13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 7,598 holding rows worth $121,399,215,000.
- Accession
- 0000831001-18-000080
- Filer
- CIK 831001
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,383 entries on the cover page, a total value of $121,399,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,399,215,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAP SE SPON ADR | 803054204 | ADR | 12,600 | $1,319,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 80,100 | $1,318,000 | thousands by filing date | call |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 54,086 | $1,317,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 17,857 | $1,316,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 30,682 | $1,315,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,362 | $1,315,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,800 | $1,314,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 42,000 | $1,314,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 578,200 | $1,313,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 86,900 | $1,312,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 92,445 | $1,312,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 34,706 | $1,310,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 268,600 | $1,310,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 36,637 | $1,309,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 18,258 | $1,308,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 8,350 | $1,308,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 32,400 | $1,307,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 58,896 | $1,304,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 17,000 | $1,302,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 25,015 | $1,301,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,600 | $1,299,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 17,700 | $1,298,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 17,721 | $1,294,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,244 | $1,290,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 194,529 | $1,290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 41,266 | $1,290,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,500 | $1,289,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 47,100 | $1,289,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 703,614 | $1,287,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 45,200 | $1,286,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 18,030 | $1,286,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 114,400 | $1,286,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 22,600 | $1,285,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 35,300 | $1,280,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 4,400 | $1,280,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 39,540 | $1,279,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 93,225 | $1,277,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,385,000 | $1,277,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 131,332 | $1,273,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 20,714 | $1,272,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 589,953 | $1,268,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 67,470 | $1,263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 23,100 | $1,262,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 8,388 | $1,261,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 21,517 | $1,260,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,984 | $1,258,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 110,000 | $1,258,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 24,300 | $1,257,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 320,317 | $1,257,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 68,276 | $1,256,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 147,460 | $1,255,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,951 | $1,254,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 92,354 | $1,251,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 29,341 | $1,249,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 30,600 | $1,244,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 24,303 | $1,240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 92,597 | $1,238,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,054 | $1,237,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 9,687 | $1,237,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20,694 | $1,235,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 108,500 | $1,234,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 280,352 | $1,231,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 279,700 | $1,228,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 39,486 | $1,227,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 283,300 | $1,227,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 79,200 | $1,222,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 55,100 | $1,220,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,733 | $1,220,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 30,000 | $1,220,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 16,643 | $1,218,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 148,355 | $1,214,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 31,960 | $1,211,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 30,000 | $1,209,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 104,445 | $1,206,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 20,788 | $1,204,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 33,035 | $1,204,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 21,204 | $1,201,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 246,100 | $1,201,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 15,600 | $1,200,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 20,800 | $1,200,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 80,700 | $1,197,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 61,300 | $1,197,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,400 | $1,197,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 22,300 | $1,195,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 55,568 | $1,195,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,319 | $1,193,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 24,518 | $1,189,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 66,156 | $1,189,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 105,700 | $1,189,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,800 | $1,187,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 82,575 | $1,185,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 65,184 | $1,183,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 37,978 | $1,181,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 30,600 | $1,178,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 30,700 | $1,177,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 101,200 | $1,173,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 40,800 | $1,172,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 16,481 | $1,171,000 | thousands by filing date | |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 1,900,000 | $1,170,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 14,300 | $1,169,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 450,668 | $1,168,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 75,956 | $1,168,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 230,004 | $1,168,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,700 | $1,166,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 9,900 | $1,166,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,800 | $1,166,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 40,353 | $1,166,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 127,000 | $1,165,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,605 | $1,164,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 33,733 | $1,164,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 10,693 | $1,163,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 6,800 | $1,162,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 19,305 | $1,162,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 67,863 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 35,091 | $1,158,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 31,400 | $1,156,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 110,604 | $1,156,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 55,092 | $1,154,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 31,903 | $1,154,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,500 | $1,150,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 20,608 | $1,149,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 313,800 | $1,149,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 12,352 | $1,145,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 36,582 | $1,145,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 77,900 | $1,142,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 27,800 | $1,136,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 174,000 | $1,135,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 23,483 | $1,133,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 33,865 | $1,133,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 13,264 | $1,131,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 91,341 | $1,128,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 109,000 | $1,125,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 79,221 | $1,125,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 614,400 | $1,124,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 31,296 | $1,123,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 32,427 | $1,123,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 68,604 | $1,121,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 34,929 | $1,120,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 222,700 | $1,120,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 29,413 | $1,117,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 33,370 | $1,115,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 21,230 | $1,112,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 23,545 | $1,112,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 13,398 | $1,112,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 24,529 | $1,111,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 186,700 | $1,109,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 37,627 | $1,107,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 38,100 | $1,105,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 114,700 | $1,104,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 71,700 | $1,103,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 12,272 | $1,102,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 38,023 | $1,102,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 56,300 | $1,101,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 41,400 | $1,100,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 52,400 | $1,100,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 28,873 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 10,792 | $1,095,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,100 | $1,094,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,500 | $1,093,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34,317 | $1,091,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 42,200 | $1,090,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 36,241 | $1,089,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 58,044 | $1,088,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 44,929 | $1,087,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,101 | $1,086,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 93,700 | $1,085,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 17,536 | $1,085,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 70,523 | $1,084,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 18,139 | $1,081,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 25,853 | $1,081,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 17,100 | $1,078,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,170 | $1,077,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 403,200 | $1,077,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 66,379 | $1,077,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,700 | $1,076,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 54,135 | $1,073,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 50,000 | $1,073,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 39,200 | $1,073,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,700 | $1,072,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 64,090 | $1,071,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 207,758 | $1,070,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,694 | $1,067,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 36,912 | $1,065,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 43,572 | $1,064,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 17,767 | $1,064,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 156,450 | $1,063,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,800 | $1,062,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,500 | $1,062,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 56,880 | $1,061,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 75,000 | $1,060,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 32,888 | $1,059,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 41,152 | $1,059,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18,800 | $1,053,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 18,986 | $1,053,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 21,400 | $1,051,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 6,500 | $1,049,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 14,240 | $1,045,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 955,000 | $1,044,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 43,804 | $1,043,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 200,860 | $1,042,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,741 | $1,041,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 14,028 | $1,041,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 66,812 | $1,040,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 48,468 | $1,039,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 163,418 | $1,038,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 44,092 | $1,034,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 12,526 | $1,032,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,708 | $1,032,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 65,000 | $1,032,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 24,800 | $1,032,000 | thousands by filing date | call |
| FOGO DE CHAO INC | 344177100 | COM | 65,497 | $1,031,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 33,314 | $1,030,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 17,342 | $1,030,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 32,872 | $1,030,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 24,800 | $1,029,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 54,700 | $1,029,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,600 | $1,028,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 25,300 | $1,028,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,800 | $1,027,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,400 | $1,027,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 24,500 | $1,023,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 19,000 | $1,022,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 19,191 | $1,018,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 17,800 | $1,017,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 89,300 | $1,012,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 9,694 | $1,011,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,941 | $1,011,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,515 | $1,010,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 19,050 | $1,005,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 199,800 | $1,005,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 27,530 | $1,004,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 17,622 | $1,003,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 44,509 | $1,001,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 53,100 | $999,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 33,313 | $998,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 17,260 | $996,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 124,660 | $995,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13,600 | $994,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 241,200 | $994,000 | thousands by filing date | call |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 12,891 | $993,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 66,919 | $993,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 22,846 | $992,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,075 | $991,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 37,800 | $991,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 432,700 | $990,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 64,943 | $989,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,900 | $989,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 3,400 | $989,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 31,850 | $989,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 58,200 | $987,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 24,147 | $986,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 58,200 | $986,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 50,000 | $986,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 25,719 | $985,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 193,100 | $985,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 233,773 | $984,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 122,912 | $983,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 132,522 | $983,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 38,394 | $982,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 35,900 | $981,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,082 | $981,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 59,900 | $978,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 31,400 | $977,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 24,062 | $976,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,244 | $976,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 31,374 | $975,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,760 | $975,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,376 | $975,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 36,652 | $973,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 29,071 | $972,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,800 | $972,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 71,157 | $972,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 38,100 | $968,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 55,200 | $968,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 16,800 | $967,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 64,300 | $967,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 48,651 | $966,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 21,467 | $966,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 28,112 | $966,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 41,763 | $966,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 35,800 | $964,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15,200 | $962,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 7,000 | $959,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,000 | $957,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 44,915 | $957,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,900 | $956,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 29,600 | $956,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 7,013 | $956,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 70,300 | $953,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 34,280 | $951,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 1,000,000 | $949,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 42,733 | $947,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 56,230 | $947,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,700 | $945,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 33,600 | $943,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 925,000 | $943,000 | thousands by filing date | principal |
| VERSUM MATLS INC | 92532W103 | COM | 24,989 | $942,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 19,173 | $941,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 109,200 | $941,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 41,800 | $939,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 195,900 | $938,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 117,100 | $937,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 16,556 | $936,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 22,929 | $933,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,679 | $931,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 31,459 | $930,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,500 | $929,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 13,356 | $929,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 19,199 | $929,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 48,597 | $929,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,391 | $927,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 13,100 | $923,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 27,064 | $922,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 41,000 | $921,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,784 | $920,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 17,503 | $920,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 49,586 | $920,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11,648 | $918,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 23,268 | $918,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 23,263 | $917,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,832 | $916,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 40,390 | $915,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 35,378 | $914,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 41,153 | $914,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 40,695 | $914,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 40,000 | $914,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 19,900 | $913,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 10,331 | $912,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 32,500 | $912,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 193,720 | $912,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,225 | $911,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 22,726 | $911,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 53,700 | $911,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 26,500 | $910,000 | thousands by filing date | put |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 17,173 | $910,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 94,600 | $910,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 19,000 | $910,000 | thousands by filing date | put |
| TTEC HLDGS INC | 89854H102 | COM | 29,649 | $909,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 89,579 | $907,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 31,723 | $902,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 54,866 | $902,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 216,204 | $902,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 18,441 | $900,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 12,429 | $898,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,100 | $898,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 241,900 | $897,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,619 | $896,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 22,100 | $896,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,800 | $895,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 8,200 | $894,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 61,219 | $894,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 10,422 | $893,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 344,331 | $892,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,598 | $892,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 18,749 | $892,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 7,710 | $892,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 15,687 | $891,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 42,023 | $889,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,717 | $888,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15,295 | $888,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 145,100 | $888,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,000 | $887,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 22,991 | $886,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 12,518 | $886,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 23,467 | $886,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,400 | $885,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 31,700 | $885,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,500 | $884,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 9,564 | $883,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,200 | $883,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 122,464 | $883,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 223,500 | $882,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 19,500 | $882,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 16,837 | $882,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 39,295 | $882,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 127,250 | $880,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 15,822 | $878,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 81,807 | $878,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 58,711 | $878,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 13,678 | $878,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,870 | $877,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 36,545 | $877,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,319 | $876,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,200 | $875,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,731 | $873,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 436,600 | $873,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 14,200 | $872,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 81,961 | $872,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,700 | $871,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 10,828 | $871,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,200 | $869,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 10,700 | $869,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 32,593 | $869,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,100 | $868,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,066 | $866,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,262 | $866,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,300 | $864,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 28,600 | $864,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 13,480 | $864,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 17,389 | $861,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 44,000 | $860,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 39,700 | $860,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 50,000 | $860,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 69,498 | $859,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 17,800 | $858,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 41,872 | $857,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 22,252 | $857,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 108,000 | $856,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 6,274 | $856,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 5,297 | $856,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 55,700 | $854,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 79,208 | $852,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,239 | $851,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 11,674 | $850,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 850,000 | $850,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 10,762 | $849,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 19,733 | $847,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 51,800 | $846,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,867 | $844,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 13,400 | $844,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 9,100 | $844,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 44,400 | $844,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 16,663 | $843,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 48,937 | $842,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 43,100 | $841,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,056,000 | $841,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,600 | $838,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 324,576 | $837,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 14,607 | $837,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 56,473 | $836,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 8,200 | $835,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11,400 | $835,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 140,600 | $835,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 16,905 | $834,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,500 | $833,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 51,209 | $833,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 39,476 | $833,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,500 | $833,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 44,000 | $832,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 17,390 | $832,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 23,480 | $832,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 6,226 | $829,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 52,000 | $829,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,441 | $829,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 15,598 | $828,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 80,200 | $828,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 28,805 | $827,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 135,800 | $827,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 110,797 | $827,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 17,300 | $822,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 77,784 | $822,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,550 | $821,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 27,044 | $821,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 12,230 | $821,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 26,623 | $818,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 133,000 | $818,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 229,300 | $816,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 25,200 | $815,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,948 | $814,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 109,732 | $814,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 94,431 | $814,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,700 | $813,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 17,906 | $811,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 74,500 | $810,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 18,144 | $809,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 20,622 | $807,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,167 | $806,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 41,346 | $805,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 10,200 | $803,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 39,026 | $802,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 52,700 | $802,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 3,500 | $801,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 109,400 | $801,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8,796 | $800,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 9,900 | $800,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 97,037 | $799,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,737 | $797,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 76,400 | $797,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,961 | $795,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 116,677 | $795,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,900 | $793,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,900 | $793,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 63,657 | $793,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 31,282 | $793,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,000 | $792,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,961 | $790,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 14,700 | $788,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,900 | $788,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 56,064 | $788,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,100 | $787,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 26,244 | $787,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 5,900 | $786,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 13,032 | $786,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 25,044 | $786,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 20,300 | $786,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,608 | $785,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 20,274 | $784,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 19,859 | $784,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 15,000 | $783,000 | thousands by filing date | call |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 765,000 | $783,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000080 | this filing | 2018-05-11 | acceptance time not in the bulk data set |