13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,089 holding rows worth $97,828,919,000.
- Accession
- 0000831001-14-000080
- Filer
- CIK 831001
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,006 entries on the cover page, a total value of $97,828,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,828,919,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORDMANS STORES INC | 38269P100 | COM | 1,362 | $7,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 3,933 | $7,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 487 | $7,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 492 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 725 | $7,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 245 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 139 | $7,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 696 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECH | 74347X153 | COM | 361 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 552 | $7,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,923 | $7,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 100 | $7,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 5,850 | $7,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 1,510 | $7,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 502 | $7,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 592 | $7,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 1,100 | $7,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 2,713 | $7,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 4,981 | $7,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 4,577 | $7,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 4,261 | $7,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 6,000 | $7,000 | thousands by filing date | principal |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 306 | $7,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 7,000 | $7,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,300 | $6,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 120 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 124 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34 | $6,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 254 | $6,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,711 | $6,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 596 | $6,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 800 | $6,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,800 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 415 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 150 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 397 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 95 | $6,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,346 | $6,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 488 | $6,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 138 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 450 | $6,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 3,600 | $6,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 508 | $6,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,109 | $6,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 280 | $6,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 563 | $6,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 325 | $6,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 150 | $6,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 5,000 | $6,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 211 | $6,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 726 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| SYNACOR INC | 871561106 | COM | 2,547 | $6,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,250 | $6,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 632 | $6,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,541 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 135 | $6,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 222 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 260 | $6,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 1,000 | $6,000 | thousands by filing date | principal |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 660 | $6,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 69 | $6,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,820 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 296 | $6,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 5,784 | $6,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 2,346 | $6,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,309 | $6,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 1,840 | $6,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 2,779 | $6,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 1,480 | $6,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 4,975 | $6,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 2,777 | $6,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,338 | $6,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 2,868 | $6,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 311 | $6,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 325 | $6,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 1,349 | $6,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 800 | $6,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 44,000 | $6,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 80 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 69 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 121 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 514 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 533 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,688 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 480 | $5,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 467 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 250 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 500 | $5,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 176 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 388 | $5,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $5,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 650 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 591 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 308 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 167 | $5,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 470 | $5,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 664 | $5,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 404 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,687 | $5,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,841 | $5,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,400 | $5,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 559 | $5,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,180 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 101 | $5,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 297 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,500 | $5,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 400 | $5,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 116 | $5,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,252 | $5,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 708 | $5,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 935 | $5,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 385 | $5,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 300 | $5,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 393 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 200 | $5,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 632 | $5,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,062 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 112 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 221 | $5,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 356 | $5,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,903 | $5,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 100 | $5,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,330 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,250 | $5,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,466 | $5,000 | thousands by filing date | call |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,200 | $5,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,200 | $5,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 101 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 61 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 102 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 400 | $4,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 200 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 56 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 93 | $4,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 332 | $4,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 287 | $4,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 250 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 635 | $4,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 149 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 94 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 876 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 264 | $4,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 538 | $4,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 460 | $4,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 8,870 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,016 | $4,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 3,129 | $4,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,657 | $4,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 3,655 | $4,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,140 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 88 | $4,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 478 | $4,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 298 | $4,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 6,010 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,370 | $4,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 5,681 | $4,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 842 | $4,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 268 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,000 | $4,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,500 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $4,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 375 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 152 | $4,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 8,479 | $4,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 1,541 | $4,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,608 | $4,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 1,343 | $4,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 985 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 350 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 100 | $4,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,500 | $4,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 2,050 | $4,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 703 | $4,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 2,544 | $4,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 857 | $4,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 220 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $4,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 250 | $4,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 9,090 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 94 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 31 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 117 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 80 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 247 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 40 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 45 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 240 | $3,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 326 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 30 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $3,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 81 | $3,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 386 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 217 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 285 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 143 | $3,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 273 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,118 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
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| MV OIL TR | 553859109 | TR UNITS | 101 | $3,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 326 | $3,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 186 | $3,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 439 | $3,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 250 | $3,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 24 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $3,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 4,000 | $3,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 816 | $3,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,505 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,111 | $3,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 100 | $3,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 300 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,500 | $3,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $3,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 3,716 | $3,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 325 | $3,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 200 | $3,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 165 | $3,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 1,949 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 268 | $3,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 6,661 | $3,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 143 | $3,000 | thousands by filing date | |
