13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2024-05-15, with 5,514 holding rows worth $470,076,593,227.
- Accession
- 0000769993-24-000251
- Filer
- CIK 886982
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, amendment of type restatement, 11,925 entries on the cover page, a total value of $470,076,593,227 stated on the cover page (in dollars after the unit check, H1), rows summing to $470,076,593,227 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISORS, LLC
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NCINO INC | 63947X101 | COM | 87,232 | $2,773,978 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 160,582 | $2,773,251 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 103,702 | $2,772,991 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 218,975 | $2,772,228 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 198,941 | $2,769,259 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 270,851 | $2,759,972 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,529,189 | $2,752,540 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 97,775 | $2,751,380 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 30,000 | $2,747,700 | dollars as filed | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 602,177 | $2,739,905 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 290,026 | $2,737,846 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 587,399 | $2,737,280 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 68,908 | $2,735,648 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 373,587 | $2,734,657 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 744,493 | $2,732,290 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 287,238 | $2,728,762 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 205,537 | $2,725,421 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $2,723,000 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 42,300 | $2,719,890 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 42,300 | $2,719,890 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 44,946 | $2,707,997 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 329,750 | $2,703,950 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 78,835 | $2,700,887 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 70,000 | $2,696,400 | dollars as filed | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 21,075 | $2,687,905 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 23,100 | $2,681,679 | dollars as filed | put |
| RALPH LAUREN CORP | 751212101 | CL A | 23,100 | $2,681,679 | dollars as filed | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 489,330 | $2,681,528 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 50,000 | $2,680,500 | dollars as filed | put |
| MAGNA INTL INC COM | 559222401 | Stock | 50,000 | $2,680,500 | dollars as filed | call |
| MIDDLEBYCORP | 596278101 | STOK | 20,900 | $2,675,200 | dollars as filed | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 190,441 | $2,669,983 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 12,900 | $2,669,139 | dollars as filed | put |
| AGILYSYS INC | 00847J105 | COM | 40,320 | $2,667,603 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 2,356,820 | $2,663,207 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 78,751 | $2,657,846 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 2,845,000 | $2,654,385 | dollars as filed | principal |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 173,792 | $2,650,328 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,862,400 | $2,644,608 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,682,000 | $2,640,429 | dollars as filed | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 672,726 | $2,637,086 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 255,281 | $2,637,053 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 229,780 | $2,633,279 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 61,147 | $2,627,487 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 810,112 | $2,624,763 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,080,000 | $2,619,848 | dollars as filed | principal |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 813,304 | $2,618,839 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 266,667 | $2,618,670 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 638,369 | $2,617,313 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 690,469 | $2,616,878 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 2,023,672 | $2,610,537 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 80,936 | $2,610,186 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,826,000 | $2,602,407 | dollars as filed | principal |
| MODEL N INC | 607525102 | COM | 106,417 | $2,597,634 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 75,167 | $2,597,020 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 370,802 | $2,595,611 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 43,380 | $2,591,087 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 122,365 | $2,586,796 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 424,152 | $2,578,845 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 129,192 | $2,578,675 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 204,754 | $2,577,852 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 260,708 | $2,575,795 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 1,077,241 | $2,574,607 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 446,141 | $2,574,233 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,217,500 | $2,572,300 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 41,530 | $2,570,292 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 60,128 | $2,568,067 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 198,377 | $2,566,998 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,915,047 | $2,566,163 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 151,751 | $2,563,074 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 136,466 | $2,561,467 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 170,919 | $2,560,367 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 45,074 | $2,558,400 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,405,181 | $2,557,430 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 46,000 | $2,551,620 | dollars as filed | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,447 | $2,547,006 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 161,253 | $2,542,960 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 123,433 | $2,535,314 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,299,604 | $2,534,228 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 113,221 | $2,532,754 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 72,739 | $2,526,225 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 59,004 | $2,525,371 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 171,964 | $2,522,712 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 2,462,000 | $2,522,319 | dollars as filed | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 12,948 | $2,521,881 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 102,624 | $2,516,340 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 59,609 | $2,505,377 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 24,085 | $2,504,599 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 94,833 | $2,496,953 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 57,291 | $2,496,169 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 494,213 | $2,495,774 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 486,310 | $2,494,770 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 85,115 | $2,490,464 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 56,076 | $2,488,092 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 392,756 | $2,486,145 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 6,800 | $2,484,788 | dollars as filed | call |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 421,113 | $2,484,567 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 87,960 | $2,483,111 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 85,600 | $2,478,976 | dollars as filed | put |
