13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,089 holding rows worth $97,828,919,000.
- Accession
- 0000831001-14-000080
- Filer
- CIK 831001
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,006 entries on the cover page, a total value of $97,828,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,828,919,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUBLIC STORAGE COM | 74460D109 | REIT | 20,100 | $3,387,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,054,600 | $3,375,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200,000 | $3,374,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 115,365 | $3,372,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 88,503 | $3,366,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 135,509 | $3,362,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 114,500 | $3,361,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 49,390 | $3,360,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,175,000 | $3,360,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 71,400 | $3,354,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 31,100 | $3,345,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 118,464 | $3,339,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 117,800 | $3,337,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 41,000 | $3,335,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 135,900 | $3,327,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 131,976 | $3,325,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 60,000 | $3,316,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 29,740 | $3,314,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,000 | $3,314,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 50,800 | $3,307,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 59,000 | $3,305,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 66,994 | $3,303,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 149,600 | $3,296,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 25,206 | $3,295,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 81,868 | $3,293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 70,647 | $3,290,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 50,300 | $3,289,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,572,000 | $3,288,000 | thousands by filing date | principal |
| AIRGAS INC | 009363102 | COM | 30,758 | $3,276,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 122,322 | $3,257,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 160,700 | $3,253,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 425,789 | $3,252,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 66,656 | $3,251,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,000 | $3,249,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,091,000 | $3,220,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 470,300 | $3,217,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 100,300 | $3,214,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 63,000 | $3,211,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 41,642 | $3,210,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 88,800 | $3,208,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 60,028 | $3,207,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 12,655 | $3,200,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 65,551 | $3,190,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 159,200 | $3,188,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 125,036 | $3,170,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 88,200 | $3,166,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 60,523 | $3,164,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,275,000 | $3,164,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R106 | CL A | 144,003 | $3,161,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 75,724 | $3,152,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 302,447 | $3,149,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 52,508 | $3,148,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 90,800 | $3,147,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200,000 | $3,140,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 276,600 | $3,137,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 39,431 | $3,135,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 31,600 | $3,131,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 25,430 | $3,129,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 95,584 | $3,127,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 223,007 | $3,124,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 30151E202 | HORZN S&P FINS | 75,000 | $3,124,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,259 | $3,121,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 181,801 | $3,117,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 416,546 | $3,116,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 79,259 | $3,115,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 38,300 | $3,114,000 | thousands by filing date | put |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 639,187 | $3,113,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 33,500 | $3,111,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 554,300 | $3,089,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 98,500 | $3,088,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 102,932 | $3,086,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 102,442 | $3,069,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 91,463 | $3,063,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 120,900 | $3,061,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 212,800 | $3,060,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 54,000 | $3,055,000 | thousands by filing date | call |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 267,665 | $3,048,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 73,379 | $3,044,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 315,000 | $3,042,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 175,100 | $3,040,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 88,903 | $3,037,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 62,300 | $3,034,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 21,700 | $3,032,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 54,454 | $3,017,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 76,833 | $3,010,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 45,341 | $3,005,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 951,770 | $2,998,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 79,500 | $2,995,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 55,800 | $2,994,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 189,900 | $2,991,000 | thousands by filing date | call |
| CHAMBERS STR PPTYS | 157842105 | COM | 384,267 | $2,986,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 62,100 | $2,966,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 70,800 | $2,965,000 | thousands by filing date | put |
| Ashland | 044209104 | Common | 29,807 | $2,965,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 113,433 | $2,964,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 61,196 | $2,961,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 121,500 | $2,943,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,800 | $2,942,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 163,371 | $2,941,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 53,370 | $2,936,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27,223 | $2,934,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,188 | $2,931,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 293,300 | $2,928,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 429,556 | $2,920,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 32,700 | $2,920,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 32,099 | $2,920,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 115,174 | $2,916,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 51,800 | $2,915,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,700 | $2,915,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 68,241 | $2,911,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 43,018 | $2,909,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62,062 | $2,905,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 77,298 | $2,901,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 41,735 | $2,898,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 24,295 | $2,890,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 48,188 | $2,887,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 36,662 | $2,872,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 68,300 | $2,871,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 23,600 | $2,863,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 67,616 | $2,863,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 190,781 | $2,856,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,301 | $2,854,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 139,202 | $2,845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 150,000 | $2,844,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 23,415 | $2,840,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 81,630 | $2,839,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 38,583 | $2,824,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 653,747 | $2,817,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 215,694 | $2,817,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 64,121 | $2,813,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 356,523 | $2,809,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 149,000 | $2,809,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 105,800 | $2,805,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 84,519 | $2,800,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 339,329 | $2,796,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 3,519,000 | $2,791,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,562,000 | $2,786,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 91,930 | $2,778,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 31,100 | $2,777,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 46,400 | $2,775,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 82,400 | $2,775,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 215,100 | $2,769,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 63,896 | $2,761,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 26,744 | $2,760,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 117,606 | $2,757,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 523,710 | $2,754,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 174,600 | $2,750,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 52,300 | $2,746,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 112,300 | $2,742,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 170,700 | $2,736,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 173,000 | $2,732,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 86,800 | $2,721,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 563,100 | $2,714,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 19,542 | $2,710,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 47,200 | $2,702,000 | thousands by filing date | call |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 59,200 | $2,700,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 30,511 | $2,699,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 242,700 | $2,696,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 34,980 | $2,694,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,489 | $2,690,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 49,200 | $2,687,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 107,042 | $2,684,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 89,782 | $2,684,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 50,000 | $2,680,000 | thousands by filing date | |
| HORIZONS ETF TR | 44052C108 | KOREA KOSP 200 | 75,600 | $2,678,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 91,866 | $2,674,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 73,190 | $2,669,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 32,700 | $2,659,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 95,600 | $2,656,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 87,900 | $2,654,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 28,050 | $2,653,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 87,443 | $2,652,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 101,500 | $2,652,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,976,000 | $2,652,000 | thousands by filing date | principal |
| ROCKWELL COLLINS INC | 774341101 | COM | 33,207 | $2,644,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 44,175 | $2,642,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $2,635,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 187,900 | $2,631,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 36,600 | $2,630,000 | thousands by filing date | call |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 131,100 | $2,627,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 132,600 | $2,622,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 180,264 | $2,620,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,600 | $2,614,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 56,876 | $2,600,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 43,216 | $2,596,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 82,465 | $2,587,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 93,700 | $2,586,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 25,600 | $2,579,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 135,900 | $2,562,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,500,000 | $2,561,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 56,200 | $2,560,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 338,248 | $2,557,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 212,749 | $2,555,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 600,400 | $2,552,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 69,100 | $2,550,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 129,249 | $2,547,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 104,574 | $2,541,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 39,464 | $2,537,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 140,085 | $2,535,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 38,969 | $2,529,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 68,500 | $2,528,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 36,100 | $2,526,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 78,320 | $2,526,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 890,740 | $2,521,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 646,273 | $2,520,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 186,812 | $2,513,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 252,700 | $2,512,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 79,800 | $2,510,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 133,554 | $2,505,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 49,400 | $2,503,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 37,500 | $2,492,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 74,300 | $2,488,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 30,000 | $2,486,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 35,500 | $2,484,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 120,600 | $2,465,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 22,957 | $2,456,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 18,700 | $2,456,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 76,536 | $2,453,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 37,400 | $2,452,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 189,182 | $2,448,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 38,052 | $2,445,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 35,000 | $2,441,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 485,300 | $2,436,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 91,300 | $2,420,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 64,435 | $2,419,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 24,791 | $2,417,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 248,837 | $2,403,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,031 | $2,402,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 121,400 | $2,400,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 44,500 | $2,399,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 84,526 | $2,394,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 42,107 | $2,393,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 35,785 | $2,392,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 42,500 | $2,391,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 133,407 | $2,388,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 21,147 | $2,384,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 63,189 | $2,378,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 24,108 | $2,377,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 89,100 | $2,377,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 97,225 | $2,375,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100,000 | $2,369,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 62,779 | $2,365,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 174,600 | $2,361,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 59,519 | $2,359,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 32,652 | $2,353,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 103,500 | $2,353,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 23,369 | $2,352,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 70,200 | $2,351,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 201,749 | $2,350,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 68,797 | $2,347,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 99,310 | $2,345,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,150,000 | $2,345,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 48,984 | $2,344,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 23,600 | $2,340,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50,206 | $2,337,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 25,786 | $2,334,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 15,242 | $2,331,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 52,365 | $2,331,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 50,000 | $2,328,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 59,200 | $2,326,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 106,525 | $2,325,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 48,600 | $2,321,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 32,300 | $2,321,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 25,849 | $2,313,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 174,700 | $2,311,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 179,400 | $2,310,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 85,087 | $2,309,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 40,000 | $2,306,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 18,500 | $2,304,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,000 | $2,300,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 32,040 | $2,296,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 40,000 | $2,268,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 51,300 | $2,258,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 49,501 | $2,255,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 41,739 | $2,254,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 78,486 | $2,252,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 79,760 | $2,248,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 40,661 | $2,247,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 60,000 | $2,241,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 21,720 | $2,240,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 157,300 | $2,240,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 33,600 | $2,239,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50,021 | $2,237,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 97,100 | $2,235,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 125,800 | $2,227,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 101,500 | $2,226,000 | thousands by filing date | put |
| Pentair Inc | H6169Q108 | PNR | 28,046 | $2,225,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 36,021 | $2,209,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 26,600 | $2,207,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 75,200 | $2,207,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 37,783 | $2,207,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 110,203 | $2,201,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 42,647 | $2,196,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 176,500 | $2,196,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 40,337 | $2,182,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 57,177 | $2,180,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 92,832 | $2,174,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 504,600 | $2,170,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 47,122 | $2,167,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 30,491 | $2,166,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 69,600 | $2,156,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 121,200 | $2,156,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 39,800 | $2,156,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 116,400 | $2,156,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 14,200 | $2,156,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 61,777 | $2,153,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 138,000 | $2,153,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 22,052 | $2,150,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 48,680 | $2,142,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 20,300 | $2,138,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 30,000 | $2,135,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 72,700 | $2,134,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 31,251 | $2,131,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 178,600 | $2,131,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 250,000 | $2,130,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 657,400 | $2,123,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 50,690 | $2,116,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 62,130 | $2,115,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 34,342 | $2,110,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 211,600 | $2,110,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 91,668 | $2,107,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 28,764 | $2,104,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 29,275 | $2,100,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 31,900 | $2,091,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 61,614 | $2,091,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 340,500 | $2,091,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,100 | $2,090,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 97,204 | $2,086,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,000 | $2,080,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 63,658 | $2,078,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 77,900 | $2,078,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 28,012 | $2,077,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 23,200 | $2,076,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 34,000 | $2,068,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 42,500 | $2,066,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 108,492 | $2,065,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 35,820 | $2,065,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,100,000 | $2,065,000 | thousands by filing date | principal |
| US STEEL CORP | 912909AE8 | NOTE | 2,048,000 | $2,062,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 50,000 | $2,061,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 98,836 | $2,059,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 45,000 | $2,048,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 152,000 | $2,045,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 31,400 | $2,044,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 83,224 | $2,042,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 163,868 | $2,038,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 45,036 | $2,029,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 65,300 | $2,023,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 76,000 | $2,018,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 20,300 | $2,011,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 60,825 | $2,008,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,600 | $2,004,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 42,064 | $2,001,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 18,934 | $1,999,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 58,980 | $1,998,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 46,200 | $1,994,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 142,574 | $1,994,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 112,600 | $1,993,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 46,500 | $1,991,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 22,400 | $1,986,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 538,300 | $1,986,000 | thousands by filing date | call |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 610,628 | $1,984,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 161,786 | $1,983,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 25,816 | $1,977,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 50,000 | $1,977,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 30,821 | $1,975,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 356,264 | $1,974,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 69,700 | $1,971,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 43,281 | $1,963,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 250,800 | $1,961,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 37,178 | $1,955,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 120,700 | $1,949,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 98,403 | $1,948,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28,800 | $1,945,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 1,250,000 | $1,945,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 