13F-HR filed by VAUGHAN & Co SECURITIES, INC.
VAUGHAN & Co SECURITIES, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-15, with 53 holding rows worth $133,831,000.
- Accession
- 0000805870-21-000008
- Filer
- CIK 805870
- Filed
- 2021-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 53 entries on the cover page, a total value of $133,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,831,000 with VALUE read as thousands by filing date, 13F file number 028-19745. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 61,295 | $17,996,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 61,874 | $16,956,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 188,843 | $16,246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 522,823 | $16,119,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 143,588 | $13,535,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 108,071 | $8,142,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 119,011 | $7,350,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 109,830 | $6,891,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 55,829 | $2,436,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,341 | $2,029,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,687 | $1,341,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,731 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 6,194 | $992,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 34,439 | $906,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,858 | $892,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 17,446 | $842,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,893 | $819,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 59,074 | $760,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,817 | $756,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 14,847 | $743,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,287 | $727,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 41,042 | $717,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,018 | $712,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 16,469 | $711,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,184 | $688,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 16,523 | $672,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 20,360 | $671,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,376 | $654,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,855 | $650,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 29,015 | $637,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,479 | $630,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,776 | $628,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,332 | $595,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,643 | $595,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,427 | $585,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 11,099 | $578,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,185 | $567,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,660 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,970 | $521,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,474 | $520,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 8,131 | $501,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 12,546 | $489,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9,401 | $438,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,680 | $435,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,255 | $390,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,191 | $366,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,211 | $351,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 795 | $341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,650 | $281,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 708 | $253,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,149 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,382 | $203,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,023 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000805870-21-000008 | this filing | 2021-10-15 | acceptance time not in the bulk data set |