13F-HR filed by PVG ASSET MANAGEMENT CORP
PVG ASSET MANAGEMENT CORP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 77 holding rows worth $236,408,878.
- Accession
- 0000820434-16-000005
- Filer
- CIK 820434
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 77 entries on the cover page, a total value of $236,408,878 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,408,878 with VALUE read as dollars, detected, 13F file number 028-17570. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,279,954 | $53,758,446 | dollars, detected | |
| SPY | 78462F103 | SHS | 40,423 | $8,743,494 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 39,163 | $8,520,302 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,597 | $8,463,597 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 332,745 | $7,589,913 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 974,772 | $7,437,511 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 74,741 | $6,651,201 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 242,323 | $4,972,468 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,171,165 | $4,872,046 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 105,426 | $4,668,263 | dollars, detected | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 61,496 | $4,609,125 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 627,978 | $4,527,721 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 246,322 | $3,817,991 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 236,157 | $3,596,671 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 412,250 | $3,516,498 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 171,013 | $3,509,186 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 244,491 | $2,968,120 | dollars, detected | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 227,468 | $2,913,865 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 331,637 | $2,835,496 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 344,188 | $2,787,928 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 119,359 | $2,710,661 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 232,136 | $2,678,849 | dollars, detected | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 83,253 | $2,622,469 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 70,599 | $2,615,692 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 251,094 | $2,586,268 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 29,035 | $2,577,436 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 76,788 | $2,523,253 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 35,980 | $2,471,106 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 283,177 | $2,469,303 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 91,261 | $2,454,920 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,946 | $2,428,760 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 133,657 | $2,427,211 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 51,040 | $2,410,641 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 71,168 | $2,410,460 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 55,363 | $2,387,806 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 230,189 | $2,320,305 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 398,257 | $2,313,873 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 245,088 | $2,205,799 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 147,962 | $2,188,357 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 253,280 | $2,097,159 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 167,275 | $2,034,064 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,718 | $1,917,110 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 11,470 | $1,913,310 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 58,642 | $1,841,945 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 24,850 | $1,702,225 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 23,126 | $1,610,263 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 44,347 | $1,559,240 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 110,901 | $1,539,305 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 34,642 | $1,515,587 | dollars, detected | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 134,055 | $1,420,983 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 46,403 | $1,374,458 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 129,503 | $1,301,505 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 22,029 | $1,268,870 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 69,995 | $1,267,609 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 80,701 | $1,262,970 | dollars, detected | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 172,345 | $1,218,479 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,543 | $1,216,459 | dollars, detected | |
| GUESS INC COM | 401617105 | Stock | 82,997 | $1,212,586 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 126,725 | $1,207,689 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,870 | $1,055,530 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,450 | $1,049,067 | dollars, detected | |
| Global Medical REIT, Inc. (gmre) | 37954A104 | COM | 106,125 | $1,035,780 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,890 | $728,121 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 16,625 | $702,905 | dollars, detected | |
| ISHARES TR | 464288372 | COM | 16,290 | $677,012 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,325 | $672,994 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 12,340 | $469,783 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,555 | $357,834 | dollars, detected | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 6,715 | $353,679 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 14,758 | $260,035 | dollars, detected | |
| CHEVRON CORPORATION | 166751107 | COM | 2,400 | $247,008 | dollars, detected | |
| CORNING INC | 219350105 | COM | 9,120 | $215,688 | dollars, detected | |
| Lonza Group AG ADR | 54338V101 | USD | 11,115 | $212,407 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,958 | $172,241 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 15,505 | $90,239 | dollars, detected | |
| Washington Mut Mtg (93934fay8) | 93934FAY8 | BOND | 33,666 | $32,399 | dollars, detected | |
| bebe stores inc | 75571109 | CS | 44,750 | $31,329 | dollars, detected | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000820434-16-000005 | this filing | 2016-11-15 | acceptance time not in the bulk data set |