13F-HR filed by VAUGHAN & Co SECURITIES, INC.
VAUGHAN & Co SECURITIES, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 170 holding rows worth $110,839,000.
- Accession
- 0000805870-20-000003
- Filer
- CIK 805870
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 171 entries on the cover page, a total value of $110,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,839,077 with VALUE read as dollars, detected, 13F file number 028-19745. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 77,090 | $16,514,219 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 525,546 | $15,072,686 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 188,084 | $12,163,392 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 68,587 | $12,065,825 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 115,151 | $11,292,858 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 84,680 | $6,312,047 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 77,328 | $4,157,153 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 83,236 | $3,809,711 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 10,674 | $1,127,814 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,200 | $836,160 | dollars, detected | |
| Apple Inc | 037833100 | COM | 2,773 | $814,291 | dollars, detected | |
| TRITON INTL LTD | G9078F107 | CL A | 19,986 | $803,437 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,967 | $782,881 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 11,969 | $780,857 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 20,865 | $748,636 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,048 | $707,555 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 7,908 | $700,174 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,521 | $690,511 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 5,570 | $671,240 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,195 | $667,973 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 10,593 | $650,410 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 7,541 | $641,663 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,282 | $634,410 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 8,072 | $625,580 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,934 | $624,550 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 39,580 | $615,666 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 15,680 | $608,043 | dollars, detected | |
| TAPESTRY INC COM | 876030107 | Stock | 22,381 | $603,615 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,719 | $597,665 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,623 | $588,939 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7,025 | $584,480 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 11,266 | $562,286 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 12,106 | $561,113 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 14,185 | $555,768 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,633 | $551,497 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 20,145 | $549,354 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,693 | $537,209 | dollars, detected | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 12,997 | $517,410 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,113 | $502,312 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,356 | $496,191 | dollars, detected | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,469 | $489,534 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 28,054 | $483,931 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,488 | $382,952 | dollars, detected | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 13,102 | $378,909 | dollars, detected | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,743 | $287,499 | dollars, detected | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 14,121 | $286,656 | dollars, detected | |
| VWO | 922042858 | SHS | 5,349 | $237,870 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,107 | $214,359 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 1,519 | $189,723 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,288 | $182,484 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 813 | $172,851 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 940 | $169,942 | dollars, detected | |
| Boeing Company | 097023105 | COM | 515 | $167,766 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 900 | $159,300 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,101 | $153,479 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 1,032 | $150,537 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 1,096 | $146,907 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 743 | $139,609 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 915 | $132,336 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 837 | $125,349 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 92 | $123,005 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 895 | $122,149 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 600 | $118,566 | dollars, detected | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,383 | $100,530 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 543 | $95,796 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 2,548 | $95,779 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 50 | $92,392 | dollars, detected | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,867 | $88,327 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 999 | $87,852 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 482 | $87,805 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 405 | $87,366 | dollars, detected | |
| VGT | 92204A702 | SHS | 355 | $86,921 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 600 | $82,002 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 874 | $81,902 | dollars, detected | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,000 | $81,650 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 550 | $76,516 | dollars, detected | |
| WISDOMTREE TR | 97717X867 | CMN | 2,120 | $76,192 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,165 | $75,282 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,433 | $74,887 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 350 | $73,479 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 767 | $71,169 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 426 | $67,180 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 525 | $63,267 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,238 | $60,005 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 254 | $57,531 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 596 | $56,482 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,266 | $55,741 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40 | $53,575 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 600 | $50,316 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 600 | $48,366 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 433 | $47,725 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 720 | $46,216 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 225 | $46,181 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 500 | $45,835 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 488 | $44,383 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 283 | $43,180 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 500 | $42,315 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 600 | $41,664 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 300 | $35,928 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350 | $35,651 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 175 | $33,972 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 322 | $33,719 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 493 | $32,868 | dollars, detected | |
| STORE CAP CORP | 862121100 | COM | 866 | $32,249 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 198 | $32,202 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 574 | $31,770 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 120 | $31,718 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 220 | $30,261 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $29,398 | dollars, detected | |
| iShares MBS ETF | 464288588 | SHS | 265 | $28,635 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 245 | $28,559 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $25,495 | dollars, detected | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 426 | $25,312 | dollars, detected | |
| FMC CORP COM NEW | 302491303 | Stock | 250 | $24,955 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 300 | $24,309 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 100 | $24,216 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $23,499 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 400 | $23,192 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $23,025 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 150 | $22,152 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $22,047 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 100 | $21,838 | dollars, detected | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 643 | $21,585 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $20,267 | dollars, detected | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 100 | $20,078 | dollars, detected | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 200 | $18,970 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $18,090 | dollars, detected | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 125 | $17,427 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 130 | $17,279 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 200 | $17,014 | dollars, detected | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,000 | $16,940 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $16,068 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $15,399 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 125 | $14,855 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 125 | $14,632 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 200 | $14,472 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 360 | $14,068 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $13,768 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $12,542 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 362 | $10,986 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 50 | $10,224 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 162 | $10,202 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 40 | $9,686 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100 | $8,282 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 149 | $8,154 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 26 | $7,763 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 94 | $7,658 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 32 | $7,106 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 115 | $6,506 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 53 | $6,352 | dollars, detected | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 182 | $5,621 | dollars, detected | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 85 | $5,457 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 55 | $4,835 | dollars, detected | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 50 | $4,829 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 557 | $4,734 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50 | $4,696 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25 | $4,141 | dollars, detected | |
| IJH | 464287507 | COM | 20 | $4,116 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 67 | $3,956 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 80 | $3,290 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 20 | $2,755 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 85 | $2,512 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33 | $1,656 | dollars, detected | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 25 | $966 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16 | $964 | dollars, detected | |
| LIVENT CORP | 53814L108 | COM | 93 | $795 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 50 | $558 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12 | $538 | dollars, detected | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12 | $143 | dollars, detected | |
| GARRETT MOTION INC | 366505105 | COM | 7 | $69 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000805870-20-000003 | this filing | 2020-02-04 | acceptance time not in the bulk data set |