13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 59,399 | $1,878,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 28,000 | $1,878,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 296,700 | $1,877,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 46,508 | $1,877,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 57,000 | $1,875,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 124,874 | $1,875,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 21,293 | $1,874,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 171,800 | $1,874,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 112,700 | $1,873,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 114,400 | $1,873,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 48,100 | $1,872,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 18,100 | $1,872,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 276,400 | $1,871,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 114,800 | $1,866,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 49,413 | $1,864,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 29,520 | $1,863,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 37,527 | $1,862,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,338 | $1,860,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 57,900 | $1,859,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 45,138 | $1,857,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 56,110 | $1,851,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20,300 | $1,849,000 | thousands by filing date | call |
| WP GLIMCHER IN | 92939N102 | COM | 158,450 | $1,848,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 61,200 | $1,847,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 43,212 | $1,845,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 48,425 | $1,845,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 15,853 | $1,831,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,089,579 | $1,829,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,866,000 | $1,828,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739Q100 | COM | 68,826 | $1,827,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 67,620 | $1,826,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 42,900 | $1,822,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 42,800 | $1,819,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 164,289 | $1,818,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 29,700 | $1,817,000 | thousands by filing date | put |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,505,000 | $1,816,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 26,196 | $1,815,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,035,000 | $1,814,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 69,354 | $1,813,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 568,193 | $1,813,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,349,000 | $1,813,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 24,650 | $1,812,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 96,800 | $1,810,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 53,969 | $1,810,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 19,900 | $1,809,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 111,900 | $1,809,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 42,353 | $1,806,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,751,800 | $1,804,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 334,854 | $1,799,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 143,225 | $1,795,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 42,519 | $1,792,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 74,703 | $1,789,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 91,900 | $1,789,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 14,137 | $1,788,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 129,712 | $1,788,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,600 | $1,785,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 277,600 | $1,783,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 48,187 | $1,780,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 70,347 | $1,777,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 292,056 | $1,776,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 728,147 | $1,776,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34,900 | $1,772,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 195,500 | $1,769,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 104,600 | $1,768,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 290,144 | $1,767,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 27,038 | $1,766,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 55,400 | $1,764,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 19,500 | $1,763,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 46,683 | $1,763,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 43,500 | $1,758,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 124,300 | $1,756,000 | thousands by filing date | call |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 11,173 | $1,755,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 49,669 | $1,755,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,362 | $1,753,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 139,241 | $1,753,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 131,650 | $1,753,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,240 | $1,752,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 340,000 | $1,751,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 21,443 | $1,750,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 44,300 | $1,750,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 50,906 | $1,747,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 76,833 | $1,747,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 360,009 | $1,745,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,000 | $1,741,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 36,000 | $1,740,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 337,800 | $1,740,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 27,600 | $1,738,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 69,840 | $1,735,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 397,000 | $1,734,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 38,400 | $1,730,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 31,700 | $1,729,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 83,192 | $1,726,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 92,874 | $1,725,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,761 | $1,725,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 448,913 | $1,724,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 53,884 | $1,719,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 69,543 | $1,716,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 59,567 | $1,715,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 24,657 | $1,713,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 76,462 | $1,713,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 15,005 | $1,712,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 208,494 | $1,708,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 108,635 | $1,707,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 23,878 | $1,705,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 38,676 | $1,705,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 134,953 | $1,705,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 172,600 | $1,704,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 16,974 | $1,702,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35,835 | $1,702,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,600 | $1,699,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 50,100 | $1,696,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 54,535 | $1,694,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 30,593 | $1,692,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 88,600 | $1,691,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 93,600 | $1,689,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 17,200 | $1,689,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 24,251 | $1,688,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 35,500 | $1,685,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 15,357 | $1,682,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 42,103 | $1,678,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 30,930 | $1,675,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 68,600 | $1,674,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 51,257 | $1,671,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 38,700 | $1,668,000 | thousands by filing date | call |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 