| UNDER ARMOUR INC | 904311107 | CL A | 361,335 | $2,475,142 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 288,136 | $2,475,088 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 35,400 | $2,474,106 | dollars as filed | put |
| DIGI INTL INC | 253798102 | COM | 91,451 | $2,469,189 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 65,400 | $2,468,196 | dollars as filed | put |
| TIPTREE INC | 88822Q103 | COM | 147,018 | $2,464,021 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 545,100 | $2,463,852 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 136,050 | $2,459,784 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 106,462 | $2,459,272 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 124,267 | $2,454,274 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 106,705 | $2,453,147 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 188,437 | $2,451,565 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 190,000 | $2,451,000 | dollars as filed | put |
| SHOE STA GROUP INC | 824889109 | COM | 101,933 | $2,449,452 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 86,941 | $2,449,128 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 50,451 | $2,447,883 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $2,445,800 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $2,445,800 | dollars as filed | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 109,636 | $2,439,401 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 232,863 | $2,438,076 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 35,695 | $2,430,473 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 49,813 | $2,422,406 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 464,930 | $2,422,286 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 241,302 | $2,413,020 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 634,674 | $2,411,761 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 35,000 | $2,408,350 | dollars as filed | put |
| BEYOND MEAT INC | 08862E109 | COM | 250,000 | $2,405,000 | dollars as filed | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 907,700 | $2,396,328 | dollars as filed | put |
| INSTEEL INDS INC | 45774W108 | COM | 73,738 | $2,393,535 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 364,862 | $2,393,495 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 178,016 | $2,390,755 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 1,521,019 | $2,388,000 | dollars as filed | |
| Direxion Daily NVDA Bear 1X Shares | 25461A700 | ETF | 92,500 | $2,384,780 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 40,900 | $2,384,470 | dollars as filed | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 34,600 | $2,383,248 | dollars as filed | put |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 614,642 | $2,378,664 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 160,559 | $2,374,668 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 148,038 | $2,368,608 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 74,600 | $2,364,074 | dollars as filed | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 105,649 | $2,360,199 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 64,870 | $2,353,483 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 125,247 | $2,349,634 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $2,345,250 | dollars as filed | put |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $2,345,250 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 400,000 | $2,344,000 | dollars as filed | call |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 3,130,000 | $2,342,805 | dollars as filed | principal |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 574,104 | $2,342,345 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 502,058 | $2,339,590 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 130,465 | $2,339,237 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8,000 | $2,338,320 | dollars as filed | put |
| FREEDOM HOLDING CORP | 356390104 | COM | 27,589 | $2,337,064 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 113,088 | $2,328,482 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 269,785 | $2,328,244 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 467,121 | $2,326,262 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 258,603 | $2,319,669 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 52,400 | $2,319,224 | dollars as filed | call |
| DOW HLDGS INC COM | 260557103 | Stock | 44,900 | $2,315,044 | dollars as filed | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 760,774 | $2,312,753 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 35,598 | $2,306,038 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 224,620 | $2,300,108 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24,200 | $2,296,338 | dollars as filed | put |
| HESS CORP | 42809H107 | COM | 15,000 | $2,295,000 | dollars as filed | put |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 68,336 | $2,289,257 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 301,427 | $2,287,831 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 29,413 | $2,287,743 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 100,000 | $2,283,000 | dollars as filed | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 39,194 | $2,275,603 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 653,675 | $2,274,790 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 412,589 | $2,273,365 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 185,256 | $2,269,386 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 100,000 | $2,268,000 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 44,191 | $2,264,789 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 100,000 | $2,263,000 | dollars as filed | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 126,901 | $2,258,838 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,049,662 | $2,256,773 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40,000 | $2,254,800 | dollars as filed | put |
| ENETI INC | Y2294C107 | COM | 223,489 | $2,252,769 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 95,445 | $2,251,548 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 43,420 | $2,248,266 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 333,833 | $2,243,357 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 280,764 | $2,243,304 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 323,287 | $2,240,379 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 658,586 | $2,239,192 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 53,200 | $2,233,336 | dollars as filed | put |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 244,599 | $2,228,297 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,379 | $2,218,245 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 65,585 | $2,217,429 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 18,605 | $2,214,151 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 232,382 | $2,212,277 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 20,000 | $2,211,400 | dollars as filed | put |
