13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 5,872 holding rows worth $186,693,575,000.
- Accession
- 0000831001-22-000032
- Filer
- CIK 831001
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 12,745 entries on the cover page, a total value of $186,693,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,693,575,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UR-ENERGY INC | 91688R108 | COM | 45,610 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 2,000 | $56,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 7,046 | $56,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 7,580 | $56,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 2,826 | $56,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 33,000 | $56,000 | thousands by filing date | principal |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 3,643 | $56,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,894 | $56,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 4,238 | $56,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 24,773 | $56,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 25,576 | $56,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 8,401 | $56,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 4,899 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,782 | $55,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 874 | $55,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 937 | $55,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,956 | $55,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,221 | $55,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 4,072 | $55,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,905 | $55,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,195 | $54,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,634 | $54,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,024 | $54,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,667 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,000 | $54,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,625 | $54,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,989 | $54,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 16,526 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 779 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 568 | $53,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,299 | $53,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,612 | $53,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 2,578 | $53,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 345 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $53,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 782 | $53,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,475 | $53,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,525 | $53,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 3,923 | $53,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 15,410 | $53,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 4,766 | $53,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,969 | $52,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,226 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 295 | $52,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 6,584 | $52,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 3,766 | $52,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 25,000 | $52,000 | thousands by filing date | principal |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 5,816 | $52,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 5,517 | $52,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,982 | $52,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,720 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,370 | $51,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 2,734 | $51,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,933 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 812 | $51,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,191 | $51,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 26,281 | $51,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,078 | $51,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 8,183 | $51,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 3,243 | $51,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 13,657 | $51,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 4,834 | $50,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,970 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 695 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 825 | $50,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,553 | $50,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 23,857 | $50,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,535 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,041 | $49,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 802 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,650 | $49,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 5,503 | $49,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,525 | $49,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 4,833 | $49,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,253 | $49,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 19,510 | $49,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 31,657 | $49,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 1,920 | $48,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 2,958 | $48,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 5,522 | $48,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 7,255 | $48,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 9,169 | $48,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 802 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,236 | $48,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 2,372 | $48,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,145 | $48,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,100 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,000 | $48,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 29,797 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,332 | $48,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 7,000 | $48,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 13,085 | $48,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 7,784 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,700 | $48,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 52,894 | $48,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 59,483 | $48,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,333 | $47,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 2,740 | $47,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,235 | $47,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,216 | $47,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,128 | $47,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 4,423 | $47,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,203 | $47,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 178 | $46,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 711 | $46,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $46,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 7,573 | $46,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 128,650 | $46,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 12,347 | $46,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,814 | $46,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,383 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 257 | $45,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,937 | $45,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 9,387 | $45,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 1,712 | $45,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 4,065 | $45,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 3,165 | $45,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,451 | $45,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 7,000 | $45,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,815 | $45,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 19,623 | $45,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 8,069 | $45,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 4,948 | $45,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 25,704 | $45,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 3,181 | $45,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,172 | $45,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,450 | $45,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 9,644 | $44,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,641 | $44,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,805 | $44,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,654 | $44,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,888 | $44,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,814 | $44,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,122 | $44,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 2,440 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 300 | $43,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 734 | $43,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,032 | $43,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 831 | $43,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,717 | $43,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 5,746 | $43,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,008 | $43,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,279 | $42,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 280 | $42,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,149 | $42,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $42,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,244 | $42,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 7,163 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,000 | $42,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 2,393 | $42,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 9,395 | $42,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 10,932 | $42,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 8,324 | $42,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 76,554 | $42,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 2,393 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,383 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,195 | $41,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1,162 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 589 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 400 | $41,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 3,146 | $41,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 3,468 | $41,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,409 | $41,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 8,876 | $41,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,372 | $41,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 25,102 | $41,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 6,437 | $41,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 28,000 | $41,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 630 | $40,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 5,108 | $40,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 36,408 | $40,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 2,352 | $40,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,509 | $40,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 1,500 | $40,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108102 | CMN | 450 | $40,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,572 | $40,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 112,848 | $40,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 44,000 | $40,000 | thousands by filing date | principal |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 3,147 | $40,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 11,946 | $40,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,544 | $40,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 10,368 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 546 | $39,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,829 | $39,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,659 | $39,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 18,102 | $39,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,296 | $39,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 4,324 | $39,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 6,474 | $39,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 3,903 | $39,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,279 | $39,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 9,437 | $39,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $39,000 | thousands by filing date | principal |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,632 | $38,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,078 | $38,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,171 | $38,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 3,381 | $38,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 4,798 | $38,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 2,304 | $37,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 45,000 | $37,000 | thousands by filing date | principal |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 6,896 | $37,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,221 | $37,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 4,571 | $37,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 4,829 | $37,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 10,137 | $37,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 6,421 | $37,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 21,989 | $37,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $36,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,293 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,400 | $36,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 379 | $36,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,038 | $36,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 1,135 | $36,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 2,896 | $36,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 34,587 | $36,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 29,842 | $36,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 3,919 | $36,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 3,143 | $36,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 3,206 | $35,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,355 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 47,000 | $35,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $35,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,194 | $35,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 7,236 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $35,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 22,680 | $35,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $35,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 500 | $34,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 2,276 | $34,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,500 | $34,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,639 | $34,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 3,236 | $34,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 10,259 | $34,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 19,323 | $34,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 25,323 | $34,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,479 | $33,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,178 | $33,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 2,946 | $33,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,500 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,000 | $33,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 2,921 | $33,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 1,535 | $33,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 