13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAVIUM INC | 14964U108 | COM | 17,800 | $1,225,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 34,956 | $1,223,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 75,347 | $1,223,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 175,475 | $1,223,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 21,615 | $1,218,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 67,053 | $1,218,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 15,900 | $1,215,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 128,300 | $1,212,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 40,400 | $1,211,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 26,367 | $1,204,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 59,305 | $1,202,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,621 | $1,200,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,066 | $1,199,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 598,400 | $1,198,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 83,946 | $1,197,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 17,525 | $1,196,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 54,042 | $1,195,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 174,300 | $1,194,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 76,366 | $1,194,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 46,000 | $1,194,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 41,678 | $1,191,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 108,700 | $1,190,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,636 | $1,188,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,976,900 | $1,188,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 116,670 | $1,183,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 45,466 | $1,180,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 15,485 | $1,177,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 79,600 | $1,174,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,300,000 | $1,174,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,500 | $1,171,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $1,171,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 83,381 | $1,170,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 36,546 | $1,167,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 54,400 | $1,166,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 54,700 | $1,165,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 100,500 | $1,164,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 24,257 | $1,162,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 45,932 | $1,158,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 29,442 | $1,157,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 49,500 | $1,156,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 24,137 | $1,152,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 7,014 | $1,152,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 93,640 | $1,152,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,437 | $1,152,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 39,212 | $1,152,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 62,569 | $1,149,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 34,500 | $1,149,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 83,188 | $1,148,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 27,553 | $1,146,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 135,262 | $1,145,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 58,408 | $1,145,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 56,574 | $1,144,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 166,400 | $1,140,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 424,900 | $1,140,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 12,539 | $1,139,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 109,805 | $1,136,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 49,724 | $1,135,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 32,900 | $1,134,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 16,146 | $1,132,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 19,630 | $1,130,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 24,100 | $1,129,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,390 | $1,128,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 59,200 | $1,127,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200,400 | $1,126,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 183,900 | $1,126,000 | thousands by filing date | put |
| ONEMAIN HOLDINGS | 85172J101 | COM | 24,477 | $1,124,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 14,900 | $1,122,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 65,328 | $1,122,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 49,642 | $1,121,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 32,100 | $1,121,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 18,395 | $1,121,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 52,600 | $1,120,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 95,045 | $1,120,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 9,700 | $1,118,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,800 | $1,117,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 13,600 | $1,116,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,069,000 | $1,116,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 20,479 | $1,113,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,900 | $1,107,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,300 | $1,106,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 17,224 | $1,105,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 19,141 | $1,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 46,537 | $1,104,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 966,000 | $1,104,000 | thousands by filing date | principal |
| DENTSPLY INTL INC | 249030107 | COM | 21,355 | $1,101,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 76,767 | $1,100,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 36,384 | $1,099,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 45,734 | $1,097,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 34,260 | $1,093,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 21,358 | $1,093,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,600 | $1,093,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,079,000 | $1,093,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 406,423 | $1,091,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 61,046 | $1,091,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 23,263 | $1,090,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 181,100 | $1,088,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 13,614 | $1,087,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,552,685 | $1,087,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 39,763 | $1,087,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 29,145 | $1,085,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 23,200 | $1,085,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 6,200 | $1,084,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 52,200 | $1,081,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 57,864 | $1,080,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,336 | $1,077,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 81,700 | $1,077,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 31,300 | $1,076,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 68,100 | $1,075,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 25,200 | $1,071,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 15,200 | $1,067,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 1,600 | $1,067,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 35,700 | $1,062,000 | thousands by filing date | call |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 12,221 | $1,062,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 32,563 | $1,056,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 23,018 | $1,054,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,798 | $1,054,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 23,868 | $1,053,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 200,553 | $1,052,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 12,886 | $1,052,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 39,058 | $1,049,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 152,405 | $1,049,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,038 | $1,047,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 9,700 | $1,047,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 38,288 | $1,047,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 167,000 | $1,047,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 12,800 | $1,046,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 29,539 | $1,044,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,700 | $1,043,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 71,900 | $1,042,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 23,182 | $1,040,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 67,287 | $1,040,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 750,000 | $1,039,000 | thousands by filing date | principal |
| ITC HLDGS CORP | 465685105 | COM | 32,181 | $1,036,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 12,900 | $1,035,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 44,779 | $1,035,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 38,471 | $1,035,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 30,075 | $1,034,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 30,516 | $1,033,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 37,446 | $1,030,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 30,900 | $1,029,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 65,432 | $1,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,947 | $1,026,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 11,734 | $1,025,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,596 | $1,024,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 16,800 | $1,024,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 18,810 | $1,024,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 22,714 | $1,022,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 15,600 | $1,022,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 12,483 | $1,022,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 14,661 | $1,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 34,124 | $1,018,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 25,606 | $1,017,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 13,358 | $1,017,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,322 | $1,016,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 178,500 | $1,016,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 8,891 | $1,014,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 14,083 | $1,012,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 165,158 | $1,010,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 25,043 | $1,006,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 41,503 | $1,005,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,093 | $1,004,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 101,571 | $1,002,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16,640 | $1,001,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $999,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 12,293 | $998,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,200 | $995,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 44,100 | $995,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 12,227 | $991,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 50,943 | $985,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 84,500 | $979,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 6,483 | $976,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 39,345 | $976,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 96,753 | $973,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16,490 | $972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 19,317 | $971,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,000 | $970,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AB7 | CNV | 1,030,000 | $968,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 45,715 | $967,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 22,160 | $967,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 82,993 | $967,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 12,234 | $962,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 516,824 | $962,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 48,254 | $961,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 72,076 | $959,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 391,333 | $958,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,000 | $957,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 10,054 | $955,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 158,000 | $955,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 150,000 | $954,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 9,076 | $953,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 113,000 | $950,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 43,669 | $947,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,076,000 | $946,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,681 | $944,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 84,975 | $944,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 58,620 | $943,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 7,468 | $941,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14,994 | $940,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 11,738 | $940,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 19,900 | $937,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 35,660 | $937,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 12,188 | $935,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 44,900 | $934,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 65,500 | $934,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,300 | $933,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 37,323 | $932,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,952 | $929,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 15,321 | $928,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 44,536 | $928,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 1,000,000 | $928,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 22,785 | $926,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 50,300 | $925,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 24,128 | $923,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 79,351 | $917,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 13,061 | $917,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 49,151 | $916,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 24,710 | $915,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 77,475 | $915,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,314 | $915,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 25,844 | $913,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 39,800 | $913,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 16,774 | $911,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 69,345 | $910,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 956,000 | $910,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 56,200 | $909,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 29,325 | $908,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 33,607 | $906,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 79,800 | $905,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 25,000 | $905,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 22,306 | $904,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 36,237 | $904,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 17,091 | $903,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 58,008 | $902,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,233 | $901,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 104,455 | $899,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,283 | $895,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,300 | $894,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 24,893 | $894,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 25,208 | $894,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 26,268 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 5,898 | $892,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 13,573 | $891,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 24,273 | $888,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,500 | $886,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 126,300 | $885,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,300 | $885,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 69,294 | $882,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 7,700 | $879,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 19,542 | $877,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 39,607 | $876,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 68,222 | $875,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 8,978 | $874,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 15,000 | $873,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 328,200 | $873,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 74,929 | $872,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 13,600 | $870,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 68,876 | $869,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 47,623 | $869,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 71,324 | $868,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 421,000 | $868,000 | thousands by filing date | principal |
| DANA INC | 235825205 | COM | 41,988 | $864,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 85,200 | $864,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 15,772 | $863,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,850 | $862,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 33,031 | $860,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,100 | $858,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,369 | $858,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 13,820 | $857,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,536 | $856,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 51,587 | $855,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 64,875 | $854,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 15,802 | $854,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 31,624 | $853,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 82,845 | $853,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 13,300 | $852,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,697 | $850,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 25,475 | $850,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 51,100 | $848,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 29,832 | $846,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,200 | $846,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 14,700 | $846,000 | thousands by filing date | put |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 65,415 | $845,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 320,500 | $843,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,300 | $842,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 51,942 | $842,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 122,167 | $840,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,213 | $839,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 36,600 | $837,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 33,971 | $835,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 28,300 | $832,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 185,335 | $832,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 175,256 | $827,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 7,284 | $826,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 21,700 | $826,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 11,373 | $826,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 17,513 | $825,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 43,700 | $822,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 22,452 | $821,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 42,600 | $821,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 7,121 | $820,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 26,177 | $820,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,362,206 | $819,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,507 | $818,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 16,257 | $818,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 41,000 | $818,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 41,900 | $816,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 12,362 | $813,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,200 | $813,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 780,000 | $813,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 11,185 | $811,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 12,111 | $809,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 46,300 | $809,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 208,972 | $809,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 19,315 | $807,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,764 | $806,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 43,800 | $805,000 | thousands by filing date | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 39,895 | $803,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 31,459 | $802,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,200 | $801,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 10,774 | $800,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,371 | $799,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 12,668 | $796,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,900 | $796,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 29,827 | $795,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,200 | $793,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,709 | $792,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,923 | $791,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 24,892 | $789,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 14,514 | $789,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 12,677 | $789,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,900 | $789,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 