13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,925 holding rows worth $101,554,369,000.
- Accession
- 0000831001-13-000197
- Filer
- CIK 831001
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 16,261 entries on the cover page, a total value of $101,554,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,554,369,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JARDEN CORP | 471109108 | COM | 38,487 | $1,684,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 156,800 | $1,684,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 208,959 | $1,684,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 29,848 | $1,679,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 19,701 | $1,674,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 42,508 | $1,672,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 117,400 | $1,672,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 270,800 | $1,671,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 25,000 | $1,654,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 74,452 | $1,653,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 88,600 | $1,652,000 | thousands by filing date | put |
| SIRIUS XM RADIO INC | 82967N108 | COM | 492,200 | $1,649,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 46,900 | $1,648,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 24,500 | $1,646,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 70,924 | $1,644,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 128,100 | $1,640,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 30,900 | $1,638,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 30,800 | $1,638,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 46,600 | $1,637,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 58,900 | $1,632,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 28,200 | $1,631,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 42,935 | $1,629,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 17,580 | $1,628,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 114,300 | $1,628,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 56,400 | $1,622,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 891,000 | $1,622,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 129,427 | $1,621,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 43,048 | $1,618,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 71,485 | $1,618,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 53,342 | $1,618,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 18,100 | $1,616,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,584,000 | $1,613,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 71,629 | $1,611,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 83,200 | $1,610,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 34,800 | $1,606,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 35,383 | $1,605,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,537 | $1,600,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 44,868 | $1,600,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 96,565 | $1,599,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 25,633 | $1,597,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 37,643 | $1,592,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 143,600 | $1,585,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 130,477 | $1,578,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 52,100 | $1,577,000 | thousands by filing date | call |
| IHS INC | 451734107 | CL A | 15,105 | $1,576,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 60,915 | $1,575,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 176,800 | $1,572,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 54,300 | $1,568,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461878 | UTILITIES GEMS | 100,000 | $1,568,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 83,282 | $1,563,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 102,872 | $1,561,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 106,271 | $1,558,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 168,000 | $1,557,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 31,100 | $1,557,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 18,599 | $1,557,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 134,000 | $1,556,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17,062 | $1,555,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30,900 | $1,552,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 137,223 | $1,549,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 17,500 | $1,548,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 182,018 | $1,547,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 30,021 | $1,546,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,300 | $1,543,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 25,100 | $1,535,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27,479 | $1,534,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 21,200 | $1,531,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 229,500 | $1,531,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 37,100 | $1,528,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 117,430 | $1,528,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 103,420 | $1,527,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 32,906 | $1,527,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 131,300 | $1,525,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 15,469 | $1,523,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,400 | $1,522,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 66,500 | $1,520,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18,300 | $1,516,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 32,395 | $1,511,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 32,137 | $1,507,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 133,444 | $1,506,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 163,102 | $1,503,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 31,465 | $1,501,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 51,255 | $1,500,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 63,900 | $1,493,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 30,000 | $1,485,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 26,172 | $1,484,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 13,752 | $1,482,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35,000 | $1,480,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 1,376,000 | $1,477,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 38,533 | $1,476,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 73,113 | $1,476,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 25,451 | $1,474,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 110,533 | $1,474,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 82,395 | $1,474,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 22,656 | $1,473,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 153,127 | $1,473,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 35,100 | $1,470,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 20,300 | $1,466,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 20,313 | $1,466,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 28,900 | $1,465,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 115,500 | $1,463,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 55,000 | $1,461,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 33,706 | $1,459,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 51,257 | $1,457,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 39,100 | $1,456,000 | thousands by filing date | put |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 38,600 | $1,455,000 | thousands by filing date | call |
| HCC INS HLDGS INC | 404132102 | COM | 33,726 | $1,454,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 23,000 | $1,452,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 7,812 | $1,452,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 19,931 | $1,451,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 37,900 | $1,450,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20,000 | $1,449,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 51,442 | $1,447,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 80,409 | $1,441,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 67,473 | $1,432,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 84,100 | $1,430,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 102,100 | $1,429,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,746 | $1,425,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 53,800 | $1,424,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 28,184 | $1,424,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 84,500 | $1,421,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 65,300 | $1,414,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,900 | $1,414,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 20,300 | $1,414,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 129,406 | $1,411,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14,300 | $1,407,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 35,962 | $1,406,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 217,700 | $1,405,000 | thousands by filing date | put |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 16,181 | $1,405,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 127,034 | $1,404,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 41,704 | $1,401,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 505,569 | $1,400,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 25,400 | $1,397,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,418 | $1,396,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 56,318 | $1,394,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 76,100 | $1,393,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 440,364 | $1,391,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 37,800 | $1,391,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 76,547 | $1,387,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 18,682 | $1,384,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 117,500 | $1,384,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 35,625 | $1,378,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 20,000 | $1,375,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 5,234 | $1,374,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 133,957 | $1,371,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,908 | $1,370,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 52,686 | $1,369,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 88,147 | $1,367,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,261 | $1,365,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 42,710 | $1,364,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 24,487 | $1,363,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 290,002 | $1,363,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 50,633 | $1,362,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 28,442 | $1,359,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 33,800 | $1,359,000 | thousands by filing date | put |
| UNITED STATIONERS INC | 913004107 | COM | 40,484 | $1,358,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 34,112 | $1,356,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 53,140 | $1,355,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 218,600 | $1,355,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 30,513 | $1,354,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 18,700 | $1,350,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 73,700 | $1,346,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 28,217 | $1,346,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 46,700 | $1,343,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 41,484 | $1,343,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 161,068 | $1,342,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 111,018 | $1,341,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 55,498 | $1,341,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 13,115 | $1,338,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,900 | $1,335,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 16,800 | $1,331,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 20,104 | $1,330,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 22,284 | $1,330,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 120,500 | $1,330,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 21,849 | $1,328,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 68,000 | $1,327,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 88,500 | $1,325,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 23,800 | $1,322,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43,296 | $1,321,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 64,600 | $1,317,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 31,818 | $1,316,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 40,400 | $1,313,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 88,600 | $1,310,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 71,672 | $1,309,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 37,497 | $1,309,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 77,800 | $1,309,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 249,200 | $1,308,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 13,090 | $1,308,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 53,100 | $1,308,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 23,341 | $1,301,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,129,000 | $1,300,000 | thousands by filing date | principal |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 50,100 | $1,299,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 41,614 | $1,290,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 29,402 | $1,284,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 127,735 | $1,283,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 93,000 | $1,283,000 | thousands by filing date | call |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 139,400 | $1,277,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 28,957 | $1,272,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 30,300 | $1,269,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 28,100 | $1,268,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 97,400 | $1,267,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 30,354 | $1,263,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 25,874 | $1,262,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 69,167 | $1,262,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 14,745 | $1,260,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 26,909 | $1,260,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 80,000 | $1,258,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 15,307 | $1,257,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 59,600 | $1,256,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 32,774 | $1,255,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 84,843 | $1,255,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 40,774 | $1,254,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 19,300 | $1,251,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 76,857 | $1,249,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 19,256 | $1,248,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 62,392 | $1,247,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 409,900 | $1,246,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 116,700 | $1,245,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 79,627 | $1,239,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 24,918 | $1,238,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 105,838 | $1,236,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 13,400 | $1,236,000 | thousands by filing date | call |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 69,987 | $1,236,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 30,700 | $1,235,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 30,000 | $1,235,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 39,800 | $1,234,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 20,558 | $1,234,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 44,400 | $1,233,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 43,879 | $1,231,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,557 | $1,224,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 60,243 | $1,224,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 108,196 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 96,624 | $1,223,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 91,600 | $1,222,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 32,578 | $1,219,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 46,344 | $1,218,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,648 | $1,214,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 133,200 | $1,211,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100,000 | $1,210,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100,000 | $1,210,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 62,000 | $1,210,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 400,000 | $1,209,000 | thousands by filing date | call |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 25,798 | $1,209,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 130,200 | $1,207,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 82,900 | $1,206,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 59,080 | $1,204,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 201,900 | $1,203,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 394,200 | $1,198,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 39,904 | $1,197,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 106,830 | $1,197,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 105,600 | $1,193,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,900 | $1,192,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 68,800 | $1,192,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 201,134 | $1,192,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,100 | $1,191,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 88,024 | $1,189,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,000,000 | $1,188,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 17,000 | $1,184,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 66,914 | $1,183,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 28,600 | $1,182,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 21,950 | $1,178,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 23,500 | $1,176,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 36,993 | $1,176,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 18,199 | $1,174,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 14,100 | $1,173,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 72,593 | $1,172,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461308 | CONS GOODS GEM | 50,000 | $1,172,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 67,901 | $1,170,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 50,000 | $1,169,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 68,400 | $1,167,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 22,623 | $1,166,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 30,399 | $1,166,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 15,601 | $1,165,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 174,700 | $1,165,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 26,649 | $1,164,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,122,000 | $1,160,000 | thousands by filing date | principal |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 20,254 | $1,159,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 70,526 | $1,158,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 14,101 | $1,157,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,781 | $1,154,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 20,785 | $1,154,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 185,600 | $1,154,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 58,434 | $1,153,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 17,545 | $1,149,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 33,000 | $1,147,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 17,465 | $1,146,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 53,800 | $1,146,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 25,598 | $1,146,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 52,828 | $1,145,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 71,610 | $1,145,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 44,109 | $1,144,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 15,810 | $1,144,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 135,770 | $1,142,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 26,985 | $1,141,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 42,938 | $1,141,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 41,025 | $1,134,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 46,789 | $1,133,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 186,509 | $1,132,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,959 | $1,130,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,066 | $1,129,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 106,700 | $1,129,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 529,115 | $1,128,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,152,000 | $1,127,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 22,587 | $1,126,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 24,893 | $1,124,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 66,740 | $1,123,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 104,609 | $1,123,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,198 | $1,122,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 37,505 | $1,121,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 50,877 | $1,121,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 67,835 | $1,119,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 36,893 | $1,119,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 311,894 | $1,119,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 34,317 | $1,116,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 66,100 | $1,115,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 27,557 | $1,115,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 25,789 | $1,114,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 136,200 | $1,114,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 171,900 | $1,114,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 84,261 | $1,113,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 49,079 | $1,113,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 12,692 | $1,112,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 50,073 | $1,111,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 69,500 | $1,110,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 148,438 | $1,108,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,100 | $1,106,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 29,802 | $1,106,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 50,000 | $1,105,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 170,600 | $1,105,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 41,736 | $1,104,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14,296 | $1,104,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 92,011 | $1,102,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 27,027 | $1,102,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 33,322 | $1,099,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 42,661 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11,309 | $1,095,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,477 | $1,093,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 88,221 | $1,090,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27,233 | $1,088,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 40,593 | $1,088,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 46,138 | $1,085,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 35,200 | $1,084,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,489 | $1,082,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 83,546 | $1,081,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 32,168 | $1,080,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 49,630 | $1,078,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,865 | $1,072,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 50,000 | $1,070,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 203,800 | $1,068,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,986 | $1,067,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 1,704,028 | $1,065,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 41,105 | $1,065,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 178,700 | $1,065,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,935 | $1,064,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 113,378 | $1,064,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 29,748 | $1,063,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 44,447 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 47,400 | $1,061,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 44,153 | $1,061,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 76,610 | $1,059,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 25,000 | $1,057,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 40,656 | $1,057,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 54,571 | $1,057,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 13,366 | $1,057,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 55,997 | $1,057,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 24,662 | $1,055,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 99,400 | $1,051,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 43,475 | $1,050,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 25,000 | $1,048,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 25,000 | $1,048,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 42,200 | $1,047,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461407 | CONSMR SVC GEM | 50,000 | $1,047,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,313 | $1,045,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 28,036 | $1,039,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 76,386 | $1,032,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 27,238 | $1,032,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 13,619 | $1,032,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 40,000 | $1,030,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 23,225 | $1,027,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,000 | $1,027,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 55,812 | $1,027,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 30,431 | $1,026,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 3,510,000 | $1,024,000 | thousands by filing date | principal |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 101,300 | $1,023,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 35,000 | $1,021,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 95,049 | $1,019,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 830,000 | $1,018,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 34,669 | $1,013,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 94,400 | $1,013,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 172,840 | $1,013,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461860 | EGSHARE ENGY GEM | 50,000 | $1,013,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 291,819 | $1,011,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9,834 | $1,010,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 350,700 | $1,010,000 | thousands by filing date | put |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 730,000 | $1,010,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 26,600 | $1,008,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 12,237 | $1,008,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 107,573 | $1,006,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J100 | SH | 100,000 | $1,006,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 43,884 | $1,005,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 20,000 | $1,004,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 75,400 | $1,003,000 | thousands by filing date | put |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 21,892 | $1,003,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 17,600 | $1,003,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 22,500 | $1,002,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 33,317 | $1,002,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,023,000 | $1,002,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 56,500 | $998,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 21,500 | $996,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 98,120 | $996,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 17,400 | $991,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 23,412 | $989,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 2,042 | $988,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 172,900 | $987,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 23,757 | $987,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 44,543 | $987,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 12,898 | $986,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 53,500 | $983,000 | thousands by filing date | call |
| UNS ENERGY CORP | 903119105 | COM | 21,946 | $982,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 31,634 | $981,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 115,241 | $981,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 114,100 | $980,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 132,667 | $978,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 29,800 | $977,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 27,316 | $975,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 31,594 | $974,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 40,550 | $972,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 22,306 | $968,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 25,738 | $963,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,579 | $962,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 114,900 | $957,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 21,168 | $955,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 50,000 | $954,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 13,792 | $953,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 45,300 | $953,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 66,464 | $949,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461704 | INDLS GEMS | 50,000 | $949,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 35,066 | $948,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 44,640 | $947,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 38,583 | $946,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 64,265 | $946,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 7,316 | $945,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 247,900 | $944,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 93,341 | $943,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 52,551 | $942,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 40,300 | $942,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 12,133 | $940,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 60,525 | $940,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 22,109 | $939,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 24,900 | $938,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 17,933 | $937,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 29,300 | $936,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 15,053 | $932,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 36,940 | $932,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,278 | $928,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 48,260 | $928,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 26,836 | $927,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 30,690 | $927,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 237,058 | $926,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 78,616 | $924,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 13,535 | $923,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 29,885 | $923,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 57,305 | $920,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 130,441 | $919,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 39,300 | $918,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 490,629 | $918,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 100,000 | $918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,711 | $916,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 163,069 | $915,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,200 | $914,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 30,100 | $913,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 81,924 | $911,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 57,212 | $907,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 70,835 | $907,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,335 | $906,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 26,733 | $904,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 118,200 | $903,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 13,900 | $903,000 | thousands by filing date | put |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 12,200 | $903,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 105,000 | $902,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 68,696 | $899,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 26,530 | $897,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 16,329 | $895,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 29,079 | $894,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 9,900 | $894,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 25,789 | $893,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 13,862 | $892,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 28,000 | $891,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 37,330 | $889,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 43,152 | $888,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10,419 | $887,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 18,840 | $885,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,084 | $884,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 41,979 | $884,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 19,609 | $884,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26,396 | $883,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 829,000 | $883,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 712,800 | $883,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 19,766 | $882,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 23,600 | $882,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 26,772 | $881,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000197 | this filing | 2013-08-14 | acceptance time not in the bulk data set |