13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 75 holding rows worth $227,882,649.
- Accession
- 0000820434-17-000003
- Filer
- CIK 820434
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 76 entries on the cover page, a total value of $227,882,649 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,882,649 with VALUE read as dollars, detected, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 546,059 | $25,473,652 | dollars, detected | |
| SPY | 78462F103 | SHS | 41,932 | $10,534,576 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,998 | $9,610,834 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 41,469 | $9,569,386 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 242,230 | $9,308,898 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 702,073 | $9,162,052 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 337,213 | $8,153,825 | dollars, detected | |
| AMERICAN PWR CON | 029066107 | COM | 408,781 | $6,699,920 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 747,098 | $6,268,152 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 264,718 | $5,776,146 | dollars, detected | |
| Intel Corp | 458140100 | COM | 140,295 | $5,342,433 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 92,561 | $5,187,118 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 63,708 | $5,180,734 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 80,691 | $5,166,696 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 198,804 | $5,037,693 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,547 | $4,963,643 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 86,809 | $4,787,516 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 77,597 | $4,578,998 | dollars, detected | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 290,887 | $4,497,113 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 465,575 | $4,260,011 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 38,182 | $4,006,437 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 380,419 | $3,286,820 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 81,199 | $3,180,564 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 60,805 | $2,660,826 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 74,487 | $2,650,247 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 173,868 | $2,548,904 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 167,306 | $2,512,936 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 69,965 | $2,370,414 | dollars, detected | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 159,210 | $2,340,387 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 43,346 | $2,247,056 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 54,530 | $2,213,918 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 44,090 | $2,153,796 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 20,008 | $1,972,188 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 102,925 | $1,945,282 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 16,114 | $1,893,395 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 178,968 | $1,820,107 | dollars, detected | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 325,534 | $1,780,670 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 161,069 | $1,737,938 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 37,700 | $1,721,005 | dollars, detected | |
| Global Medical REIT, Inc. (gmre) | 37954A104 | COM | 191,362 | $1,718,430 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 48,114 | $1,717,669 | dollars, detected | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 107,548 | $1,678,743 | dollars, detected | |
| VISTA OUTDOOR INC | 928377100 | COM | 71,964 | $1,650,854 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 126,746 | $1,613,476 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 23,491 | $1,608,663 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 67,420 | $1,578,976 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 19,975 | $1,560,846 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 42,211 | $1,357,927 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 64,468 | $1,260,355 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 120,484 | $1,214,480 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,910 | $1,137,524 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 8,959 | $1,117,276 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,640 | $1,037,938 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 46,379 | $972,103 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 53,914 | $928,938 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,135 | $877,386 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,915 | $865,127 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,265 | $856,080 | dollars, detected | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,385 | $841,998 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 86,764 | $809,508 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 77,334 | $790,353 | dollars, detected | |
| Georgia Power Co 5 Pfd | 373334440 | PFD | 30,000 | $754,200 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 107,128 | $719,900 | dollars, detected | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,690 | $674,259 | dollars, detected | |
| GLOBAL MED REIT INC 7.50 CUM | 37957w203 | CV PFD | 25,000 | $627,000 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 7,700 | $615,538 | dollars, detected | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 134,600 | $600,316 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 8,800 | $548,856 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 3,130 | $511,942 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,370 | $385,894 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 14,000 | $268,800 | dollars, detected | |
| MIMEDX GROUP INC | 602496101 | COM | 10,665 | $126,700 | dollars, detected | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18,725 | $103,923 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,755 | $88,087 | dollars, detected | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,520 | $60,298 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-17-000003 | this filing | 2017-11-15 | acceptance time not in the bulk data set |