13F-HR filed by VALLEY NATIONAL ADVISERS INC
VALLEY NATIONAL ADVISERS INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 672 holding rows worth $192,335,000.
- Accession
- 0000773411-16-000013
- Filer
- CIK 773411
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 672 entries on the cover page, a total value of $192,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,335,000 with VALUE read as thousands by filing date, 13F file number 028-16429. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL ELEC CO | 369604103 | COM | 186,905 | $5,884,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 61,106 | $5,842,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,492 | $5,276,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 111,924 | $4,836,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 37,739 | $4,541,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 41,602 | $4,407,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 92,558 | $4,381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 166,137 | $4,261,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 100,789 | $4,065,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,422 | $3,931,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 16,687 | $3,924,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 58,664 | $3,490,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 40,872 | $3,433,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 81,468 | $3,422,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 51,401 | $3,406,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 48,140 | $3,203,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 58,144 | $3,033,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 25,795 | $2,912,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 58,088 | $2,703,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 61,859 | $2,335,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 63,370 | $2,321,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,033 | $2,268,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 66,752 | $2,191,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 45,637 | $2,186,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,360 | $2,170,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 38,121 | $2,060,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 93,849 | $2,006,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 40,345 | $1,993,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 23,609 | $1,948,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 48,880 | $1,877,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 23,781 | $1,811,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 35,649 | $1,774,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 18,923 | $1,713,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 36,155 | $1,710,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,900 | $1,584,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,415 | $1,553,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 50,668 | $1,536,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 70,882 | $1,519,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 74,685 | $1,481,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 61,261 | $1,468,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,170 | $1,441,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 34,683 | $1,413,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 10,744 | $1,404,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,159 | $1,351,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,669 | $1,342,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 67,038 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,831 | $1,265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,474 | $1,230,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 29,275 | $1,183,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 32,717 | $1,168,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,502 | $1,144,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26,948 | $1,117,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 57,870 | $1,083,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,685 | $1,040,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 59,830 | $1,030,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,733 | $1,029,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,053 | $1,021,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 21,669 | $1,012,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 51,823 | $994,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36,154 | $980,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 38,671 | $944,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 23,156 | $936,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 40,694 | $927,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,001 | $913,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,038 | $876,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,615 | $850,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 23,841 | $849,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,198 | $823,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,688 | $813,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,819 | $772,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,036 | $754,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 25,605 | $752,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,686 | $748,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,117 | $746,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,169 | $727,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,479 | $715,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,457 | $713,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,704 | $706,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,544 | $695,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,932 | $685,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,981 | $683,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,185 | $635,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,299 | $633,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 11,392 | $620,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,669 | $615,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,677 | $598,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,728 | $581,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,868 | $576,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 792 | $557,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 23,435 | $556,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,832 | $544,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,145 | $529,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,446 | $514,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,347 | $508,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,016 | $500,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,910 | $498,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 20,333 | $495,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,712 | $493,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,697 | $489,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 15,303 | $460,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 4,784 | $449,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,473 | $442,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,894 | $427,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,106 | $420,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,391 | $419,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,547 | $406,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,965 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,627 | $395,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,528 | $385,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,829 | $376,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,906 | $376,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,773 | $357,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,654 | $356,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,423 | $351,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,791 | $339,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,159 | $327,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,409 | $324,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 445 | $318,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,719 | $311,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,116 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,077 | $286,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,358 | $281,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 20,557 | $279,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,468 | $259,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,326 | $252,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,374 | $243,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,062 | $238,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,766 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,107 | $232,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,365 | $221,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,575 | $214,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,561 | $203,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,234 | $201,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,202 | $195,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,609 | $190,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,210 | $184,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,143 | $180,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,097 | $173,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,790 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,457 | $166,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,514 | $159,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 2,025 | $157,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,636 | $156,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 914 | $155,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,363 | $154,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,193 | $153,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,576 | $151,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,797 | $150,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,186 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,314 | $148,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,561 | $146,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,227 | $146,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,160 | $144,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,363 | $143,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,210 | $141,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,000 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,979 | $138,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,722 | $136,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,919 | $132,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,768 | $130,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,648 | $129,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,614 | $128,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,204 | $128,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 918 | $126,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4,415 | $123,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,670 | $122,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,698 | $121,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,458 | $118,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,062 | $118,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 845 | $117,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,305 | $115,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,060 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 890 | $114,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,960 | $114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 8,074 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,534 | $111,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,586 | $110,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 714 | $109,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 855 | $109,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,088 | $109,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,479 | $104,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 564 | $101,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,179 | $100,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,700 | $97,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,156 | $93,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 680 | $93,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 582 | $86,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 669 | $86,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,770 | $85,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 400 | $84,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $83,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 800 | $82,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,700 | $82,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,420 | $81,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 3,725 | $81,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,695 | $80,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,401 | $79,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,631 | $79,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,500 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 460 | $78,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,361 | $78,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 977 | $77,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,181 | $77,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 421 | $77,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,120 | $75,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 837 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 736 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,748 | $70,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,599 | $66,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $65,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 6,216 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,010 | $64,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 798 | $62,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 893 | $62,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,433 | $61,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,835 | $60,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,187 | $59,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,743 | $58,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 268 | $57,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 371 | $56,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 3,245 | $56,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 425 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,704 | $55,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,364 | $54,000 | thousands by filing date | |