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| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 100 | $3,000 | thousands by filing date | |
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| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,136 | $3,000 | thousands by filing date | |
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| AVALON RARE METALS INC | 053470100 | COM | 5,064 | $3,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 120 | $3,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 239 | $3,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 519 | $3,000 | thousands by filing date | |
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| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 625 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 310 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $3,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 521 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 100 | $3,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 475 | $3,000 | thousands by filing date | |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 998 | $3,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 2,029 | $3,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 830 | $3,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 2,471 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 454 | $3,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 413 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 41 | $3,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 2,550 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 23 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 198 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 116 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 224 | $2,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 124 | $2,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 241 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 125 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 311 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 598 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 30 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 183 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 247 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 71 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 100 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 264 | $2,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 500 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 540 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 92 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 300 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 244 | $2,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 200 | $2,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 1,500 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 192 | $2,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,000 | $2,000 | thousands by filing date | principal |
| IMAGE SENSING SYS INC | 45244C104 | COM | 346 | $2,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,493 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,028 | $2,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100 | $2,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 512 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,284 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 700 | $2,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 300 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,500 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 324 | $2,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 178 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 3,725 | $2,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,050 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 485 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 1,888 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 100 | $2,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 118 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 3,108 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 147 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 485 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 826 | $2,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 8,000 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,001 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 55 | $2,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 1,294 | $2,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,240 | $2,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 1,317 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,650 | $2,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 125 | $2,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 62 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 155 | $2,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 4,060 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 200 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 321 | $2,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 2,000 | $2,000 | thousands by filing date | principal |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 200 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 300 | $2,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 69 | $2,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 418 | $2,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 19,950 | $2,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 486 | $2,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 1,504 | $2,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,693 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 165 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,033 | $2,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,160 | $2,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 900 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 723 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 588 | $2,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 400 | $2,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 114 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 135 | $2,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 135 | $2,000 | thousands by filing date | call |
| CELLADON CORP | 15117E107 | Cmn | 166 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 93 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 42 | $1,000 | thousands by filing date | |
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| NUVEEN MUN VALUE FD INC | 670928100 | COM | 130 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 197 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 69 | $1,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 64 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 40 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 16 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 13 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 25 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 24 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 32 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 29 | $1,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 135 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 286 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 8 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 57 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 55 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 214 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 17 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 362 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 185 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 120 | $1,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 763 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 293 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 39 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 50 | $1,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 70 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 313 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 1 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 508 | $1,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 23 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 16 | $1,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 100 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 75 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 400 | $1,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 61 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,147 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 77 | $1,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 4,000 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 819 | $1,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 100 | $1,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 1,521 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 200 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 948 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 738 | $1,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 7,063 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 553 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 200 | $1,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 785 | $1,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 200 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 935 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 171 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 264 | $1,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 325 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 254 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 84 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 509 | $1,000 | thousands by filing date | call |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 89 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 920 | $1,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 355 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 212 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 50 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 55 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 33 | $1,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 400 | $1,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 71 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 33 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 91 | $1,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 25 | $1,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 50 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 500 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 9 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 103 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 100 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 485 | $1,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 514 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 140 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 1,050 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 281 | $1,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 200 | $1,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 116 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 250 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 345 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 300 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,736 | $1,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 57 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 172 | $1,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 750 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 500 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 501 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 351 | $1,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 158 | $1,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 796 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 930 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 128 | $1,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 55 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC | 70320A103 | COM | 55 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 23 | $1,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 26 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 100 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 44 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 232 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 52 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 45 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 100 | $1,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 26 | $1,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 173 | $1,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 90 | $1,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 157 | $1,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 174 | $1,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 75 | $1,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 325 | $1,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 435 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SEMICON | 74347X245 | Cmn | 81 | $1,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 303 | $1,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUCOWS INC | 898697206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW CONV SECS FD INC | 872340104 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000080 | this filing | 2014-05-15 | acceptance time not in the bulk data set |