13F-HR filed by VAUGHAN & Co SECURITIES, INC.
VAUGHAN & Co SECURITIES, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-28, with 163 holding rows worth $78,694,000.
- Accession
- 0000805870-20-000006
- Filer
- CIK 805870
- Filed
- 2020-05-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 164 entries on the cover page, a total value of $78,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,693,945 with VALUE read as dollars, detected, 13F file number 028-19745. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 73,312 | $11,595,759 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 64,062 | $9,650,940 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 177,634 | $9,270,718 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 505,750 | $9,113,631 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 110,658 | $7,917,579 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 81,463 | $5,054,779 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 74,208 | $3,003,197 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 81,831 | $2,639,049 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 10,757 | $791,069 | dollars, detected | |
| Apple Inc | 037833100 | COM | 2,550 | $648,439 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 7,840 | $597,329 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 10,457 | $561,854 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 7,541 | $550,191 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,200 | $519,688 | dollars, detected | |
| TRITON INTL LTD | G9078F107 | CL A | 19,986 | $517,037 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 20,685 | $510,505 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 31,360 | $490,274 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 11,967 | $488,971 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,270 | $482,552 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,686 | $480,672 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 14,185 | $462,998 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,259 | $449,285 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,838 | $443,064 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,837 | $442,674 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 11,266 | $435,656 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,195 | $426,145 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,113 | $419,992 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,693 | $419,667 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,376 | $417,878 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 8,072 | $405,698 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 5,515 | $399,616 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,882 | $398,949 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,934 | $362,491 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,287 | $356,771 | dollars, detected | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 12,997 | $351,048 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,370 | $348,491 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 27,835 | $324,834 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,978 | $308,660 | dollars, detected | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,191 | $302,315 | dollars, detected | |
| TAPESTRY INC COM | 876030107 | Stock | 22,381 | $289,833 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 39,316 | $228,819 | dollars, detected | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,743 | $211,853 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,351 | $203,177 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,623 | $194,825 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,107 | $182,710 | dollars, detected | |
| VWO | 922042858 | SHS | 5,349 | $179,458 | dollars, detected | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 13,857 | $173,766 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 1,450 | $159,500 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,281 | $157,028 | dollars, detected | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,427 | $148,168 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 758 | $144,323 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 940 | $132,577 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 995 | $130,474 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 1,096 | $121,579 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 900 | $120,411 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 743 | $119,712 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 92 | $106,978 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 600 | $99,210 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,101 | $99,123 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 50 | $97,486 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 895 | $88,766 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 915 | $88,389 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 2,548 | $81,128 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,027 | $79,150 | dollars, detected | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,383 | $79,121 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 405 | $76,059 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 482 | $75,524 | dollars, detected | |
| Boeing Company | 097023105 | COM | 500 | $74,570 | dollars, detected | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,000 | $73,200 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 600 | $72,060 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 525 | $71,667 | dollars, detected | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,867 | $70,983 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 750 | $70,747 | dollars, detected | |
| VGT | 92204A702 | SHS | 320 | $67,808 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 426 | $67,184 | dollars, detected | |
| WISDOMTREE TR | 97717X867 | CMN | 2,120 | $62,603 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 874 | $61,835 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,110 | $61,505 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 350 | $58,271 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 525 | $56,563 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 767 | $53,574 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 600 | $51,210 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 600 | $49,308 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,238 | $48,170 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,250 | $46,845 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40 | $46,478 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 360 | $43,732 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 500 | $43,335 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 236 | $43,147 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 500 | $40,185 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 720 | $40,132 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 596 | $38,197 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,266 | $37,992 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 225 | $37,530 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 300 | $37,119 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 283 | $34,409 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 430 | $33,084 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 600 | $32,076 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 493 | $31,364 | dollars, detected | |
| iShares MBS ETF | 464288588 | SHS | 265 | $29,266 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 245 | $28,890 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 198 | $28,508 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 220 | $28,131 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 120 | $27,042 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 300 | $26,574 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 300 | $25,815 | dollars, detected | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 426 | $25,338 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $24,938 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 100 | $24,062 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 300 | $23,730 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 500 | $22,125 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 400 | $21,968 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $21,959 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 322 | $21,831 | dollars, detected | |
| FMC CORP COM NEW | 302491303 | Stock | 250 | $20,422 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $19,961 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $19,875 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 150 | $17,406 | dollars, detected | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 100 | $16,671 | dollars, detected | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 125 | $16,000 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $15,831 | dollars, detected | |
| STORE CAP CORP | 862121100 | COM | 866 | $15,691 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $15,565 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $15,526 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $15,091 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $14,600 | dollars, detected | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 643 | $14,531 | dollars, detected | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,000 | $14,400 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 125 | $14,202 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $13,272 | dollars, detected | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 200 | $12,946 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 150 | $11,731 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 125 | $11,677 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 200 | $11,460 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $9,808 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 50 | $8,859 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 40 | $8,470 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 362 | $7,728 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 250 | $7,287 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100 | $7,219 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 125 | $6,808 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 26 | $6,280 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 68 | $6,056 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 94 | $5,546 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $4,850 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 32 | $4,603 | dollars, detected | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 182 | $4,460 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 149 | $4,356 | dollars, detected | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 50 | $4,210 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50 | $3,809 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 55 | $3,615 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 95 | $3,150 | dollars, detected | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 85 | $2,898 | dollars, detected | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $2,476 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 85 | $1,997 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 20 | $1,945 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 30 | $1,347 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 374 | $1,286 | dollars, detected | |
| LIVENT CORP | 53814L108 | COM | 93 | $488 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12 | $409 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16 | $377 | dollars, detected | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12 | $58 | dollars, detected | |
| GARRETT MOTION INC | 366505105 | COM | 7 | $20 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000805870-20-000006 | this filing | 2020-05-28 | acceptance time not in the bulk data set |