13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 7,247 holding rows worth $111,975,823,000.
- Accession
- 0000831001-15-000039
- Filer
- CIK 831001
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,074 entries on the cover page, a total value of $111,975,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,975,823,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 200 | $9,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 650 | $9,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 676 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 300 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 875 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 117 | $9,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 200 | $9,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 3,000 | $9,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $9,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 499 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 322 | $9,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,366 | $9,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,797 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,000 | $9,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 663 | $9,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 4,000 | $9,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 4,098 | $9,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,339 | $9,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,860 | $9,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 421 | $9,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 16,772 | $9,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 1,103 | $9,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 801 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 12,623 | $9,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,120 | $9,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 469 | $9,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 2,317 | $9,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,458 | $9,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,115 | $9,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 20,905 | $9,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 375 | $9,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 2,836 | $9,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,132 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 404 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,779 | $9,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 3,284 | $9,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 1,383 | $9,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 2,091 | $9,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 1,051 | $9,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 222 | $8,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 305 | $8,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 195 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 580 | $8,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 538 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 464 | $8,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 980 | $8,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 430 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 370 | $8,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 798 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 199 | $8,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,004 | $8,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 573 | $8,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 500 | $8,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,581 | $8,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,383 | $8,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 6,706 | $8,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,434 | $8,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 594 | $8,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 306 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 100 | $8,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,400 | $8,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 456 | $8,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 955 | $8,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 8,600 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,704 | $8,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 518 | $8,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 601 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 690 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 600 | $8,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2,000 | $8,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 852 | $8,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 675 | $8,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,508 | $8,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 923 | $8,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,000 | $8,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 78 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 255 | $8,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,779 | $8,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 414 | $7,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,859 | $7,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 436 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 102 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 229 | $7,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,403 | $7,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 740 | $7,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 433 | $7,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,765 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 82 | $7,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 620 | $7,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 940 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 2,311 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 9,152 | $7,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 686 | $7,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,065 | $7,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 7,000 | $7,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 354 | $7,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 186 | $7,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 437 | $7,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 355 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 307 | $7,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,001 | $7,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,777 | $7,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 10,000 | $7,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 777 | $7,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,667 | $7,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 3,767 | $7,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 3,200 | $7,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 890 | $7,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,006 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 132 | $7,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 10,500 | $7,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 491 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 458 | $7,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1,744 | $7,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 480 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,648 | $7,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 272 | $7,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 436 | $7,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 690 | $7,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 910 | $7,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,107 | $7,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,305 | $7,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 1,362 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 121 | $6,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 400 | $6,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 120 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 46 | $6,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 266 | $6,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,284 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 421 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 507 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 207 | $6,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 409 | $6,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 400 | $6,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 604 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 555 | $6,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 856 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 280 | $6,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 400 | $6,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,792 | $6,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 85,163 | $6,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 116 | $6,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,794 | $6,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 372 | $6,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 42,750 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 500 | $6,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 5,431 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 300 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 257,795 | $6,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 593 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 150 | $6,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 200 | $6,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 2,333 | $6,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,000 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 80 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 101 | $5,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 197 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,105 | $5,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 624 | $5,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,384 | $5,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,223 | $5,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 471 | $5,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 444 | $5,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 193 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 45 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 240 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 500 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 127 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 635 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,212 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 150 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 404 | $5,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 226 | $5,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 202 | $5,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 325 | $5,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 79,975 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 27,700 | $5,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 337 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 482 | $5,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 349 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 128 | $5,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 290 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 500 | $5,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 447 | $5,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 7,000 | $5,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 2,839 | $5,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 220 | $5,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 264 | $5,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 270 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 60 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 135 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 625 | $5,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 190 | $5,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 142 | $5,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 142 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 300 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 8,852 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 302 | $5,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,500 | $5,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 526 | $5,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 200 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1,807 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 670 | $5,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 200 | $5,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 210 | $5,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 900 | $5,000 | thousands by filing date | put |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 50 | $5,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 23,273 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 151 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,541 | $4,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 331 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 200 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,274 | $4,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 612 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 303 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 245 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 221 | $4,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 277 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 330 | $4,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 295 | $4,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 894 | $4,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 58 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 859 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 300 | $4,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 385 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 47 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 345 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,986 | $4,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 302 | $4,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 327 | $4,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 196 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,107 | $4,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 10,000 | $4,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 50 | $4,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 290 | $4,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 459 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 252 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,000 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,581 | $4,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 919 | $4,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 329 | $4,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 90 | $4,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 290 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,812 | $4,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 375 | $4,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 321 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 250 | $4,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 524 | $4,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 244 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 200 | $4,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 177 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,857 | $4,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 1,180 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 3,757 | $4,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 3,500 | $4,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 538 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 39 | $4,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 1,111 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $4,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 160 | $4,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 1,551 | $4,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 680 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,308 | $4,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 500 | $4,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 700 | $4,000 | thousands by filing date | call |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 3,331 | $4,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,200 | $4,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 25 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 82 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 246 | $3,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 7,692 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 44 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 228 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 492 | $3,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 445 | $3,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 275 | $3,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 169 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,118 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,000 | $3,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 690 | $3,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 647 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 228 | $3,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 525 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 100 | $3,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 494 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 424 | $3,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 119 | $3,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 76 | $3,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 368 | $3,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 300 | $3,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,958 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,500 | $3,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 3,512 | $3,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 4,800 | $3,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 1,405 | $3,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,613 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 522 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 100 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 55 | $3,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 342 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 107 | $3,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 320 | $3,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 1,511 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 125 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 100 | $3,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 414 | $3,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 786 | $3,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 247 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 736 | $3,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 1,432 | $3,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 451 | $3,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 2,616 | $3,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,831 | $3,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 818 | $3,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 1,691 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 5,150 | $3,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 267 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 5,471 | $3,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 1,028 | $3,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 158 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 2,388 | $3,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 1,063 | $3,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 100 | $3,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 79,214 | $3,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 182 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,327 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 51 | $2,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 168 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 176 | $2,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 245 | $2,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 200 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 110 | $2,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 163 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 160 | $2,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 100 | $2,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 45 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 682 | $2,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 225 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 60 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 247 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 60 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 78 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 202 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 390 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 106 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 294 | $2,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 200 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 195 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,660 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 362 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,022 | $2,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 200 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 115 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 295 | $2,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 81 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,177 | $2,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 829 | $2,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 861 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 116 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 434 | $2,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 15 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 3,600 | $2,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 70 | $2,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 711 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,300 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,204 | $2,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 175 | $2,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,166 | $2,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 228 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 414 | $2,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 84 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 994 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 4,156 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 686 | $2,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 1,410 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 100 | $2,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 10,745 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 201 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 100 | $2,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 49 | $2,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 279 | $2,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 1,051 | $2,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 91 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 954 | $2,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 833 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 133 | $2,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 88 | $2,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 768 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 21 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 151 | $2,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 536 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 951 | $2,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 453 | $2,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 300 | $2,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,135 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 172 | $2,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 1,000 | $2,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 905 | $2,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 160 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,483 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2,835 | $2,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,412 | $2,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 443 | $2,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 310 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 171 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 752 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 717 | $2,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 3,384 | $2,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,466 | $2,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 148 | $2,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 495 | $2,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 365 | $2,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 2,651 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 827 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 374 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 171 | $1,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 40 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 29 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 704 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 24 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 27 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 39 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 37 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 55 | $1,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 194 | $1,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 32 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 22 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 83 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 70 | $1,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 72 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 77 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 328 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 74 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 20 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 57 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 17 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 349 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 688 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 190 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 251 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 72 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 400 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 236 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 906 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 57 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 50 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 410 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 44 | $1,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 78 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 824 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 224 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 118 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 983 | $1,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 74 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 270 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 73 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,093 | $1,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 74 | $1,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,150 | $1,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 73 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 25 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,003 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 489 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000039 | this filing | 2015-02-17 | acceptance time not in the bulk data set |