13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 7,844 holding rows worth $100,350,191,000.
- Accession
- 0000831001-16-000230
- Filer
- CIK 831001
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,160 entries on the cover page, a total value of $100,350,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,350,191,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 22,640 | $6,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 878 | $6,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 682 | $6,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 668 | $6,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 593 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 239 | $6,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 544 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 46 | $6,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 6,000 | $6,000 | thousands by filing date | principal |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 183 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 104 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 122 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 400 | $6,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 500 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 1,390 | $6,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 800 | $6,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 570 | $6,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 200 | $6,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 1,300 | $6,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,840 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 71 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 80 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 52 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 104 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 100 | $5,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 274 | $5,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 133 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $5,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 129 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,300 | $5,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 653 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 251 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 124 | $5,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 100 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 70 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 111 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 250 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 935 | $5,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 369 | $5,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 559 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 373 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 277 | $5,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 789 | $5,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,003 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 660 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 152 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 598 | $5,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 558 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 271 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 275 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 147 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 200 | $5,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 390 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 164 | $5,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $5,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 200 | $5,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 2,700 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,137 | $5,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 350 | $5,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,052 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,411 | $5,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 5,800 | $5,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 97,000 | $5,000 | thousands by filing date | principal |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 278 | $5,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 400 | $5,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 411 | $5,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 484 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 333 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 119 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,415 | $5,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 800 | $5,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 745 | $5,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 498 | $5,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 300 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 208 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 346 | $5,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 3,000 | $5,000 | thousands by filing date | principal |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 285 | $5,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 311 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $5,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 501 | $5,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 300 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 1,700 | $5,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 3,000 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 470 | $5,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 500 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 125 | $5,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 2,357 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 132 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 151 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 900 | $4,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100 | $4,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $4,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $4,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $4,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $4,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $4,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 144 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 500 | $4,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,038 | $4,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,526 | $4,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 367 | $4,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 396 | $4,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $4,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 89 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 130 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 271 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 381 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 275 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 216 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,118 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 133 | $4,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 535 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,004 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 76 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,701 | $4,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 525 | $4,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 500 | $4,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 5,313 | $4,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 531 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,331 | $4,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,479 | $4,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 120 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,600 | $4,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 3,850 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 150 | $4,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 2,267 | $4,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 700 | $4,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 85 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,000 | $4,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 2,000 | $4,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 100 | $4,000 | thousands by filing date | call |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,270 | $4,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200 | $4,000 | thousands by filing date | call |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 202 | $4,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,560 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 5,000 | $4,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 7,800 | $4,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 135 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 142 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 419 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 126 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 281 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 200 | $4,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $4,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 270 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 642 | $4,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 942 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,244 | $4,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 600 | $4,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,000 | $4,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 5,000 | $4,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,003 | $4,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 2,011 | $4,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 502 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 365 | $4,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 100 | $4,000 | thousands by filing date | put |
| FXCM INC | 302693205 | Common Stock | 219 | $4,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 2,070 | $4,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 1,766 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $3,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 200 | $3,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 200 | $3,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 100 | $3,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 100 | $3,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $3,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 401 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 100 | $3,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,541 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 223 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 297 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $3,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 110 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | put |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 162 | $3,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 315 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 200 | $3,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 131 | $3,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 188 | $3,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 119 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,060 | $3,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 492 | $3,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 358 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 55 | $3,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 49 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 621 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 400 | $3,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,720 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,740 | $3,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 200 | $3,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 221 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 317 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 500 | $3,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 1,000 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 218 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 487 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 66 | $3,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 18,350 | $3,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 155 | $3,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,087 | $3,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 68 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 15,751 | $3,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 5,000 | $3,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 300 | $3,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 839 | $3,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 125 | $3,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 206 | $3,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 74 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 75 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 132 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 118 | $3,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 111 | $3,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 50 | $3,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 391 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 71 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 206 | $3,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 302 | $3,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 105 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 413 | $3,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 280 | $3,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 13,913 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 587 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 2,547 | $3,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 5,625 | $3,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 2,480 | $3,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 2,813 | $3,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,779 | $3,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 2,000 | $3,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 500 | $3,000 | thousands by filing date | |
| MGC | 921910873 | COM | 22 | $2,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 17 | $2,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 17 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 155 | $2,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 34 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 110 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,000 | $2,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 55 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 51 | $2,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 113 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 200 | $2,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 260 | $2,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 128 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 167 | $2,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 500 | $2,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 37 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 328 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,325 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $2,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 134 | $2,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 150 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 143 | $2,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 302 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 181 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 138 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 274 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 164 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 3,500 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 4,123 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 124 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 223 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 300 | $2,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $2,000 | thousands by filing date | put |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 114 | $2,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,319 | $2,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,867 | $2,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,111 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 217 | $2,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,400 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 200 | $2,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 213 | $2,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 100 | $2,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 100 | $2,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 428 | $2,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,052 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 53 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,600 | $2,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 100 | $2,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 2,300 | $2,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 2,277 | $2,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 342 | $2,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 300 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 107 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 218 | $2,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 170 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 262 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,971 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 4,691 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 35 | $2,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 52 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 500 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 849 | $2,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,006 | $2,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 33 | $2,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 793 | $2,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 403 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $2,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 49 | $2,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 4,578 | $2,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 144 | $2,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 4,731 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 202 | $2,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 338 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 90 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,000 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 208,198 | $2,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 800 | $2,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 324 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 238 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 2,020 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 442 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 270 | $2,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 413 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 600 | $2,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,000 | $2,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 999 | $2,000 | thousands by filing date | call |
| GLOBEIMMUNE INC | 37957B100 | COM | 500 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100 | $1,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 52 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 151 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 100 | $1,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 204 | $1,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 45 | $1,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 45 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 198 | $1,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 92 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 45 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 10 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 181 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 49 | $1,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 62 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 208 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 202 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 25 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 118 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 100 | $1,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 58 | $1,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 166 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 57 | $1,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 42 | $1,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 39 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $1,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 114 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 276 | $1,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 48 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 73 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 209 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 78 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 75 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 31 | $1,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 212 | $1,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 40 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 14 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 61 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 60 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 74 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 40 | $1,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 41 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 93 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 53 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 45 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 50 | $1,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 36 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 96 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 157 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 71 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 744 | $1,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 174 | $1,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 39 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,160 | $1,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 953 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 69 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 124 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 75 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 330 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 100 | $1,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 29 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 24 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 82 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 755 | $1,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 530 | $1,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 528 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 518 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 75 | $1,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 168 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10,679 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 56 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 30 | $1,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 400 | $1,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 48 | $1,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 224 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 754 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,917 | $1,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 600 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 246 | $1,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 100 | $1,000 | thousands by filing date | put |
| ANCHOR | 032838104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 148 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 500 | $1,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,237 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 21 | $1,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 76 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,001 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,026 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 181 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 126 | $1,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 70 | $1,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 289 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,255 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 146 | $1,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 100 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,063 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 17 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 500 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 585 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 445 | $1,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,160 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 89 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 3,819 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 865 | $1,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 55 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 2,092 | $1,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 35 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 1,023 | $1,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 450 | $1,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 69 | $1,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 807 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 428 | $1,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 2,320 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 643 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 907 | $1,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 26 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 13 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 447 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 909 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 580 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 104 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 2,697 | $1,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 82 | $1,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 383 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 54 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 175 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 22 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 506 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 2,852 | $1,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 82 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 60 | $1,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 263 | $1,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 36 | $1,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,000 | $1,000 | thousands by filing date | principal |
| ADEPTUS HEALTH | 006855100 | Common Stock | 24 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 271 | $1,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 1,100 | $1,000 | thousands by filing date | call |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 540 | $1,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V105 | COM | 742 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000230 | this filing | 2016-02-12 | acceptance time not in the bulk data set |