| LINDSAY CORPORATION | 535555106 | COM | 18,787 | $2,210,893 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 295,865 | $2,210,112 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 50,005 | $2,209,721 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 86,993 | $2,209,622 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 321,491 | $2,208,643 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 99,983 | $2,204,625 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 186,537 | $2,197,406 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 294,137 | $2,188,379 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 930,913 | $2,187,645 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 60,000 | $2,185,200 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 150,207 | $2,182,508 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 711,802 | $2,178,115 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 264,232 | $2,177,272 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,056 | $2,170,045 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 339,913 | $2,168,645 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 2,419,555 | $2,168,163 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 76,400 | $2,165,940 | dollars as filed | put |
| STELLAR BANCORP INC | 858927106 | COM | 101,587 | $2,165,835 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 112,351 | $2,158,263 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 162,760 | $2,154,942 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 245,520 | $2,153,210 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 121,902 | $2,152,789 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 107,948 | $2,150,325 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 100,606 | $2,142,908 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 51,000 | $2,142,000 | dollars as filed | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 523,318 | $2,140,371 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 2,351,643 | $2,140,230 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 30,800 | $2,139,676 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 240,000 | $2,138,400 | dollars as filed | call |
| SI BONE INC | 825704109 | COM | 100,624 | $2,137,254 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 136,500 | $2,136,225 | dollars as filed | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 250,652 | $2,135,555 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 93,448 | $2,133,418 | dollars as filed | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 30,000 | $2,128,890 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 36,500 | $2,127,950 | dollars as filed | call |
| ROYAL GOLD INC | 780287108 | COM | 20,000 | $2,126,600 | dollars as filed | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 389,347 | $2,121,941 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 249,801 | $2,115,814 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 77,233 | $2,114,639 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 16,111 | $2,109,897 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 181,539 | $2,109,483 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 2,658,000 | $2,103,807 | dollars as filed | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 192,367 | $2,102,571 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 91,014 | $2,101,513 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,000 | $2,100,000 | dollars as filed | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 104,757 | $2,096,187 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 100,000 | $2,096,000 | dollars as filed | call |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 199,991 | $2,093,906 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 194,741 | $2,093,466 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,729 | $2,091,940 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 45,751 | $2,090,364 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 2,062,926 | $2,083,555 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 22,710 | $2,083,200 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 83,489 | $2,079,711 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 253,887 | $2,071,718 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 678,341 | $2,068,940 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 485,809 | $2,064,688 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 148,216 | $2,064,649 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 169,746 | $2,064,112 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 1,569,625 | $2,056,209 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 43,648 | $2,055,053 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D838 | INTER GOVT ETF | 105,785 | $2,050,558 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 2,513,000 | $2,049,603 | dollars as filed | principal |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,055,541 | $2,047,750 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 75,874 | $2,046,322 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 525,229 | $2,043,141 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 450,000 | $2,034,000 | dollars as filed | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 166,038 | $2,033,966 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 125,843 | $2,032,364 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,499 | $2,030,310 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,500 | $2,027,430 | dollars as filed | put |
| LIVENT CORP | 53814L108 | COM | 110,000 | $2,025,100 | dollars as filed | put |
| LIVENT CORP | 53814L108 | COM | 110,000 | $2,025,100 | dollars as filed | call |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 72,033 | $2,021,241 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 479,511 | $2,018,742 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 158,274 | $2,014,828 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 62,741 | $2,013,358 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 30,158 | $2,012,745 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 208,812 | $2,010,860 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 169,887 | $2,008,064 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 458,437 | $2,007,954 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,100 | $2,004,119 | dollars as filed | put |
| ECOVYST INC | 27923Q109 | COM | 203,456 | $2,002,006 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 211,627 | $2,001,991 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 272,091 | $1,999,869 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 142,590 | $1,999,112 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 768,680 | $1,998,568 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 40,000 | $1,997,600 | dollars as filed | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 40,000 | $1,997,600 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 36,270 | $1,990,498 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 107,073 | $1,990,487 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 171,890 | $1,990,486 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 21,091 | $1,981,008 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 47,077 | $1,981,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 179,684 | $1,967,540 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 331,777 | $1,967,438 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 341,794 | $1,965,316 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 38,138 | $1,964,870 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 52,900 | $1,954,655 | dollars as filed | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 52,108 | $1,953,533 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 52,800 | $1,950,960 | dollars as filed | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 230,044 | $1,950,773 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 188,092 | $1,950,514 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 152,663 | $1,949,504 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 236,272 | $1,949,244 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 71,095 | $1,945,159 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 64,894 | $1,935,788 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 33,000 | $1,931,490 | dollars as filed | call |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 2,100,000 | $1,930,950 | dollars as filed | principal |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 234,271 | $1,928,053 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 300,000 | $1,926,000 | dollars as filed | put |
| CSX Corporation | 126408103 | COM | 62,600 | $1,924,950 | dollars as filed | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,300 | $1,923,516 | dollars as filed | call |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 76,474 | $1,917,967 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 64,560 | $1,917,445 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 152,550 | $1,902,298 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 88,114 | $1,901,502 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 500,000 | $1,900,000 | dollars as filed | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,583,212 | $1,899,854 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 81,774 | $1,899,611 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 20,000 | $1,896,200 | dollars as filed | call |
| ISHARES TR | 464287523 | COM | 4,000 | $1,894,600 | dollars as filed | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 29,814 | $1,892,891 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 38,305 | $1,892,650 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 395,609 | $1,891,011 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 40,000 | $1,886,800 | dollars as filed | call |
| PLAYAGS INC | 72814N104 | COM | 289,016 | $1,884,385 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 246,131 | $1,882,902 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 45,909 | $1,869,415 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 73,695 | $1,868,905 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 272,821 | $1,868,824 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 28,622 | $1,866,727 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 33,400 | $1,861,048 | dollars as filed | call |
| TELADOC HEALTH INC | 87918A105 | COM | 100,000 | $1,859,000 | dollars as filed | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,500 | $1,858,285 | dollars as filed | call |
| ON24 INC | 68339B104 | COM | 293,524 | $1,858,006 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 28,595 | $1,854,672 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 61,044 | $1,852,685 | dollars as filed | |
| PROSHARES TR | 74347B573 | CMN | 20,000 | $1,849,392 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 168,363 | $1,843,575 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 54,727 | $1,838,827 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 154,068 | $1,838,031 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 34,467 | $1,834,678 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 203,846 | $1,826,460 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 119,972 | $1,825,974 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 132,309 | $1,824,541 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 1,005,497 | $1,819,949 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 101,161 | $1,819,887 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 239,200 | $1,817,920 | dollars as filed | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 43,507 | $1,814,244 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 374,335 | $1,811,781 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200,000 | $1,806,000 | dollars as filed | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,500 | $1,805,105 | dollars as filed | call |
| ALTUS POWER INC | 02217A102 | COM CL A | 343,476 | $1,803,249 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 29,189 | $1,802,421 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 23,028 | $1,799,408 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 106,669 | $1,795,240 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 42,321 | $1,792,718 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 80,312 | $1,788,549 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 64,076 | $1,787,079 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 108,400 | $1,786,432 | dollars as filed | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 57,900 | $1,786,215 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 127,526 | $1,784,089 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 30,000 | $1,783,500 | dollars as filed | put |
| MATTEL INC | 577081102 | COM | 80,900 | $1,782,227 | dollars as filed | call |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 2,000,000 | $1,780,000 | dollars as filed | principal |
| GENESCO INC | 371532102 | COM | 57,704 | $1,778,438 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 100,062 | $1,778,102 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 62,600 | $1,777,214 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 356,700 | $1,772,799 | dollars as filed | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 55,375 | $1,772,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 22,486 | $1,769,648 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 61,536 | $1,768,545 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 333,010 | $1,768,284 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 69,666 | $1,768,123 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 99,500 | $1,767,120 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 100,100 | $1,763,262 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 35,000 | $1,755,600 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 17,644 | $1,754,343 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 391,246 | $1,752,782 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,378,785 | $1,751,057 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 25,000 | $1,748,000 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 32,185 | $1,746,680 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 357,041 | $1,745,930 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 20,196 | $1,743,723 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 100,003 | $1,742,052 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 47,816 | $1,740,981 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 1,650,000 | $1,733,325 | dollars as filed | principal |
| ISHARES TR | 46436E767 | COM | 50,001 | $1,733,035 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 68,610 | $1,727,600 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 137,799 | $1,725,243 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 153,676 | $1,724,245 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 35,122 | $1,723,437 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 154,418 | $1,721,760 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 28,610 | $1,721,464 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,300 | $1,720,718 | dollars as filed | put |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 1,850,000 | $1,718,650 | dollars as filed | principal |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 111,222 | $1,718,380 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 57,584 | $1,718,307 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 130,867 | $1,718,283 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 79,076 | $1,713,577 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,327 | $1,701,859 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 56,985 | $1,701,574 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 53,616 | $1,699,627 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 387,747 | $1,698,332 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 342,688 | $1,696,306 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 68,205 | $1,694,212 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 417,335 | $1,690,207 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 221,628 | $1,688,805 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,000 | $1,682,100 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,600 | $1,680,874 | dollars as filed | call |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 16,750 | $1,680,345 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 80,815 | $1,678,528 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 44,986 | $1,674,829 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 87,160 | $1,674,344 | dollars as filed | |
| OOMA INC | 683416101 | COM | 128,642 | $1,673,632 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 15,400 | $1,673,056 | dollars as filed | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 47,400 | $1,669,902 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 700,863 | $1,668,055 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 283,681 | $1,668,044 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 94,267 | $1,660,984 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 30,000 | $1,658,100 | dollars as filed | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 105,299 | $1,654,247 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 30,753 | $1,653,896 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 229,654 | $1,653,509 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 245,349 | $1,651,198 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 95,800 | $1,649,676 | dollars as filed | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,385,006 | $1,648,157 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,600 | $1,643,904 | dollars as filed | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 141,664 | $1,643,302 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 125,347 | $1,643,299 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 55,823 | $1,641,754 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 40,045 | $1,641,445 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 21,911 | $1,640,038 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 22,258 | $1,618,602 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 85,238 | $1,616,112 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 242,071 | $1,614,614 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 51,218 | $1,613,879 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 132,213 | $1,610,354 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 248,219 | $1,608,459 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 292,440 | $1,608,421 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 196,599 | $1,606,214 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 40,440 | $1,605,872 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 39,049 | $1,602,587 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 64,681 | $1,601,502 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 359,763 | $1,600,945 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 122,051 | $1,600,088 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 79,648 | $1,598,535 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 103,043 | $1,597,160 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 123,758 | $1,596,479 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 34,055 | $1,596,253 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 18,233 | $1,591,936 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 28,653 | $1,589,668 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 150,109 | $1,588,153 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 58,124 | $1,583,612 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 18,951 | $1,581,402 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 259,869 | $1,574,806 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 92,950 | $1,573,644 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 251,373 | $1,573,595 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 172,150 | $1,573,451 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 19,066 | $1,571,420 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 243,990 | $1,571,296 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 668,583 | $1,571,170 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 251,629 | $1,570,165 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 51,485 | $1,568,748 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 34,357 | $1,563,930 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 36,066 | $1,559,855 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 60,767 | $1,556,850 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 97,652 | $1,556,573 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 346,075 | $1,553,877 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,794 | $1,548,682 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A833 | DLY NVDA BULL 2X | 65,000 | $1,543,750 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 934,778 | $1,542,384 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 129,593 | $1,542,157 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 28,346 | $1,538,905 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 47,968 | $1,538,334 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 1,800,000 | $1,537,920 | dollars as filed | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 82,504 | $1,537,050 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 99,412 | $1,535,915 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 35,013 | $1,535,320 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 433,413 | $1,534,282 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 72,000 | $1,531,440 | dollars as filed | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31,254 | $1,531,141 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 18,193 | $1,530,213 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 49,381 | $1,529,823 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 232,103 | $1,529,558 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 148,348 | $1,529,468 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 71,939 | $1,526,545 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 34,999 | $1,524,556 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 148,549 | $1,524,112 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,826 | $1,519,364 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,543 | $1,516,143 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 130,149 | $1,507,126 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 150,999 | $1,506,970 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 88,672 | $1,505,651 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 318,577 | $1,500,497 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 279,419 | $1,489,303 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 295,918 | $1,488,468 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 105,722 | $1,485,395 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 1,577,910 | $1,483,866 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 22,500 | $1,482,300 | dollars as filed | put |
| NEW YORK MTG TR INC | 649604840 | COM | 174,352 | $1,480,251 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 22,341 | $1,479,421 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 44,204 | $1,477,740 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 5,000 | $1,476,650 | dollars as filed | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 575,667 | $1,473,707 | dollars as filed | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 12,009 | $1,470,862 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 25,734 | $1,468,125 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 136,537 | $1,466,407 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 55,122 | $1,464,041 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 78,700 | $1,463,033 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000396 | superseded | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000251 | this filing | 2024-05-15 | acceptance time not in the bulk data set |