42,589 | $1,667,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 101,533 | $1,666,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 63,867 | $1,662,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 432,700 | $1,662,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 195,900 | $1,661,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 32,200 | $1,659,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 20,800 | $1,659,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 121,953 | $1,658,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 21,554 | $1,657,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 109,971 | $1,652,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 168,126 | $1,647,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 253,900 | $1,647,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 26,800 | $1,645,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 55,800 | $1,639,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 32,223 | $1,637,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 49,395 | $1,636,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 39,000 | $1,634,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 76,495 | $1,633,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,500 | $1,633,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 154,786 | $1,632,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50,000 | $1,632,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 54,314 | $1,631,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 117,260 | $1,631,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 29,400 | $1,627,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 8,400 | $1,625,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 26,400 | $1,623,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 108,200 | $1,623,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 7,700 | $1,622,000 | thousands by filing date | call |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 72,237 | $1,622,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,636,000 | $1,621,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 23,516 | $1,619,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 934,900 | $1,617,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,950 | $1,617,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 39,204 | $1,616,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 145,900 | $1,614,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 156,000 | $1,611,000 | thousands by filing date | put |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 147,758 | $1,609,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 33,031 | $1,608,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 59,253 | $1,605,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 87,872 | $1,604,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 500,000 | $1,602,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 27,576 | $1,601,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 25,704 | $1,601,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 149,103 | $1,600,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 36,513 | $1,595,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 70,000 | $1,593,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 55,942 | $1,589,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 56,264 | $1,588,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,231 | $1,585,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 113,571 | $1,582,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 21,860 | $1,581,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,419 | $1,580,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 109,124 | $1,577,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 60,000 | $1,576,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 33,400 | $1,571,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 156,148 | $1,570,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 111,200 | $1,567,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 98,068 | $1,559,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 99,058 | $1,557,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 92,100 | $1,556,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 117,495 | $1,551,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15,000 | $1,549,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 19,759 | $1,548,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 39,561 | $1,545,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 40,439 | $1,544,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 46,652 | $1,543,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 160,717 | $1,543,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 39,775 | $1,542,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 76,300 | $1,542,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 83,900 | $1,540,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 411,700 | $1,540,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 103,400 | $1,535,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 126,716 | $1,535,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 13,000 | $1,530,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 46,835 | $1,528,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 74,583 | $1,525,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,150 | $1,523,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 34,241 | $1,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 88,874 | $1,518,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 91,000 | $1,516,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 56,701 | $1,514,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 47,511 | $1,510,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,984 | $1,510,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 51,400 | $1,510,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 57,177 | $1,508,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 100,500 | $1,508,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,100 | $1,507,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 79,700 | $1,507,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 24,103 | $1,505,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 13,600 | $1,500,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 83,579 | $1,496,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 47,919 | $1,495,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 51,881 | $1,488,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 159,329 | $1,485,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 23,187 | $1,482,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 19,191 | $1,479,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 17,370 | $1,478,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 36,835 | $1,477,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54,203 | $1,475,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 57,675 | $1,475,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 33,270 | $1,473,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 138,974 | $1,473,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 80,551 | $1,472,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 181,426 | $1,470,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 45,156 | $1,470,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 16,459 | $1,469,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 232,100 | $1,468,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 152,388 | $1,465,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 36,000 | $1,465,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 380,900 | $1,463,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 415,224 | $1,462,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 21,441 | $1,461,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 36,304 | $1,459,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 276,100 | $1,458,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 226,900 | $1,454,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 45,400 | $1,452,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 54,700 | $1,452,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 67,900 | $1,450,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 40,844 | $1,448,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 213,400 | $1,447,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 101,751 | $1,446,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 71,900 | $1,441,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 87,700 | $1,439,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 22,660 | $1,439,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 103,919 | $1,439,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 133,289 | $1,437,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 440,800 | $1,437,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,400 | $1,436,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 48,500 | $1,436,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 85,600 | $1,436,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 171,276 | $1,433,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 34,400 | $1,428,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 120,900 | $1,427,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 95,833 | $1,425,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 23,200 | $1,420,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 24,295 | $1,417,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 84,844 | $1,410,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 64,290 | $1,410,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 53,900 | $1,407,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 522,700 | $1,406,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 22,900 | $1,406,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 168,930 | $1,404,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 25,800 | $1,399,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 173,200 | $1,398,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 20,000 | $1,393,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 88,511 | $1,392,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 29,300 | $1,391,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 67,333 | $1,391,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 39,663 | $1,389,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 32,952 | $1,389,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,500 | $1,388,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 118,612 | $1,388,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 42,200 | $1,386,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 131,897 | $1,386,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 58,332 | $1,385,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 370,100 | $1,384,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 181,142 | $1,382,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 82,943 | $1,381,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 40,200 | $1,380,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 39,389 | $1,376,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 17,200 | $1,371,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 426,600 | $1,370,000 | thousands by filing date | call |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 14,688 | $1,370,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,500 | $1,369,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 50,000 | $1,369,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 24,375 | $1,368,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 29,737 | $1,367,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 81,632 | $1,364,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 41,557 | $1,364,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 36,234 | $1,363,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 28,478 | $1,361,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 57,874 | $1,359,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 788,484 | $1,357,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 201,759 | $1,352,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 20,343 | $1,349,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 106,032 | $1,348,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 68,389 | $1,344,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 67,131 | $1,342,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 33,500 | $1,341,000 | thousands by filing date | call |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 60,000 | $1,340,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 136,800 | $1,339,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 47,581 | $1,339,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,500 | $1,339,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 9,723 | $1,337,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19,877 | $1,336,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 91,654 | $1,336,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,900 | $1,335,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 44,660 | $1,329,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,000 | $1,328,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 39,251 | $1,328,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 29,670 | $1,327,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10,873 | $1,326,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 363,400 | $1,326,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 81,200 | $1,324,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 29,704 | $1,320,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 33,972 | $1,319,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 31,932 | $1,318,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,150,000 | $1,317,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 81,500 | $1,316,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,800 | $1,313,000 | thousands by filing date | put |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 13,917 | $1,313,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 74,875 | $1,313,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 62,800 | $1,311,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 3,663 | $1,308,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 39,315 | $1,307,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 89,570 | $1,305,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,392 | $1,304,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24,346 | $1,304,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 100,100 | $1,302,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 34,900 | $1,300,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 17,540 | $1,298,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 36,200 | $1,297,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 16,675 | $1,295,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 21,183 | $1,292,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 182,300 | $1,291,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 26,200 | $1,289,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 455,196 | $1,288,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 71,500 | $1,288,000 | thousands by filing date | call |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 28,148 | $1,286,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 73,800 | $1,283,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 402,823 | $1,283,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 26,832 | $1,282,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 133,519 | $1,282,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 58,574 | $1,282,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 54,326 | $1,276,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 52,272 | $1,276,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 399,200 | $1,274,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 34,144 | $1,273,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 260,690 | $1,273,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 83,897 | $1,272,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 80,200 | $1,270,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 389,699 | $1,270,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 44,026 | $1,265,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 66,800 | $1,263,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 19,500 | $1,263,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 36,639 | $1,263,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 109,200 | $1,261,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 32,200 | $1,260,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 185,600 | $1,258,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 41,286 | $1,258,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 19,400 | $1,257,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,695 | $1,257,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 79,021 | $1,257,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 13,867 | $1,256,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 97,883 | $1,250,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 45,219 | $1,248,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,300 | $1,247,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 26,278 | $1,247,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10,200 | $1,244,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 71,500 | $1,243,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 49,008 | $1,239,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,400 | $1,238,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 67,806 | $1,238,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 25,500 | $1,237,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 28,169 | $1,235,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 1,500,000 | $1,235,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 201,338 | $1,234,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 505,337 | $1,233,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 60,474 | $1,232,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 41,400 | $1,232,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 44,400 | $1,231,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 192,400 | $1,230,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 100,000 | $1,229,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 38,600 | $1,229,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 273,200 | $1,229,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $1,229,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 66,636 | $1,229,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 5,800 | $1,227,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $1,227,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 136,762 | $1,227,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 25,585 | $1,226,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,421 | $1,225,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 21,237 | $1,225,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 110,400 | $1,221,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,163,000 | $1,219,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,950,000 | $1,218,000 | thousands by filing date | principal |
| COUSINS PROPERTIES INC | 222795106 | COM | 131,994 | $1,217,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 29,497 | $1,212,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 35,951 | $1,212,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 27,091 | $1,208,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,071 | $1,208,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 73,966 | $1,205,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 13,814 | $1,205,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,185 | $1,202,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,100,000 | $1,202,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 35,100 | $1,201,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 107,600 | $1,198,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 79,024 | $1,197,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,233,000 | $1,195,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 26,500 | $1,194,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,979 | $1,194,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 57,834 | $1,194,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,257,029 | $1,194,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 11,387 | $1,193,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 17,200 | $1,192,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 57,193 | $1,189,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 22,688 | $1,185,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 23,702 | $1,184,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 230,328 | $1,184,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 52,826 | $1,183,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 80,357 | $1,183,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 41,812 | $1,182,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 49,534 | $1,180,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 43,200 | $1,179,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 111,151 | $1,179,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 85,151 | $1,178,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 143,700 | $1,177,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 37,950 | $1,175,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 87,444 | $1,174,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 192,900 | $1,173,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 46,534 | $1,173,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 21,456 | $1,172,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 720,006 | $1,171,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 68,979 | $1,169,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 13,100 | $1,169,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 76,130 | $1,159,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 20,921 | $1,158,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,084 | $1,157,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 75,961 | $1,155,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 45,603 | $1,150,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 209,695 | $1,150,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,422 | $1,149,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 18,700 | $1,148,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 39,600 | $1,148,000 | thousands by filing date | call |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,157,000 | $1,148,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 6,516 | $1,145,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,100 | $1,145,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 36,676 | $1,144,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14,238 | $1,142,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 33,885 | $1,141,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 60,063 | $1,141,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,700 | $1,139,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 19,936 | $1,137,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 14,307 | $1,136,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 86,480 | $1,136,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 60,104 | $1,135,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,067,000 | $1,134,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 20,700 | $1,131,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 101,669 | $1,131,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 37,600 | $1,131,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,076,500 | $1,130,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 37,580 | $1,129,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 103,794 | $1,128,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 34,557 | $1,127,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 38,923 | $1,126,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,400 | $1,125,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 45,234 | $1,125,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 28,992 | $1,124,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 9,349 | $1,123,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,600 | $1,122,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 76,800 | $1,122,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 56,600 | $1,122,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 26,900 | $1,119,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 124,000 | $1,118,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 45,522 | $1,116,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 89,250 | $1,116,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 438,800 | $1,116,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 79,476 | $1,116,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 108,237 | $1,116,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 49,700 | $1,112,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 19,307 | $1,110,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 27,468 | $1,109,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 36,865 | $1,109,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 84,200 | $1,108,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 10,539 | $1,107,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,109,000 | $1,107,000 | thousands by filing date | principal |
| AON PLC | G0408V102 | SHS CL A | 12,451 | $1,103,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,123 | $1,095,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 15,734 | $1,095,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,200 | $1,094,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 32,356 | $1,091,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 23,609 | $1,088,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,140 | $1,088,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 67,524 | $1,086,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 43,522 | $1,086,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 91,810 | $1,084,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |