13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2024-05-14, with 5,719 holding rows worth $466,388,083,363.
- Accession
- 0000769993-24-000250
- Filer
- CIK 886982
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, amendment of type restatement, 11,468 entries on the cover page, a total value of $466,388,083,363 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,388,083,363 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISORS, LLC
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 19,953 | $778,766 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 337,831 | $777,011 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 13,569 | $771,669 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 68,730 | $771,151 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,500 | $771,100 | dollars as filed | call |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 100,000 | $770,000 | dollars as filed | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 84,085 | $768,540 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 8,100 | $766,098 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,200 | $765,232 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 66,139 | $763,244 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 140,119 | $762,248 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 18,012 | $761,547 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 273,120 | $759,274 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 165,367 | $759,035 | dollars as filed | |
| NUSHARES ETF TR | 67092P862 | CMN | 20,921 | $758,765 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 27,146 | $757,916 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 340,222 | $755,292 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 50,000 | $755,000 | dollars as filed | put |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 17,151 | $754,472 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,212 | $754,026 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,142 | $752,855 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 45,448 | $751,255 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,302,369 | $749,122 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 10,668 | $748,787 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 514,711 | $746,331 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 17,772 | $745,624 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 25,000 | $744,253 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 7,000 | $742,630 | dollars as filed | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 51,110 | $737,518 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 61,900 | $730,420 | dollars as filed | call |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 50,000 | $729,825 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 128,670 | $728,273 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 924,000 | $726,587 | dollars as filed | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,713 | $726,098 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 55,583 | $724,802 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 59,377 | $724,399 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 41,003 | $723,703 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,375 | $723,506 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 75,194 | $723,366 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 54,202 | $720,345 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,500 | $719,010 | dollars as filed | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 215,996 | $717,107 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 117,745 | $717,066 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 14,389 | $714,989 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 63,617 | $714,419 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A858 | DLY AMZN BULL 2X | 30,465 | $711,662 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 65,523 | $711,580 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 31,220 | $711,192 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 15,391 | $710,449 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 107,662 | $708,416 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 69,500 | $703,340 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,487 | $699,063 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 7,814 | $698,415 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 30,745 | $697,912 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,233 | $697,508 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 18,575 | $697,306 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 32,987 | $695,366 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $694,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 25,903 | $693,424 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $693,166 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 900,000 | $693,000 | dollars as filed | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,562 | $692,860 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 47,040 | $691,958 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 16,261 | $689,078 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 100,000 | $688,000 | dollars as filed | put |
| REPARE THERAPEUTICS INC | 760273102 | COM | 65,018 | $687,890 | dollars as filed | |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 800,000 | $686,808 | dollars as filed | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,800 | $682,560 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,104 | $682,449 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,651 | $681,385 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 61,267 | $679,451 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 59,972 | $678,883 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 56,325 | $678,716 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,269,306 | $678,571 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 65,797 | $677,709 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 21,560 | $677,631 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 64,850 | $677,034 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 66,811 | $675,460 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 137,829 | $675,362 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 65,000 | $675,350 | dollars as filed | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 241,508 | $673,808 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 15,029 | $673,449 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 745,870 | $669,120 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 21,854 | $664,473 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 513,635 | $662,590 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 20,343 | $659,193 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 59,104 | $658,419 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 80,094 | $658,372 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 44,478 | $658,274 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 566,064 | $656,634 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 151,287 | $656,585 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,687,125 | $654,436 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 67,922 | $653,410 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,212 | $653,005 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 19,516 | $651,248 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,759 | $649,700 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 96,638 | $649,408 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 334,441 | $648,816 | dollars as filed | |
| GLOBAL X FDS | 37960A792 | INT RT VOLTLTY | 30,000 | $648,600 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 17,612 | $646,360 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 65,013 | $645,579 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 57,450 | $644,015 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 16,290 | $643,618 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 33,010 | $640,064 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 625,000 | $639,488 | dollars as filed | principal |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 104,267 | $639,157 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 30,172 | $639,043 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 23,098 | $637,158 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 191,277 | $636,952 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,169 | $635,580 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,751 | $634,505 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 230,566 | $634,057 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 35,014 | $633,753 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,900 | $632,527 | dollars as filed | call |
| WALKME LTD ORD SHS | M97628107 | Stock | 65,845 | $632,112 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 650,000 | $628,225 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 775,000 | $627,665 | dollars as filed | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 14,000 | $626,360 | dollars as filed | call |
| VELO3D INC | 92259N104 | COM | 289,957 | $626,307 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 184,373 | $623,181 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 70,300 | $620,749 | dollars as filed | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 21,422 | $619,953 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,049 | $619,119 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 44,804 | $617,400 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 40,532 | $616,897 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 72,824 | $614,635 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 911,306 | $614,220 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 236,736 | $613,147 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 73,484 | $612,122 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,900 | $612,066 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 173,172 | $611,297 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 35,241 | $611,079 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 129,562 | $608,942 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 11,196 | $607,943 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 43,991 | $607,076 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 117,103 | $604,251 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 94,386 | $603,127 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 58,768 | $602,955 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 104,855 | $601,868 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 5,552 | $600,050 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 74,565 | $599,503 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 746,463 | $597,170 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 301,554 | $597,077 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 111,326 | $596,707 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 6,113 | $596,629 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 205,600 | $596,240 | dollars as filed | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 23,252 | $594,786 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 24,484 | $593,737 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 56,200 | $592,348 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 6,911 | $589,508 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,465 | $587,682 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 10,795 | $587,680 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 224,142 | $587,252 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 20,038 | $587,244 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 1,082,000 | $587,050 | dollars as filed | principal |
| PACER FDS TR | 69374H691 | mc | 16,452 | $586,320 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,700 | $584,902 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 19,048 | $581,154 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 47,686 | $579,862 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 15,398 | $579,735 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 7,470 | $579,597 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 14,794 | $579,037 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,815 | $575,748 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 286,099 | $575,059 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 635,000 | $574,034 | dollars as filed | principal |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 55,775 | $573,367 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 25,763 | $571,939 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 12,704 | $571,807 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 17,777 | $570,819 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 580,044 | $568,443 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 200,000 | $568,000 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 22,439 | $566,809 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 14,214 | $565,433 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 12,573 | $564,528 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,962 | $563,995 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 15,795 | $563,092 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 677,000 | $562,093 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 9,824 | $561,442 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 20,092 | $560,165 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 19,556 | $559,922 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $559,041 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 450,000 | $558,900 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 14,423 | $558,773 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 74,542 | $558,320 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 27,286 | $556,907 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 9,772 | $556,515 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 23,300 | $556,171 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 17,163 | $556,082 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 32,687 | $556,006 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 26,699 | $555,340 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 203,791 | $554,312 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 6,289 | $553,684 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 15,400 | $552,706 | dollars as filed | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 56,070 | $552,289 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 47,303 | $551,080 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,690 | $550,234 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 114,849 | $550,127 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 744,000 | $549,146 | dollars as filed | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 136,838 | $548,721 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 17,186 | $546,343 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 193,682 | $546,183 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 28,837 | $545,884 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 16,593 | $545,744 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 48,855 | $545,222 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 117,763 | $544,065 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 24,504 | $543,009 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 26,222 | $541,747 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 19,430 | $540,737 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 110,793 | $540,670 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 67,428 | $538,075 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G161 | DAILY NYSE FANG | 6,955 | $537,638 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,739 | $536,129 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 51,463 | $532,642 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 59,637 | $531,962 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 34,087 | $530,394 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 34,669 | $530,089 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 30,818 | $529,761 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 170,258 | $529,503 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 35,987 | $529,369 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 425,000 | $527,638 | dollars as filed | principal |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 224,884 | $526,229 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 24,136 | $526,164 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 4,612 | $526,062 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 65,210 | $523,637 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 267,784 | $522,179 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 50,000 | $521,500 | dollars as filed | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 9,646 | $521,077 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 50,200 | $519,570 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 43,826 | $518,900 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 66,774 | $514,160 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 19,192 | $513,770 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 222,116 | $510,867 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 1,991,723 | $508,686 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,433 | $508,230 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 13,129 | $508,224 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 675,000 | $507,938 | dollars as filed | principal |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 49,056 | $507,730 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 316,926 | $507,082 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 69,089 | $505,731 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 57,782 | $505,593 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 20,500 | $504,575 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 74,681 | $503,350 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 42,600 | $502,135 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 33,663 | $499,896 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 35,296 | $499,085 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 41,541 | $498,907 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 19,700 | $498,804 | dollars as filed | call |
| INFINERA CORP | 45667GAF0 | CNV | 500,000 | $498,250 | dollars as filed | principal |
| LATCH ORD | 51818V106 | COMMON STOCK | 358,430 | $498,218 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 25,919 | $498,163 | dollars as filed | |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 975,000 | $496,587 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,719 | $496,409 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 18,118 | $495,708 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 193,565 | $495,526 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 13,753 | $493,595 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 47,489 | $493,411 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 963,658 | $491,466 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 476,432 | $490,725 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 12,053 | $490,316 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 10,014 | $489,084 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 232,549 | $488,353 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 114,297 | $488,048 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 13,980 | $487,203 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,381 | $486,973 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 26,449 | $486,926 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 24,895 | $486,199 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 15,294 | $485,860 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 403,867 | $484,641 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 16,483 | $483,941 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 14,466 | $482,152 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 50,962 | $482,096 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 159,005 | $481,785 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 33,384 | $481,063 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 287,887 | $480,771 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 53,543 | $479,745 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 21,220 | $477,662 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 114,141 | $475,968 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 65,324 | $472,293 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 80,477 | $471,595 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 58,421 | $467,952 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $466,779 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 373,375 | $466,719 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 43,287 | $466,634 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,581 | $466,034 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 88,843 | $465,537 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 140,963 | $465,178 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 18,215 | $464,847 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 10,000 | $464,600 | dollars as filed | put |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 21,946 | $463,938 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 44,200 | $463,658 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 49,176 | $463,238 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 56,602 | $463,004 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 145,561 | $462,884 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 39,232 | $460,584 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 35,994 | $458,384 | dollars as filed | |
| ILLUMIN HOLDINGS INC COM | 45232V106 | COM | 268,900 | $457,130 | dollars as filed | |
| GLOBAL X FDS | 37954Y616 | CMN | 14,440 | $455,261 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 391,335 | $453,949 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 70,929 | $453,946 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $453,000 | dollars as filed | put |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 13,588 | $449,627 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 55,622 | $448,870 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,543 | $447,376 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 185,484 | $447,017 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 22,575 | $446,985 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 62,931 | $446,810 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 10,042 | $444,660 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 75,271 | $441,841 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 249,592 | $439,282 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 45,236 | $437,432 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 262,921 | $436,449 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 56,170 | $435,879 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,118 | $435,101 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 8,837 | $434,302 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,299 | $433,073 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 13,802 | $432,984 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 30,000 | $432,000 | dollars as filed | call |
| PROSHARES TR | 74347B714 | FUND | 40,870 | $431,996 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 13,184 | $430,853 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 550,000 | $429,776 | dollars as filed | principal |
| ALICO INC | 016230104 | COM | 16,808 | $427,932 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 41,200 | $427,656 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,037 | $426,181 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 32,734 | $425,542 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 6,609 | $424,298 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 135,097 | $422,854 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,000 | $421,500 | dollars as filed | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 69,087 | $421,432 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 505,000 | $420,933 | dollars as filed | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,216 | $419,610 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 15,907 | $417,877 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 510,000 | $417,634 | dollars as filed | principal |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 138,121 | $417,125 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,021 | $415,597 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,014 | $415,088 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 696,311 | $414,305 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,515 | $413,890 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 90,889 | $410,818 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 132,055 | $410,691 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 46,009 | $410,400 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 26,331 | $410,237 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 900 | $410,220 | dollars as filed | put |
| SPIRE GLOBAL, INC. | 848560108 | COM | 795,630 | $409,749 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 23,535 | $409,509 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 33,500 | $408,868 | dollars as filed | call |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 395,000 | $408,580 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,753 | $407,983 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 73,222 | $405,650 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 22,638 | $405,220 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 10,300 | $405,202 | dollars as filed | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15,454 | $403,813 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 6,200 | $403,062 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 139,400 | $402,866 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 31,652 | $401,664 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 162,347 | $399,374 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 95,923 | $399,039 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 11,380 | $398,528 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 430,000 | $398,395 | dollars as filed | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 61,154 | $397,502 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 331,080 | $397,296 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,039 | $396,242 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,130 | $394,432 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 13,055 | $393,217 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 272,769 | $392,787 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 50,649 | $391,011 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 41,340 | $389,010 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 16,016 | $388,548 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 475,000 | $388,313 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 442,000 | $386,220 | dollars as filed | principal |
| AZUL S A | 05501U106 | OPT | 28,143 | $385,278 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,995 | $384,759 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,911 | $384,374 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,546 | $384,061 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 25,000 | $384,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 94,505 | $383,690 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 105,206 | $382,950 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 7,937 | $382,355 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 100,000 | $382,000 | dollars as filed | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 14,102 | $381,882 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 54,438 | $381,610 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 26,630 | $380,010 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 901,037 | $379,877 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 35,190 | $378,644 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 26,956 | $378,462 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 33,277 | $378,359 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,302 | $377,879 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 36,794 | $376,771 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 272,426 | $375,948 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,617 | $375,666 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 137,559 | $375,536 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 250,000 | $375,470 | dollars as filed | principal |
| SES AI CORPORATION | 78397Q109 | CL A COM | 153,023 | $373,376 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 16,890 | $372,931 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 167,909 | $372,758 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,680 | $372,154 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 577,194 | $371,482 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 339,000 | $371,002 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 10,226 | $370,488 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 17,665 | $370,259 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 54,440 | $370,192 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 135,000 | $369,023 | dollars as filed | principal |
| COMPUGEN LTD | M25722105 | ORD | 323,203 | $368,451 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 95,161 | $368,273 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 16,423 | $367,383 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,670 | $366,783 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 11,502 | $366,684 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 31,247 | $364,965 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 59,634 | $364,960 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,424 | $363,912 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 284,170 | $363,738 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 18,441 | $363,288 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 424,000 | $361,884 | dollars as filed | principal |
| Allbirds Inc | 01675A109 | COM | 286,649 | $361,178 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 50,165 | $360,687 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 42,714 | $359,652 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 8,835 | $358,789 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 311,919 | $358,707 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 32,707 | $357,488 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,213 | $357,431 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 27,462 | $357,281 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 6,367 | $356,170 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 15,685 | $355,893 | dollars as filed | |
| PACER FDS TR | 69374H402 | CMN | 8,136 | $355,887 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 41,489 | $355,561 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,663 | $354,518 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 33,350 | $354,177 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 27,269 | $353,406 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 123,395 | $352,910 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A601 | CMN | 17,122 | $351,686 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 136,701 | $351,321 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,716 | $350,819 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 17,079 | $349,095 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 28,782 | $348,550 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 125,370 | $348,529 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 44,899 | $348,416 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,476 | $348,164 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 27,773 | $347,718 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679542 | MICROSCTR 3X LEV | 9,406 | $347,175 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 30,341 | $346,798 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 16,333 | $346,459 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 43,060 | $345,772 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 20,935 | $345,428 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 8,092 | $345,367 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 11,456 | $345,055 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 29,823 | $344,754 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 70,700 | $344,309 | dollars as filed | put |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 12,783 | $342,584 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 107,556 | $342,028 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 13,100 | $341,779 | dollars as filed | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 26,951 | $341,739 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 41,320 | $340,477 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 12,872 | $339,563 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 47,971 | $338,196 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 16,891 | $337,820 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 15,601 | $337,372 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,889 | $337,177 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 20,625 | $335,569 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 24,900 | $335,403 | dollars as filed | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 117,970 | $335,035 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,500 | $334,845 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,454 | $334,258 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 36,985 | $333,974 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 39,107 | $332,410 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 105,421 | $332,076 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 88,304 | $332,023 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,677 | $331,394 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 26,189 | $328,934 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 48,230 | $328,929 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 252,428 | $328,156 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 16,000 | $327,600 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 66,431 | $326,841 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 14,054 | $325,912 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 90,915 | $325,476 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 36,647 | $325,059 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,261 | $324,959 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 10,000 | $324,900 | dollars as filed | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 31,383 | $324,814 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 12,982 | $323,641 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 21,336 | $323,031 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 590,964 | $322,667 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 26,598 | $322,102 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 31,470 | $319,106 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 101,413 | $318,437 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 30,989 | $318,257 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 44,870 | $317,680 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,272 | $317,050 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 74,384 | $316,132 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 16,065 | $315,035 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,329 | $310,568 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 45,336 | $310,552 | dollars as filed | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 912 | $309,168 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 87,406 | $307,669 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,200 | $307,664 | dollars as filed | put |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 82,269 | $306,864 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 126,011 | $306,206 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 6,211 | $305,892 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,533 | $305,555 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 12,350 | $305,416 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 10,145 | $303,843 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 177,460 | $303,456 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000353 | superseded | 2023-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000250 | this filing | 2024-05-14 | acceptance time not in the bulk data set |