13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-15, with 78 holding rows worth $92,102,000.
- Accession
- 0000820434-19-000005
- Filer
- CIK 820434
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 78 entries on the cover page, a total value of $92,102,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,102,370 with VALUE read as dollars, detected, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 26,558 | $7,881,617 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 382,024 | $4,767,659 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,409 | $4,200,493 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,867 | $4,139,576 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 432,085 | $3,802,348 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 100,449 | $3,800,996 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 695,719 | $3,520,338 | dollars, detected | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 87,610 | $2,630,928 | dollars, detected | |
| FS KKR CAPITAL CORP | 302635107 | COM | 410,144 | $2,391,137 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 38,385 | $2,258,957 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 35,187 | $2,219,244 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 226,511 | $2,070,310 | dollars, detected | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 70,165 | $2,069,867 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 199,538 | $1,846,728 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,981 | $1,824,596 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 31,794 | $1,749,623 | dollars, detected | |
| DYNEX CAP INC | 26817Q886 | COM | 114,201 | $1,687,895 | dollars, detected | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 275,180 | $1,675,846 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 40,490 | $1,626,483 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 41,222 | $1,566,023 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,695 | $1,531,883 | dollars, detected | |
| TREMONT MTG TR | 894789106 | COM | 306,523 | $1,495,832 | dollars, detected | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 460,155 | $1,380,465 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 36,990 | $1,348,285 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,793 | $1,222,943 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,705 | $1,208,775 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 23,307 | $1,157,425 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 66,732 | $1,037,015 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 24,269 | $1,035,800 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 13,186 | $910,888 | dollars, detected | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 34,940 | $901,102 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 35,825 | $886,668 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 31,786 | $870,300 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 25,460 | $857,238 | dollars, detected | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 149,475 | $854,997 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 152,965 | $839,777 | dollars, detected | |
| Viacom Inc Cl A | 92553P102 | CL A | 31,005 | $814,191 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 33,315 | $800,559 | dollars, detected | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 228,643 | $800,250 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 6,073 | $791,433 | dollars, detected | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 46,632 | $791,345 | dollars, detected | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,932 | $776,464 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 5,703 | $737,854 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 8,342 | $636,327 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 5,482 | $586,080 | dollars, detected | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 47,665 | $570,550 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,340 | $539,381 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 13,017 | $444,790 | dollars, detected | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 12,199 | $438,188 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 7,343 | $434,632 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 22,251 | $416,538 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,752 | $407,828 | dollars, detected | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 12,095 | $391,757 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 2,676 | $389,545 | dollars, detected | |
| CORNING INC | 219350105 | COM | 13,387 | $381,797 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 3,433 | $377,492 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 12,850 | $374,834 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 41,000 | $366,540 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 19,700 | $365,829 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 2,507 | $364,567 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 1,847 | $362,362 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 9,674 | $347,586 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 26,235 | $343,153 | dollars, detected | |
| VANECK ETF TRUST | 92189F676 | COM | 2,607 | $310,571 | dollars, detected | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,442 | $270,950 | dollars, detected | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,688 | $258,690 | dollars, detected | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 9,565 | $249,072 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,845 | $232,133 | dollars, detected | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 4,315 | $226,364 | dollars, detected | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 9,120 | $209,395 | dollars, detected | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,930 | $207,609 | dollars, detected | |
| SACHEM CAP CORP | 78590A109 | COM | 40,000 | $188,800 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,953 | $185,054 | dollars, detected | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,070 | $170,441 | dollars, detected | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 79,150 | $111,601 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,730 | $90,480 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,635 | $66,681 | dollars, detected | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 10,000 | $2,600 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-19-000005 | this filing | 2019-11-15 | acceptance time not in the bulk data set |