13F-HR filed by VALLEY NATIONAL ADVISERS INC
VALLEY NATIONAL ADVISERS INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 650 holding rows worth $169,743,000.
- Accession
- 0000773411-16-000008
- Filer
- CIK 773411
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 650 entries on the cover page, a total value of $169,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,743,000 with VALUE read as thousands by filing date, 13F file number 028-16429. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACCAR INC COM | 693718108 | Stock | 56 | $3,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 94 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 213 | $3,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 46 | $3,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 100 | $3,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 70 | $3,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 65 | $3,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 105 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 103 | $3,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 54 | $3,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 23 | $3,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 54 | $3,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $3,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 197 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 400 | $3,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $3,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 140 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 139 | $2,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 50 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 35 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 37 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 120 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 60 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 27 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 34 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 27 | $2,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 51 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 174 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 42 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 17 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 38 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 36 | $2,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 19 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100 | $2,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 53 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 36 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 37 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 84 | $2,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 29 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 250 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 32 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 54 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 40 | $2,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 17 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 50 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 50 | $2,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 47 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,000 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 750 | $2,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 68 | $2,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| WESTERN DIGITAL CORP | 958102105 | COM | 17 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 55 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 47 | $1,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 29 | $1,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 12 | $1,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 30 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 24 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 175 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 63 | $1,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 10 | $1,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 43 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 90 | $1,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 294 | $1,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 40 | $1,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 55 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 25 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 74 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 350 | $1,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 5,569,592 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 368 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 11 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taser Intl Inc | 87651B104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leading Brands Inc. | 52170U207 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 746 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000773411-16-000008 | this filing | 2016-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000773411-16-000010 | superseded | 2016-03-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000773411-16-000011 | base | 2016-03-10 | acceptance time not in the bulk data set |