89,579 | $1,942,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 63,948 | $1,942,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 50,000 | $1,940,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 28,268 | $1,940,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 97,500 | $1,939,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 68,422 | $1,936,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 174,200 | $1,935,000 | thousands by filing date | call |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 42,272 | $1,935,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 34,601 | $1,934,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 117,900 | $1,934,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 36,773 | $1,933,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 49,200 | $1,933,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,000 | $1,931,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 50,000 | $1,930,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 109,473 | $1,929,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 43,712 | $1,927,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 154,900 | $1,927,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 124,500 | $1,925,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 40,933 | $1,923,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 57,686 | $1,921,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 43,914 | $1,921,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 169,900 | $1,920,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 115,239 | $1,917,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 17,718 | $1,914,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 268,600 | $1,907,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 30,390 | $1,903,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 40,657 | $1,898,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 22,534 | $1,893,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 105,100 | $1,892,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 33,400 | $1,890,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 35,000 | $1,883,000 | thousands by filing date | call |
| COMERICA INC-CW18 | 200340115 | WTS | 83,827 | $1,879,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 44,800 | $1,876,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 69,400 | $1,873,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 141,500 | $1,868,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,114 | $1,868,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 304,210 | $1,868,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 38,300 | $1,865,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 56,901 | $1,863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 37,938 | $1,861,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 64,771 | $1,858,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 34,000 | $1,857,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 54,318 | $1,856,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 106,033 | $1,854,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 16,480 | $1,851,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 367,805 | $1,847,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 103,700 | $1,845,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 212,152 | $1,844,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 59,500 | $1,843,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,900 | $1,838,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 568,386 | $1,836,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 143,746 | $1,835,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 55,000 | $1,831,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 200,000 | $1,824,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 128,330 | $1,822,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 41,938 | $1,820,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 47,035 | $1,817,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 195,300 | $1,814,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 79,000 | $1,813,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 37,445 | $1,808,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 51,030 | $1,806,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 2,000,000 | $1,805,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 35,600 | $1,804,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 363,897 | $1,803,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 26,202 | $1,802,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 1,092,000 | $1,798,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 36,600 | $1,794,000 | thousands by filing date | call |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 66,413 | $1,789,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 27,303 | $1,788,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,313 | $1,785,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 18,400 | $1,784,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,500,000 | $1,781,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973W107 | COM | 64,110 | $1,781,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 27,700 | $1,781,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 105,200 | $1,775,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 33,220 | $1,774,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,002,440 | $1,768,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 22,087 | $1,767,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 199,986 | $1,766,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 17,900 | $1,764,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 50,048 | $1,762,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,100 | $1,756,000 | thousands by filing date | call |
| UCP INC - CL A | 90265Y106 | Common Stock | 116,597 | $1,756,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 127,842 | $1,754,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 479,749 | $1,752,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 49,962 | $1,751,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 175,629 | $1,742,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 135,269 | $1,741,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 87,522 | $1,739,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 403,500 | $1,739,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 30,537 | $1,735,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 111,200 | $1,734,000 | thousands by filing date | call |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 87,504 | $1,734,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 121,700 | $1,733,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 93,700 | $1,733,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 20,911 | $1,732,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 24,400 | $1,732,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 22,800 | $1,731,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 40,020 | $1,730,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28,500 | $1,729,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 15,400 | $1,726,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 46,600 | $1,720,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 31,700 | $1,718,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 145,706 | $1,712,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 78,045 | $1,710,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 39,000 | $1,705,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,050 | $1,704,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 20,533 | $1,701,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 47,189 | $1,699,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,497 | $1,698,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 40,900 | $1,697,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 64,349 | $1,696,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 261,997 | $1,695,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 65,682 | $1,694,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 23,500 | $1,690,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 25,400 | $1,688,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 162,118 | $1,686,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 461,500 | $1,685,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 99,526 | $1,679,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 358,100 | $1,679,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 80,475 | $1,676,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 104,200 | $1,674,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,400 | $1,669,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 83,300 | $1,668,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 137,400 | $1,668,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000080 | this filing | 2014-05-15 | acceptance time not in the bulk data set |