| IJH | 464287507 | COM | 355 | $53,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 373 | $53,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 580 | $53,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,323 | $53,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,334 | $53,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,849 | $52,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,151 | $52,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 943 | $52,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 405 | $51,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 597 | $50,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,050 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 911 | $49,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 895 | $48,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,332 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,153 | $47,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 3,095 | $45,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,076 | $44,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 422 | $43,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 524 | $43,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 571 | $43,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 875 | $43,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 776 | $42,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 830 | $41,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 346 | $40,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,655 | $40,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,284 | $40,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 839 | $39,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 495 | $39,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,339 | $39,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 330 | $38,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,013 | $37,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 570 | $36,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 519 | $36,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,575 | $36,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 535 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,032 | $34,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 40 | $34,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 47 | $33,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $33,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,405 | $32,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 908 | $32,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 236 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 300 | $31,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 204 | $31,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 583 | $31,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 327 | $30,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 573 | $30,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,095 | $30,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,190 | $29,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 375 | $29,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,212 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 500 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 490 | $27,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 416 | $27,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 992 | $26,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $26,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 380 | $26,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 877 | $26,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,034 | $26,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 282 | $26,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 220 | $25,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 699 | $25,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 878 | $25,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 262 | $25,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,684 | $25,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,175 | $24,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,272 | $24,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 224 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 299 | $23,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,017 | $22,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $22,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 208 | $22,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 945 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 584 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 613 | $21,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 293 | $21,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,143 | $21,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 517 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 432 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 379 | $20,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 118 | $20,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 198 | $20,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 800 | $20,000 | thousands by filing date | principal |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,333 | $20,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,415 | $20,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 5,000 | $20,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 490 | $19,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 324 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 661 | $19,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,786 | $19,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 81 | $19,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 157 | $18,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 123 | $18,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 74 | $18,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 434 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 423 | $18,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 257 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 268 | $17,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,100 | $17,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 259 | $16,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 604 | $16,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $16,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 188 | $16,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 218 | $16,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 180 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 516 | $16,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 210 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 325 | $16,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,350 | $16,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,245 | $16,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 211 | $15,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 169 | $15,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 234 | $15,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 361 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 390 | $15,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,550 | $15,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,925 | $15,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,100 | $15,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,000 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,150 | $15,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 184 | $14,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 268 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 155 | $14,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 577 | $14,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 400 | $14,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 82 | $13,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 251 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 378 | $13,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 232 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 176 | $13,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 245 | $13,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 250 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 414 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 500 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 357 | $13,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 182 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 312 | $13,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 140 | $12,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 145 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 155 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 175 | $12,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,110 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 155 | $12,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 254 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,088 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 282 | $12,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 218 | $12,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100 | $11,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12 | $11,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 213 | $11,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 125 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 525 | $11,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 113 | $11,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 574 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 126 | $10,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 88 | $10,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 171 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 236 | $10,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 200 | $10,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 100 | $10,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 500 | $10,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 307 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 407 | $10,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,365 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 259 | $10,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 75 | $9,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 100 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 227 | $9,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 50 | $9,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 112 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 87 | $9,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 316 | $9,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 193 | $9,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 74 | $8,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 77 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 95 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 310 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 177 | $8,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 174 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 279 | $8,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 174 | $8,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,500 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 200 | $8,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 719 | $8,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 500 | $8,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 175 | $8,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 460 | $8,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,910 | $8,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 61 | $7,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 155 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 257 | $7,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 180 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 219 | $7,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 51 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 106 | $7,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200 | $7,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 100 | $7,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 153 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 500 | $7,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 157 | $7,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 325 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 800 | $7,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 130 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 134 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 50 | $6,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 400 | $6,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 247 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 100 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 125 | $6,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 155 | $6,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 446 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 121 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 318 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 100 | $6,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 166 | $6,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 52 | $6,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 58 | $6,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 86 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 120 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 77 | $5,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $5,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 110 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 125 | $5,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 75 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 105 | $5,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 80 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 90 | $5,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,500 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 462 | $5,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 199 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,000 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 310 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 56 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 27 | $4,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 80 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,060 | $4,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 137 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 31 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 22 | $4,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 45 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 93 | $4,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 451 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 180 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 31 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 48 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 91 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 157 | $4,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 75 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 150 | $4,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 90 | $4,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 54 | $4,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 80 | $4,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $4,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 140 | $3,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 63 | $3,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 90 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 32 | $3,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 73 | $3,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 45 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 100 | $3,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 200 | $3,000 | thousands by filing date | principal |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 27 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 181 | $3,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 42 | $3,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 62 | $3,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 181 | $3,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 46 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000773411-16-000013 | this filing | 2016-08-12 | acceptance time not in the bulk data set |