13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-15, with 80 holding rows worth $139,763,000.
- Accession
- 0000820434-18-000004
- Filer
- CIK 820434
- Filed
- 2018-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 81 entries on the cover page, a total value of $139,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,763,000 with VALUE read as thousands by filing date, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 459,890 | $15,222,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,507 | $10,904,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 35,582 | $9,502,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 32,324 | $9,462,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 167,769 | $5,633,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 756,540 | $4,221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 369,762 | $3,949,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 187,217 | $3,800,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 226,687 | $3,459,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 48,635 | $2,556,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,336 | $2,545,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 248,480 | $2,487,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 238,639 | $2,474,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 312,602 | $2,457,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 95,328 | $2,448,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,761 | $2,427,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 111,087 | $2,355,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,666 | $2,037,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 49,752 | $1,998,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 93,802 | $1,810,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 286,636 | $1,765,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24,397 | $1,750,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,241 | $1,648,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 32,702 | $1,607,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 83,653 | $1,483,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,318 | $1,473,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,381 | $1,434,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 140,799 | $1,369,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,913 | $1,343,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,997 | $1,341,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12,792 | $1,312,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,461 | $1,298,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 43,862 | $1,292,000 | thousands by filing date | |
| B Riley Financial, 5/31/23, 7.375 (rilyh) | 05580m504 | COM | 50,000 | $1,271,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,281 | $1,245,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 104,500 | $1,227,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,622 | $1,152,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 230,010 | $1,140,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 198,540 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,045 | $1,031,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 16,015 | $1,016,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 32,885 | $937,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,095 | $886,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 30,700 | $885,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,050 | $885,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,106 | $841,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 41,592 | $838,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 84,317 | $779,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,875 | $772,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,365 | $749,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 63,710 | $739,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 9,553 | $712,000 | thousands by filing date | |
| Global Medical REIT, Inc. (gmre) | 37954A104 | COM | 73,302 | $690,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 44,583 | $605,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,569 | $594,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 20,865 | $570,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,612 | $541,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 31,476 | $525,000 | thousands by filing date | |
| Global Partne Pfd | 37946R208 | PFDs, REITs, | 20,000 | $512,000 | thousands by filing date | |
| MONROE CAP CORP NT 09/30/2023 PFD PROSPECT | 610335200 | Equity-Linked Security | 20,000 | $499,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 122,062 | $487,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,104 | $480,000 | thousands by filing date | |
| SPARK ENERGY, 8.75 PFDPFD SER A | 846511202 | PREFERRED STOCK | 19,600 | $462,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,530 | $413,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,581 | $404,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 10,480 | $385,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,000 | $330,000 | thousands by filing date | |
| Great Elm Capital 6.75.SnNts M | 390320406 | PFD | 13,106 | $328,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,035 | $317,000 | thousands by filing date | |
| Oaktree Capital Pfd Ser B | 674001409 | Pfd | 10,760 | $267,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,348 | $264,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,501 | $260,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,507 | $254,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,050 | $248,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,840 | $246,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,279 | $237,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 11,100 | $232,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,640 | $203,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,730 | $201,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 4,045 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-18-000004 | this filing | 2018-11-15 | acceptance time not in the bulk data set |