13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 93 holding rows worth $168,555,000.
- Accession
- 0000820434-18-000003
- Filer
- CIK 820434
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 93 entries on the cover page, a total value of $168,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,555,000 with VALUE read as thousands by filing date, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 375,289 | $14,343,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,724 | $10,505,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 37,026 | $9,238,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 33,634 | $9,183,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 175,070 | $5,621,000 | thousands by filing date | |
| AMERICAN PWR CON | 029066107 | COM | 329,450 | $5,419,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 525,976 | $5,312,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 36,951 | $4,384,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,097,064 | $3,806,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 54,375 | $3,009,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,416 | $2,920,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 101,586 | $2,863,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 42,235 | $2,826,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 109,575 | $2,825,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 95,957 | $2,755,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 26,086 | $2,734,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,446 | $2,723,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,875 | $2,636,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 94,157 | $2,503,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 373,985 | $2,397,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,387 | $2,328,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 407,438 | $2,269,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 114,626 | $2,136,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 280,798 | $2,125,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 42,010 | $2,101,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,533 | $2,093,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 110,162 | $1,946,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 221,644 | $1,890,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,022 | $1,849,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 63,606 | $1,757,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 76,303 | $1,714,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,460 | $1,648,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,590 | $1,638,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14,877 | $1,598,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,712 | $1,500,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 36,878 | $1,495,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 118,197 | $1,475,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 27,363 | $1,425,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,238 | $1,403,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,605 | $1,399,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 104,500 | $1,374,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 118,497 | $1,362,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 84,678 | $1,346,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 83,180 | $1,299,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 122,937 | $1,267,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 41,735 | $1,224,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,694 | $1,196,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 241,488 | $1,154,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,783 | $1,135,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 59,006 | $1,067,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 16,396 | $1,024,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 48,512 | $971,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,755 | $964,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,860 | $947,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 123,891 | $831,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,834 | $824,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 87,531 | $764,000 | thousands by filing date | |
| Global Medical REIT, Inc. (gmre) | 37954A104 | COM | 84,896 | $752,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,018 | $730,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 198,540 | $704,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 124,970 | $696,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,640 | $656,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 45,900 | $633,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,900 | $621,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 79,610 | $616,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 38,123 | $602,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 48,132 | $598,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,130 | $592,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 56,849 | $586,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 33,578 | $547,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 38,600 | $527,000 | thousands by filing date | |
| B Riley Financial, 5/31/23, 7.375 (rilyh) | 05580m504 | COM | 20,000 | $510,000 | thousands by filing date | |
| Great Elm Capital 6.75.SnNts M | 390320406 | PFD | 20,000 | $501,000 | thousands by filing date | |
| ENERGY TRANSFER LP 7.375 PFD | 29278n301 | PREFERRED | 20,000 | $499,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,892 | $488,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 37,415 | $473,000 | thousands by filing date | |
| SPARK ENERGY, 8.75 PFDPFD SER A | 846511202 | PREFERRED STOCK | 19,600 | $453,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,000 | $438,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,900 | $433,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 19,615 | $420,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 21,100 | $391,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 68,000 | $363,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 17,420 | $319,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,943 | $318,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 17,630 | $271,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,050 | $252,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,348 | $244,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,327 | $227,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 200,000 | $224,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 145,408 | $145,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,635 | $89,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,690 | $52,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 14,240 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-18-000003 | this filing | 2018-08-15 | acceptance time not in the bulk data set |