13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2024-05-14, with 5,945 holding rows worth $407,899,458,927.
- Accession
- 0000769993-24-000248
- Filer
- CIK 886982
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, amendment of type restatement, 11,602 entries on the cover page, a total value of $407,899,458,927 stated on the cover page (in dollars after the unit check, H1), rows summing to $407,899,458,927 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISORS, LLC
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATHETER PRECISION INC | 74933X302 | COM | 15,479 | $91,171 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 77,078 | $90,952 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 44,961 | $90,821 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 78,116 | $90,614 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 86,938 | $88,677 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 78,140 | $88,298 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 36,549 | $88,083 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 56,825 | $86,942 | dollars as filed | |
| MALLINCKRODT PLC | G5890A102 | COM | 11,216 | $86,924 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 89,963 | $86,364 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 35,438 | $85,760 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,300 | $84,987 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 12,900 | $84,624 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 18,432 | $84,419 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 20,583 | $83,567 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 207,600 | $83,040 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 13,738 | $82,840 | dollars as filed | |
| ATENTO S A | L0427L204 | CMN | 19,493 | $82,455 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 40,946 | $82,302 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 20,864 | $81,787 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 111,601 | $80,989 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 14,020 | $79,493 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 49,565 | $79,304 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,707 | $79,271 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 26,791 | $79,033 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 27,674 | $78,871 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 20,227 | $78,683 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 31,993 | $78,383 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 53,536 | $78,163 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 76,904 | $77,673 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,177 | $77,640 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 146,610 | $77,116 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 48,363 | $76,897 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 14,536 | $76,459 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,400 | $75,978 | dollars as filed | put |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 48,339 | $74,925 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 18,908 | $74,450 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 65,018 | $74,121 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 13,802 | $73,289 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $72,736 | dollars as filed | principal |
| NEW PAC METALS CORP | 64782A107 | COM | 32,154 | $72,347 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 55,148 | $71,692 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 19,848 | $71,651 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 23,089 | $71,576 | dollars as filed | |
| TRICIDA INC | 89610F101 | COM | 461,569 | $70,574 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 23,713 | $70,190 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 179,365 | $70,149 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 62,566 | $70,074 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,800 | $69,312 | dollars as filed | put |
| DAKOTA GOLD CORP | 46655E100 | COM | 22,604 | $68,942 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 45,983 | $68,515 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 12,827 | $68,240 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 15,737 | $67,826 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 56,762 | $67,547 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 10,969 | $67,459 | dollars as filed | |
| MICROALGO INC | G6077Y103 | COMMON | 53,771 | $67,214 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 66,311 | $66,974 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,625 | $66,885 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 32,369 | $66,680 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 37,006 | $66,611 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 231,697 | $66,265 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 51,298 | $66,175 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 20,001 | $66,003 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 17,491 | $65,591 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 37,629 | $64,346 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 48,087 | $63,475 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 32,301 | $61,049 | dollars as filed | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 75,000 | $60,938 | dollars as filed | principal |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 209,831 | $60,914 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 39,200 | $60,760 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,433 | $60,407 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 20,566 | $60,053 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 11,472 | $59,081 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 10,909 | $58,145 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $58,065 | dollars as filed | principal |
| UXIN LTD | 91818X207 | ADR | 20,044 | $57,727 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 101,300 | $57,569 | dollars as filed | |
| PEAK BIO INC | 70470P108 | COM | 13,716 | $57,470 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 16,473 | $56,667 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 24,539 | $55,458 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 89,441 | $55,454 | dollars as filed | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 11,212 | $55,051 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 29,686 | $54,919 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 54,980 | $54,595 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 65,084 | $54,410 | dollars as filed | |
| AEYE INC | 008183105 | COM | 113,070 | $54,341 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 76,038 | $53,979 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 45,273 | $52,969 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 66,026 | $52,167 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 157,654 | $52,026 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 101,500 | $51,765 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 49,753 | $51,743 | dollars as filed | |
| GETAROUND INC | 37427G101 | COM | 78,014 | $50,904 | dollars as filed | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,971 | $50,877 | dollars as filed | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,152 | $50,770 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 67,097 | $50,745 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 31,336 | $50,451 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 10,277 | $49,843 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 630,539 | $48,867 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 133,620 | $48,838 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 110,597 | $48,663 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 25,489 | $47,664 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 36,876 | $47,570 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 20,461 | $47,060 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 10,000 | $46,900 | dollars as filed | |
| CULP INC | 230215105 | CMN | 10,156 | $46,616 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 14,993 | $46,478 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 36,470 | $45,952 | dollars as filed | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $45,455 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 23,556 | $44,992 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 18,728 | $44,573 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 12,408 | $44,545 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,900 | $44,480 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 22,602 | $44,300 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 11,563 | $43,477 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 10,469 | $42,923 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 51,608 | $42,835 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 11,421 | $42,829 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 33,130 | $41,413 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 39,884 | $40,682 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,087 | $40,148 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 25,328 | $40,019 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,888 | $39,854 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 265,975 | $39,604 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 28,692 | $39,595 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 157,815 | $39,454 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 90,107 | $39,089 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 32,879 | $38,797 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 18,867 | $38,489 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 30,249 | $38,416 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 18,208 | $38,237 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 65,293 | $37,047 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 69,408 | $36,932 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 72,319 | $36,883 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,159 | $36,825 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 53,022 | $36,564 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 11,351 | $36,096 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,754 | $35,329 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $35,073 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,809 | $34,600 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 15,013 | $34,530 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 11,326 | $34,205 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $34,125 | dollars as filed | principal |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 63,910 | $33,783 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $33,500 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,701 | $33,099 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 26,137 | $32,933 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 14,014 | $32,653 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 40,550 | $32,464 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $31,882 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $31,658 | dollars as filed | principal |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 299,808 | $30,880 | dollars as filed | |
| XOS INC | 98423B108 | COM | 69,394 | $30,734 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 77,819 | $30,731 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 66,801 | $30,254 | dollars as filed | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 26,886 | $30,112 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 52,986 | $29,741 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 296,628 | $29,663 | dollars as filed | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $29,595 | dollars as filed | principal |
| NEWHOLD INVESTMENT CORP II | 651450116 | WTS | 162,356 | $29,224 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 38,537 | $29,053 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 73,720 | $28,751 | dollars as filed | |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 258,909 | $28,480 | dollars as filed | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $28,255 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 24,100 | $28,197 | dollars as filed | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,155 | $28,188 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 170,907 | $28,029 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,836 | $27,815 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 123,050 | $27,699 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 275,776 | $27,578 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 38,873 | $27,444 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 12,127 | $27,407 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 24,818 | $27,052 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 20,550 | $26,921 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 10,553 | $26,910 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 10,720 | $26,907 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 16,434 | $25,473 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 10,702 | $25,364 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 34,987 | $25,040 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 14,058 | $24,953 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 10,700 | $24,931 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 379,725 | $24,682 | dollars as filed | |
| SHUTTLE PHARMACTCLS HLDGS IN | 825693203 | COM | 12,429 | $24,361 | dollars as filed | |
| ELEVATE CREDIT INC | 28621V101 | COM | 13,380 | $23,415 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 24,316 | $23,404 | dollars as filed | |
| INVACARE CORP | 461203101 | COMMON STOCK | 53,622 | $22,521 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 17,652 | $22,418 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $22,384 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 279,480 | $22,358 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 28,357 | $22,115 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 20,284 | $22,110 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $22,032 | dollars as filed | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 32,564 | $21,492 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 38,943 | $21,419 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 265,829 | $21,266 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,493 | $20,833 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $20,685 | dollars as filed | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,175 | $20,339 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,333 | $20,333 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 61,548 | $19,751 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 298,265 | $19,685 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $19,600 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,279 | $19,401 | dollars as filed | |
| Chain Bridge I | G2061X110 | Warrant | 194,741 | $19,143 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 211,381 | $19,024 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 25,665 | $18,715 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $18,675 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 20,037 | $18,246 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 227,390 | $17,736 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $17,640 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,203 | $17,602 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $17,359 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 266,600 | $17,329 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 13,907 | $17,245 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 12,264 | $17,170 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 21,000 | $17,115 | dollars as filed | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,363 | $16,931 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 18,368 | $16,882 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 51,278 | $16,819 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 11,991 | $16,667 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14,079 | $16,472 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 53,822 | $16,147 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 33,237 | $15,306 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 216,469 | $15,239 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 42,789 | $15,070 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 38,059 | $15,033 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 11,900 | $14,875 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 91,531 | $14,599 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 21,093 | $14,322 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25,367 | $14,079 | dollars as filed | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 18,200 | $13,468 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $13,200 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 431,162 | $12,935 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 11,924 | $12,520 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 25,898 | $12,457 | dollars as filed | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 24,296 | $12,427 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 93,184 | $12,142 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 160,443 | $12,033 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,721 | $11,707 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 174,475 | $11,672 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 112,646 | $11,603 | dollars as filed | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 17,122 | $11,523 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $11,458 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,058 | $11,318 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $11,032 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $10,983 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 13,340 | $10,539 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $10,500 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 17,000 | $10,243 | dollars as filed | principal |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 40,067 | $10,225 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $10,119 | dollars as filed | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 280,747 | $9,826 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,600 | $9,702 | dollars as filed | |
| WETRADE GROUP INC | 961884103 | CMN | 28,340 | $9,636 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 15,527 | $9,377 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,545 | $9,340 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $9,322 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,000 | $9,255 | dollars as filed | principal |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $8,956 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 148,700 | $8,922 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 25,000 | $8,885 | dollars as filed | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15,328 | $8,844 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,385 | $8,781 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 65,643 | $8,534 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 37,096 | $8,421 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 12,162 | $8,394 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $8,351 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 27,031 | $8,244 | dollars as filed | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 17,135 | $8,225 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 27,331 | $8,199 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $8,155 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $8,130 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 179,044 | $8,057 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 60,327 | $7,843 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 13,570 | $7,839 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 18,865 | $7,593 | dollars as filed | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 275,262 | $7,570 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 20,223 | $7,503 | dollars as filed | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $7,424 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 10,082 | $7,187 | dollars as filed | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 53,131 | $7,141 | dollars as filed | |
| EARGO INC | 270087109 | COM | 12,259 | $7,049 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 231,053 | $6,932 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 224,379 | $6,754 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 15,009 | $6,690 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 20,000 | $6,680 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 47,534 | $6,660 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 89,784 | $6,635 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 120,711 | $6,567 | dollars as filed | |
| FST Ltd | G5380L121 | Warrant | 54,741 | $6,542 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 38,828 | $6,508 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,984 | $6,461 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 83,333 | $6,417 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 13,184 | $6,316 | dollars as filed | |
| CONNEXA SPORTS TECHNOLOGIES IN COM NEW | 831445200 | Stock | 26,826 | $6,277 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 249,850 | $6,246 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 35,165 | $6,101 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 52,223 | $6,074 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 186,219 | $6,052 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 14,039 | $6,001 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 225,000 | $5,963 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 16,902 | $5,916 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 77,889 | $5,849 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 18,402 | $5,798 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 364,180 | $5,736 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 75,808 | $5,686 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 189,265 | $5,678 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 109,392 | $5,470 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H116 | WTS | 20,000 | $5,278 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 28,662 | $5,165 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,132 | $5,148 | dollars as filed | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 14,221 | $5,120 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 412,547 | $4,992 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 248,532 | $4,971 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $4,885 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 11,568 | $4,803 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,931 | $4,765 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 125,039 | $4,751 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 249,343 | $4,738 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 64,494 | $4,676 | dollars as filed | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 458,239 | $4,582 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 220,449 | $4,409 | dollars as filed | |
| ONCORUS INC | 68236R103 | COM | 17,189 | $4,354 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 53,940 | $4,353 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 43,451 | $4,345 | dollars as filed | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 142,370 | $4,271 | dollars as filed | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 73,013 | $4,213 | dollars as filed | |
| AETHLON MED INC | 00808Y307 | COM | 14,239 | $3,921 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 40,050 | $3,905 | dollars as filed | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 12,534 | $3,886 | dollars as filed | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $3,869 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 128,400 | $3,852 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 54,749 | $3,696 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,526 | $3,626 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,425 | $3,619 | dollars as filed | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 66,671 | $3,427 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $3,420 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 111,412 | $3,354 | dollars as filed | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 78,750 | $3,331 | dollars as filed | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 28,345 | $3,297 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 304,217 | $3,194 | dollars as filed | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 10,757 | $3,154 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 44,286 | $3,100 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 68,300 | $3,080 | dollars as filed | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,511 | $3,064 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 122,157 | $3,054 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 60,743 | $3,037 | dollars as filed | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 11,033 | $2,990 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 12,935 | $2,975 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $2,927 | dollars as filed | |
| OPGEN INC | 68373L307 | COM | 20,638 | $2,910 | dollars as filed | |
| BULLPEN PARLAY ACQUISITION C | G1792A118 | *W EXP 12/03/202 | 143,047 | $2,861 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 25,000 | $2,809 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $2,739 | dollars as filed | |
| ST ENERGY TRANSITION I LTD | G8465L115 | WARR | 45,080 | $2,705 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 75,808 | $2,653 | dollars as filed | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 65,585 | $2,623 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 222,121 | $2,577 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 242,040 | $2,541 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 17,861 | $2,506 | dollars as filed | |
| UATARA CAPITAL ACQUISITION COR | 85021q116 | WT | 117,520 | $2,480 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $2,464 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $2,426 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 80,017 | $2,401 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 70,000 | $2,401 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 39,595 | $2,376 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 21,556 | $2,371 | dollars as filed | |
| BOXED INC | 103174108 | COM | 12,106 | $2,359 | dollars as filed | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 11,008 | $2,313 | dollars as filed | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 10,492 | $2,308 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $2,215 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 146,100 | $2,206 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 220,001 | $2,200 | dollars as filed | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 86,147 | $2,111 | dollars as filed | |
| CALYXT INC | 13173L107 | COM | 14,065 | $2,075 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 12,620 | $2,071 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $2,068 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 41,829 | $2,066 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 200,835 | $2,008 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 33,333 | $1,980 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 63,520 | $1,906 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 19,008 | $1,804 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $1,795 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C114 | *W EXP 99/99/999 | 230,182 | $1,795 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 51,400 | $1,773 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 109,167 | $1,638 | dollars as filed | |
| CONTRAFECT CORP | 212326300 | COM | 16,730 | $1,606 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258128 | *W EXP 99/99/999 | 39,763 | $1,591 | dollars as filed | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 21,194 | $1,585 | dollars as filed | |
| ATHENEX INC | 04685N103 | COM | 10,695 | $1,578 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 50,382 | $1,511 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 34,800 | $1,462 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 36,182 | $1,447 | dollars as filed | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 22,953 | $1,439 | dollars as filed | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $1,396 | dollars as filed | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 25,033 | $1,392 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 62,025 | $1,303 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 31,200 | $1,248 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 22,100 | $1,167 | dollars as filed | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 113,644 | $1,159 | dollars as filed | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $1,157 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 21,916 | $1,098 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 15,946 | $958 | dollars as filed | |
| AKERNA CORP | 00973W110 | WTS | 58,680 | $945 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 156,669 | $940 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 13,874 | $902 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 32,247 | $887 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 10,268 | $852 | dollars as filed | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 65,825 | $790 | dollars as filed | |
| TALON 1 ACQUISITION CORP | G86656116 | *W EXP 07/30/202 | 38,800 | $776 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 13,799 | $759 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 10,029 | $702 | dollars as filed | |
| INTELLIGENT MEDI ACQSITN COR | 45828D114 | WARR | 65,069 | $696 | dollars as filed | |
| LAVA MEDTECH ACQUISITION COR | 519345110 | *W EXP 10/21/202 | 128,443 | $655 | dollars as filed | |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 127,714 | $639 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 56,300 | $625 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 351,661 | $598 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 32,267 | $590 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $577 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 12,100 | $569 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 55,907 | $559 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 11,064 | $553 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 53,865 | $539 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 50,659 | $507 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 48,452 | $485 | dollars as filed | |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 17,844 | $480 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 30,292 | $457 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 111,470 | $446 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 21,576 | $432 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 42,248 | $422 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 11,707 | $386 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 146,700 | $381 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 108,182 | $335 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V110 | WARR | 25,881 | $285 | dollars as filed | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 17,926 | $228 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K118 | *W EXP 03/18/202 | 10,595 | $212 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 68,806 | $206 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $128 | dollars as filed | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 19,615 | $120 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 10,783 | $108 | dollars as filed | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 29,652 | $107 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 22,903 | $80 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 64,600 | $78 | dollars as filed | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 19,203 | $10 | dollars as filed | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 68,221 | $7 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000202 | superseded | 2023-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000248 | this filing | 2024-05-14 | acceptance time not in the bulk data set |