13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 853 | $8,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 269 | $8,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 912 | $8,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 245 | $8,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,133 | $8,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 347 | $8,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 505 | $8,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 1,248 | $8,000 | thousands by filing date | put |
| Lihua International Inc. | 532352101 | COM | 1,400 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 132 | $8,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 182 | $8,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 715 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 500 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 458 | $8,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 700 | $8,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 678 | $8,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 2,581 | $8,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 685 | $8,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 751 | $8,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 7,000 | $8,000 | thousands by filing date | principal |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,466 | $8,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 500 | $7,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 246 | $7,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 329 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 124 | $7,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 397 | $7,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 775 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,264 | $7,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 910 | $7,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 590 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 596 | $7,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,353 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 450 | $7,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 576 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 311 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 5,292 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 850 | $7,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 170 | $7,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 586 | $7,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 186 | $7,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 5,000 | $7,000 | thousands by filing date | principal |
| GSE HOLDING INC | 36191X100 | COM | 3,564 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 501 | $7,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 573 | $7,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 276 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 223 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 223 | $7,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 500 | $7,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 660 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 552 | $7,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 601 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 160 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 400 | $7,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 380 | $7,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 4,731 | $7,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 5,850 | $7,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 452 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D647 | 2X LONG PLATIN | 200 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 488 | $7,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 7,000 | $7,000 | thousands by filing date | principal |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 585 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 134 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34 | $6,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 490 | $6,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 417 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 160 | $6,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 600 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 96 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 150 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 220 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 200 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 429 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 402 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 478 | $6,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 592 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 301 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,000 | $6,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,350 | $6,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 6,000 | $6,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 325 | $6,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,759 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,136 | $6,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 10,135 | $6,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 261 | $6,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 146 | $6,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 400 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 300 | $6,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 250 | $6,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 1,000 | $6,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,203 | $6,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,021 | $6,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 10,711 | $6,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 835 | $6,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 4,466 | $6,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 3,261 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 80 | $5,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 101 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 121 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 213 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 338 | $5,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 557 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 480 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 394 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 500 | $5,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 301 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 398 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 600 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 300 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 188 | $5,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 600 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,100 | $5,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 138 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 448 | $5,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 638 | $5,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 5,000 | $5,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 375 | $5,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 408 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 101 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 116 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,100 | $5,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,310 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 142 | $5,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 300 | $5,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 235 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 50 | $5,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 196 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 170 | $5,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 3,826 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 115 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 100 | $5,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 82 | $5,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 121 | $5,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 600 | $5,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,070 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 254 | $5,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 133 | $4,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 100 | $4,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 674 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 300 | $4,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 239 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 121 | $4,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 240 | $4,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 624 | $4,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 60 | $4,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 45 | $4,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 312 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 300 | $4,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 299 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 95 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 635 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 365 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 94 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 220 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 260 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 270 | $4,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 371 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 348 | $4,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 100 | $4,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 100 | $4,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 200 | $4,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 350 | $4,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 409 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 265 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 88 | $4,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 15,228 | $4,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 465 | $4,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 415 | $4,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 1,160 | $4,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,250 | $4,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 1,157 | $4,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 123 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 459 | $4,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 375 | $4,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,224 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 151 | $4,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 1,046 | $4,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 120 | $4,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 700 | $4,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 3,478 | $4,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 500 | $4,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 301 | $4,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 799 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 350 | $4,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 173 | $4,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 276 | $4,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 354 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 100 | $4,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 719 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 750 | $4,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 1,699 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 876 | $4,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 618 | $4,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 408 | $4,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 3,303 | $4,000 | thousands by filing date | |
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| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $3,000 | thousands by filing date | call |
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| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 142 | $3,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 318 | $3,000 | thousands by filing date | |
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| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 100 | $3,000 | thousands by filing date | |
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| AETRIUM INC | 00817R202 | COM NEW | 390 | $3,000 | thousands by filing date | |
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| ADECOAGRO S A | L00849106 | COM | 228 | $2,000 | thousands by filing date | |
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| HANCOCK JOHN INVT TR II | 410142103 | COM | 100 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 810 | $2,000 | thousands by filing date | |
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| PREFERRED APT CMNTYS INC | 74039L103 | COM | 291 | $2,000 | thousands by filing date | |
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| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 3,000 | $2,000 | thousands by filing date | principal |
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| NOVACOPPER INC | 66988K102 | COM | 1,000 | $2,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 1,500 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $2,000 | thousands by filing date | |
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| HANSEN MEDICAL INC | 411307101 | COM | 1,338 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 684 | $2,000 | thousands by filing date | |
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| BOVIE MEDICAL CORP | 10211F100 | COM | 900 | $2,000 | thousands by filing date | |
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| URANIUM RESOURCES INC | 916901606 | COM | 636 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,006 | $2,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 200 | $2,000 | thousands by filing date | |
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| AIRMEDIA GROUP INC | 009411109 | ADR | 1,181 | $2,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,240 | $2,000 | thousands by filing date | |
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| GULF RESOURCES INC | 40251W309 | COM | 930 | $2,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 3,069 | $2,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 77 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 2,000 | $2,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 576 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $2,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 1,413 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 110 | $2,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 2,330 | $2,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 100 | $2,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 604 | $2,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 744 | $2,000 | thousands by filing date | |
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| Attunity Ltd | M15332121 | SHS NEW | 152 | $2,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 724 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,050 | $2,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 807 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 175 | $2,000 | thousands by filing date | |
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| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 75 | $2,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,016 | $2,000 | thousands by filing date | |
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| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 512 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 59 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 60 | $1,000 | thousands by filing date | |
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| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 90 | $1,000 | thousands by filing date | |
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| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 116 | $1,000 | thousands by filing date | |
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| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 47 | $1,000 | thousands by filing date | |
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| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 55 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 180 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 118 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 131 | $1,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 500 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 105 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 302 | $1,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 64 | $1,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 46 | $1,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 15 | $1,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 43 | $1,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 508 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 202 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 74 | $1,000 | thousands by filing date | |
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| HMN FINL INC | 40424G108 | COM | 100 | $1,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 300 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 126 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 167 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 125 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,000 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 333 | $1,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 2,011 | $1,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
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| IPASS INC | 46261V108 | COM | 782 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 194 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 67 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 620 | $1,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 113 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 300 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 736 | $1,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 226 | $1,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 82 | $1,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 350 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 100 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 274 | $1,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 90 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 200 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 500 | $1,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 398 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 171 | $1,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 19 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 364 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 4,271 | $1,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 385 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 188 | $1,000 | thousands by filing date | call |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 595 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 110 | $1,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 100 | $1,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 770 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 509 | $1,000 | thousands by filing date | call |
| COLLABRX INC | 19422J108 | COM | 143 | $1,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 61 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 425 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 600 | $1,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 113,221 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 180 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 29 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 10 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 33 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 185 | $1,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 50 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 247 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 73 | $1,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 62 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 49 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 100 | $1,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 343 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 325 | $1,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 350 | $1,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 358 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 310 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 473 | $1,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 189 | $1,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 327 | $1,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 798 | $1,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 368 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC | 70320A103 | COM | 55 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 84 | $1,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 35 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 126 | $1,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 105 | $1,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 265 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 841 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KID BRANDS, INC. COM | 49375T100 | COM | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMO WTR CORP | 74165N105 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKTONE LTD | 535925101 | ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,632 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |