13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 66 holding rows worth $111,148,000.
- Accession
- 0000820434-19-000003
- Filer
- CIK 820434
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 66 entries on the cover page, a total value of $111,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,148,000 with VALUE read as thousands by filing date, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 39,789 | $11,240,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 199,151 | $6,630,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 167,195 | $5,243,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,669 | $4,743,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18,240 | $4,734,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 274,186 | $4,700,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 815,637 | $4,665,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 456,690 | $4,562,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 348,020 | $4,173,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 489,983 | $2,964,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,087 | $2,785,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 392,501 | $2,559,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 30,523 | $2,450,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 384,205 | $2,340,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 39,985 | $2,156,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 214,880 | $2,155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 95,730 | $2,121,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 64,514 | $2,106,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 80,035 | $2,018,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 223,405 | $1,778,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 32,187 | $1,464,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,725 | $1,433,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 90,391 | $1,369,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,533 | $1,298,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,038 | $1,296,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 93,922 | $1,271,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,476 | $1,232,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 16,166 | $1,112,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 19,698 | $1,096,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 17,525 | $1,090,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,568 | $1,090,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,282 | $1,084,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 40,980 | $1,073,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 27,485 | $1,054,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,707 | $1,046,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 88,128 | $1,038,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,301 | $1,030,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 42,721 | $1,027,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 110,590 | $1,015,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 21,600 | $1,010,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,198 | $985,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 76,620 | $970,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 55,305 | $848,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 243,013 | $834,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,382 | $832,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,754 | $784,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,948 | $692,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 69,000 | $607,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,566 | $567,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 14,520 | $565,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,742 | $543,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 49,825 | $500,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,682 | $454,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 14,920 | $413,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 34,930 | $283,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,304 | $234,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,735 | $234,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,445 | $231,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,955 | $229,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,375 | $226,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,580 | $184,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 30,665 | $167,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 100,000 | $165,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,545 | $157,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,560 | $128,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 12,820 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-19-000003 | this filing | 2019-05-14 | acceptance time not in the bulk data set |