2,713 | $32,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 1,237 | $32,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,528 | $32,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 3,260 | $32,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 491 | $32,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,000 | $31,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 7,984 | $31,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,805 | $31,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,125 | $31,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,107 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 609 | $31,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 31,000 | $31,000 | thousands by filing date | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 22,943 | $31,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 2,838 | $31,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 5,860 | $31,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 2,960 | $31,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 3,100 | $31,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 485 | $30,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 4,286 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 130 | $30,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 429 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,647 | $30,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 1,197 | $30,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 207 | $30,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,165 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 297 | $30,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 6,116 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,500 | $30,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,401 | $30,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 7,065 | $30,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 17,734 | $30,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,271 | $29,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 1,397 | $29,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 4,066 | $29,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,844 | $29,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 2,982 | $29,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 6,399 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 500 | $29,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 20,058 | $29,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 1,439 | $29,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 20,610 | $29,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 22,000 | $29,000 | thousands by filing date | principal |
| ATERIAN INC | 02156U101 | COM | 6,959 | $29,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 50,893 | $29,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 3,434 | $29,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 4,191 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 500 | $28,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 644 | $28,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 10,502 | $28,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,225 | $28,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 1,935 | $28,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 156 | $28,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,000 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 469 | $28,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,124 | $28,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 6,278 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $27,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,514 | $27,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 1,680 | $27,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 710 | $27,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,848 | $27,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $27,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,023 | $27,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 5,669 | $27,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 2,904 | $27,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 2,805 | $27,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 9,313 | $27,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 9,863 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 172 | $26,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,050 | $26,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,290 | $26,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 438 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 400 | $26,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 3,891 | $26,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 13,047 | $26,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 34,430 | $26,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,118 | $26,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,907 | $26,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 2,514 | $26,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 11,278 | $26,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 16,302 | $26,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 2,500 | $26,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 500 | $25,000 | thousands by filing date | put |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 4,176 | $25,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 2,020 | $25,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,033 | $25,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 8,490 | $25,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 5,519 | $25,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 794 | $25,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 3,664 | $25,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 50,000 | $25,000 | thousands by filing date | call |
| KARAT PACKAGING INC | 48563L101 | COM | 1,170 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 567 | $24,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 351 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,500 | $24,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,362 | $24,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,667 | $24,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 23,000 | $24,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 41,684 | $24,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 1,901 | $24,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 6,350 | $23,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 852 | $23,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 4,579 | $23,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 4,510 | $23,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 2,075 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 210 | $23,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,795 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 778 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,100 | $23,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 705 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 400 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,159 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 263 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $22,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 665 | $22,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,629 | $22,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,296 | $22,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 5,468 | $22,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 4,605 | $22,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,350 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 534 | $21,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,650 | $21,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,928 | $21,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,711 | $21,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,611 | $21,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 25,000 | $21,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 22,000 | $21,000 | thousands by filing date | principal |
| ATRECA INC | 04965G109 | COM | 6,886 | $21,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 13,931 | $21,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 4,533 | $21,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $21,000 | thousands by filing date | principal |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 186 | $20,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,238 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 393 | $20,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,574 | $20,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 450 | $20,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,752 | $20,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 11,376 | $20,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 4,711 | $20,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 15,723 | $20,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,790 | $20,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 7,793 | $20,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 2,123 | $20,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $20,000 | thousands by filing date | principal |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 879 | $19,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,729 | $19,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 280 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 269 | $19,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,631 | $19,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,327 | $19,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,839 | $19,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 2,730 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 116 | $19,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 80,172 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 432 | $19,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 3,128 | $19,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 8,000 | $19,000 | thousands by filing date | principal |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 2,397 | $19,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,877 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 174 | $18,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 479 | $18,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,803 | $18,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 1,107 | $18,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,771 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 700 | $18,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 449 | $18,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 1,759 | $18,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,407 | $18,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 240 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 160 | $18,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,095 | $18,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 14,254 | $18,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 25,638 | $18,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 2,057 | $18,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 1,802 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 1,387 | $18,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 485 | $17,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 541 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 350 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,173 | $17,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 608 | $17,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,232 | $17,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 300 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $17,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 3,126 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $17,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,119 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $17,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,556 | $17,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 4,903 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 600 | $17,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 3,324 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 600 | $16,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 504 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,000 | $16,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,845 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 461 | $16,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,500 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,559 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,038 | $16,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,276 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $16,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 559 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 600 | $16,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 770 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $16,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 624 | $16,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 2,503 | $16,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 12,000 | $16,000 | thousands by filing date | principal |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 3,342 | $16,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 5,579 | $16,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $16,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 2,537 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 579 | $16,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 300 | $15,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 146 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $15,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 100 | $15,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 793 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 296 | $15,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,851 | $15,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $15,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,870 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 573 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 243 | $15,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1,146 | $15,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 2,963 | $15,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $15,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 292 | $15,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 5,162 | $15,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 1,469 | $15,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 3,679 | $15,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 25,000 | $15,000 | thousands by filing date | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 2,493 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 326 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 74 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 410 | $14,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 1,900 | $14,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 500 | $14,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 790 | $14,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 1,985 | $14,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 864 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 262 | $14,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,747 | $14,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 6,000 | $14,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 4,572 | $14,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 7,000 | $14,000 | thousands by filing date | principal |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 14,860 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-22-000032 | this filing | 2022-02-10 | acceptance time not in the bulk data set |