13F-HR filed by NEW YORK STATE COMMON RETIREMENT FUND
NEW YORK STATE COMMON RETIREMENT FUND filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 3,225 holding rows worth $79,046,575,000.
- Accession
- 0000810265-19-000005
- Filer
- CIK 810265
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,225 entries on the cover page, a total value of $79,046,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,046,575,000 with VALUE read as thousands by filing date, 13F file number 028-01892. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OP BANCORP | 67109R109 | COMMON STOCK | 11,300 | $111,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 6,500 | $110,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,800 | $110,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 65,483 | $110,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 5,200 | $109,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 28,100 | $109,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 5,700 | $108,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,390 | $107,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 34,161 | $107,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,000 | $107,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 26,318 | $107,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,334 | $106,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,584 | $106,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 12,800 | $106,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 20,500 | $106,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 8,600 | $105,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 18,000 | $104,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 3,400 | $103,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 5,700 | $103,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 9,700 | $103,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 77,600 | $103,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,200 | $102,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,619 | $102,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 50,107 | $102,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 15,800 | $102,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,200 | $101,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 3,700 | $101,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 22,300 | $101,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,000 | $100,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 11,000 | $100,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 33,100 | $100,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,300 | $100,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,100 | $99,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 9,100 | $99,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 10,200 | $99,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 8,299 | $98,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 6,900 | $97,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,200 | $97,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 51,887 | $97,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,100 | $96,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 6,900 | $96,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 50,200 | $96,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,400 | $96,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,800 | $95,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,600 | $95,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 15,000 | $95,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 30,000 | $94,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 18,000 | $93,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,600 | $93,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,400 | $93,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 6,000 | $92,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 18,398 | $92,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 800 | $92,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 7,232 | $92,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,100 | $91,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 6,900 | $91,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,800 | $91,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,300 | $91,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 14,100 | $91,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,900 | $90,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 32,729 | $90,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 13,500 | $89,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,300 | $89,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 27,800 | $88,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,200 | $88,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 36,800 | $88,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,800 | $87,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,441 | $87,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 74,989 | $87,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 140,500 | $87,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 7,450 | $86,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 36,400 | $86,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 8,700 | $84,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 50,400 | $83,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 13,000 | $83,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,300 | $82,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 8,200 | $82,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 11,300 | $82,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 20,500 | $81,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 93,693 | $81,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,146 | $80,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 9,700 | $80,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 7,700 | $80,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 22,800 | $79,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 31,700 | $79,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 16,164 | $79,000 | thousands by filing date | |
| HAMILTON BEACH BRANDS HOLD CLASS B | 40701T203 | COM | 4,900 | $79,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 52,200 | $79,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,200 | $78,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 9,300 | $78,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,500 | $78,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,300 | $77,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,900 | $77,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,200 | $77,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 30,800 | $77,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,900 | $76,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 22,734 | $76,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 8,978 | $76,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,042 | $75,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 8,200 | $75,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 3,000 | $75,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,800 | $74,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 11,900 | $73,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,500 | $73,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 56,700 | $73,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 5,800 | $72,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 21,900 | $72,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 24,070 | $71,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,800 | $71,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 18,413 | $70,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,600 | $69,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 69,500 | $68,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 9,600 | $68,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 11,700 | $67,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,965 | $67,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,900 | $67,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 8,900 | $67,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 33,550 | $67,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 4,919 | $67,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 7,600 | $67,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,200 | $66,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,800 | $66,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 65,500 | $65,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 37,244 | $65,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,700 | $65,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 9,200 | $65,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 15,400 | $65,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 6,900 | $65,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 7,000 | $64,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,400 | $64,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 33,300 | $64,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 9,500 | $63,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 5,800 | $63,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 17,000 | $62,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,200 | $62,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 11,000 | $62,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 58,900 | $62,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,700 | $61,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,600 | $61,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,148 | $61,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,300 | $60,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 23,900 | $60,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 5,912 | $59,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 23,300 | $59,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 18,100 | $59,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 23,400 | $59,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 14,100 | $59,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,200 | $58,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,490 | $58,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 14,600 | $56,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,900 | $56,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 29,824 | $56,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 8,400 | $55,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 107,800 | $55,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,900 | $53,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 16,300 | $53,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 12,500 | $53,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 25,880 | $52,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 11,536 | $51,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 17,900 | $51,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 6,900 | $50,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,595 | $50,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 8,500 | $47,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 5,300 | $45,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 20,000 | $45,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 20,700 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 34,700 | $45,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,735 | $43,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 91,000 | $43,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,700 | $42,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 31,600 | $42,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 26,200 | $40,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,800 | $39,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 33,200 | $39,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 19,600 | $39,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,767 | $38,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 144,759 | $38,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 6,600 | $37,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 33,500 | $37,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,100 | $35,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,300 | $35,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,100 | $34,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,486 | $33,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,400 | $33,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 29,649 | $32,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 4,300 | $32,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 9,700 | $31,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,700 | $31,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 6,076 | $30,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 22,000 | $30,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 21,100 | $30,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 23,300 | $28,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,800 | $27,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,100 | $27,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1,700 | $26,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,800 | $25,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,900 | $24,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,200 | $23,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,301 | $23,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 10,000 | $21,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 8,500 | $19,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,700 | $18,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,415 | $16,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,300 | $16,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,500 | $16,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 3,500 | $16,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 6,397 | $15,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 11,000 | $15,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 8,100 | $14,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 6,600 | $14,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 6,949 | $14,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 17,200 | $11,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,700 | $10,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 800 | $10,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 720 | $7,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 3,900 | $6,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 3,227 | $4,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,100 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,500 | $3,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 500 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 700 | $2,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000810265-19-000005 | this filing | 2019-11-07 | acceptance time not in the bulk data set |