | Stock | 6,967 | $3,000 | thousands by filing date | call |
| INVESTMENT MANAGERS SER TR I | 46144X883 | AXS 2X INNOVATN | 150 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 37 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 45 | $2,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 439 | $2,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,545 | $2,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 300 | $2,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 386 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 320 | $2,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 50 | $2,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 84 | $2,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 189 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 907 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 78 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 792 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100 | $2,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 3,077 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 46 | $2,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 166 | $2,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 373 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 260 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 154 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 26 | $2,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,720 | $2,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 68 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 30 | $2,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,247 | $2,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 116 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,339 | $2,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 218 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 46 | $2,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,481 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 500 | $2,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 311 | $2,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 64 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 89 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 252 | $2,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,090 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 176 | $2,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 1,670 | $2,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,871 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 300 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 50 | $2,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 206 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 26 | $2,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 500 | $2,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 1,162 | $2,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 3,626 | $2,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 512 | $2,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,267 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 859 | $2,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 3,746 | $2,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 654 | $2,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 790 | $2,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 466 | $2,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 4,500 | $2,000 | thousands by filing date | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 1,447 | $2,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 614 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 63 | $2,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,806 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $2,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 599 | $2,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 3,282 | $2,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 495 | $2,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 777 | $2,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,490 | $2,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,612 | $2,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 100 | $2,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 421 | $2,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,237 | $2,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 13,950 | $2,000 | thousands by filing date | call |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 858 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $2,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 267 | $2,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 564 | $2,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,121 | $2,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 634 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,292 | $2,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,398 | $2,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 915 | $2,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,398 | $2,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 439 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,253 | $2,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 672 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 297 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 5,200 | $2,000 | thousands by filing date | |
| TOKYO LIFESTYLE CO LTD SPONSORED ADS | 98741L101 | ADR | 923 | $2,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 1,191 | $2,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 909 | $2,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 13,459 | $2,000 | thousands by filing date | call |
| BANNER ACQUISITION CORP | 06654K119 | *W EXP 09/07/202 | 12,151 | $2,000 | thousands by filing date | call |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,200 | $2,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,759 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 210 | $2,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 16,667 | $2,000 | thousands by filing date | call |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,978 | $2,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 19,989 | $2,000 | thousands by filing date | call |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,000 | $2,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 1,743 | $2,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 6,251 | $2,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $2,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1,718 | $2,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 699 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 200 | $2,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 10,666 | $2,000 | thousands by filing date | |
| BYND CANNASOFT ENTERPRISES I | 05608P109 | COM | 350 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 2,010 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 295 | $2,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1,118 | $2,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 6,000 | $2,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 8,795 | $2,000 | thousands by filing date | call |
| Dimensional International Value ETF | 25434V807 | SHS | 19 | $1,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 38 | $1,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 10 | $1,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 27 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 36 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 93 | $1,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 94 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 48 | $1,000 | thousands by filing date | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 484 | $1,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 40 | $1,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 519 | $1,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 51 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 14 | $1,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 23 | $1,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 76 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 21 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 378 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 38 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 228 | $1,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 375 | $1,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 275 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 86 | $1,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 92 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 10 | $1,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 332 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 32 | $1,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 262 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 75 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-22-000127 | this filing | 2022-08-10 | acceptance time not in the bulk data set |