125,962 | $789,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 74,100 | $788,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,435 | $785,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 55,173 | $784,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,300 | $784,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 130,788 | $783,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 16,641 | $781,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 48,300 | $781,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,800 | $776,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 43,688 | $776,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 30,900 | $772,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 78,445 | $771,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 30,163 | $771,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 18,418 | $770,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 78,140 | $770,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 29,071 | $769,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 14,211 | $767,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 237,100 | $766,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 47,797 | $764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 17,949 | $764,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 17,500 | $764,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 62,000 | $761,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,228 | $760,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 66,500 | $760,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 6,112 | $756,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15,690 | $750,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,044 | $750,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,800 | $748,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,151 | $747,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 41,104 | $746,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 13,028 | $745,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 50,400 | $744,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 7,767 | $743,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 29,674 | $743,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,300 | $742,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,400 | $742,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 720,000 | $742,000 | thousands by filing date | principal |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 53,170 | $741,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,265 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,117 | $739,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,713 | $739,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 19,781 | $737,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,874 | $736,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,640 | $735,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 20,876 | $734,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 643,000 | $733,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 72,267 | $732,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 64,000 | $732,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 90,400 | $732,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 46,348 | $731,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 9,100 | $730,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 20,154 | $730,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 7,074 | $730,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,663 | $729,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,977 | $728,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 17,893 | $727,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 67,279 | $727,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 37,176 | $725,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 39,182 | $725,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5,595 | $724,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 21,000 | $722,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 50,000 | $720,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,910 | $719,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 31,101 | $719,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,400 | $716,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 6,020 | $715,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 21,525 | $715,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 33,382 | $715,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 18,800 | $714,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 31,400 | $713,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 30,376 | $712,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 10,073 | $712,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,400 | $711,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 29,169 | $706,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 24,428 | $705,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 47,675 | $703,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,901 | $702,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,494 | $699,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 5,860 | $698,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 59,665 | $697,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 68,600 | $696,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 108,965 | $695,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 65,087 | $695,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 29,272 | $694,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 17,783 | $693,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 33,300 | $693,000 | thousands by filing date | call |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 38,215 | $693,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 34,287 | $692,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 46,160 | $691,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,131 | $691,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 38,377 | $690,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 15,439 | $689,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 16,417 | $688,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 58,000 | $688,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 41,800 | $687,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 16,400 | $687,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,337 | $687,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,607 | $685,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 11,926 | $685,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,506 | $684,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 36,900 | $683,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 18,934 | $683,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 41,900 | $683,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 69,200 | $682,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 7,588 | $681,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,301 | $679,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 11,800 | $678,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 12,129 | $676,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 49,095 | $675,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 13,516 | $675,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 136,600 | $675,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,986,600 | $675,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 8,338 | $674,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,300 | $674,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 14,828 | $674,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 37,558 | $673,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 11,942 | $672,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 79,251 | $672,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 21,231 | $672,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 610,000 | $672,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 568,900 | $671,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 11,925 | $670,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,300 | $666,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 44,029 | $665,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 19,525 | $664,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,906 | $664,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 10,180 | $664,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,881 | $664,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 8,100 | $662,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 10,644 | $662,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 8,277 | $659,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,798 | $656,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 35,700 | $656,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 37,786 | $656,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 127,244 | $656,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,921 | $654,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,385 | $653,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 25,328 | $652,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 27,012 | $652,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 11,229 | $652,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 109,274 | $652,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 62,235 | $651,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,012 | $650,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 131,400 | $650,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 26,349 | $648,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 11,668 | $648,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 40,192 | $648,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 27,624 | $648,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 10,990 | $647,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,700 | $645,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,288 | $645,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 250,000 | $645,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 38,693 | $643,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,400 | $642,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,200 | $642,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 43,060 | $640,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,203 | $639,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,882 | $639,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 54,855 | $638,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 11,396 | $637,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 15,216 | $637,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 10,601 | $636,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,300 | $635,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,357 | $635,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,700 | $635,000 | thousands by filing date | put |
| FMSA HLDGS INC | 30255X106 | COM | 77,500 | $635,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 10,300 | $634,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 23,003 | $633,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 12,955 | $633,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |