13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-05-14, with 5,605 holding rows worth $542,583,846,081.
- Accession
- 0000769993-24-000240
- Filer
- CIK 886982
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 12,337 entries on the cover page, a total value of $542,583,846,081 stated on the cover page (in dollars after the unit check, H1), rows summing to $542,583,846,081 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 430,481 | $1,820,934 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 788,243 | $1,820,841 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 35,700 | $1,819,629 | dollars as filed | call |
| ON24 INC | 68339B104 | COM | 230,906 | $1,819,539 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 147,072 | $1,819,282 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 1,850,000 | $1,808,375 | dollars as filed | principal |
| ALBEMARLE CORP | 012653101 | COM | 12,500 | $1,806,000 | dollars as filed | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 751,887 | $1,804,528 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 52,824 | $1,793,375 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 80,312 | $1,792,564 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 233,164 | $1,790,700 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 49,876 | $1,789,551 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 88,926 | $1,783,856 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,622 | $1,783,029 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 813,451 | $1,781,458 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 528,334 | $1,780,485 | dollars as filed | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,319 | $1,778,441 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 38,862 | $1,776,398 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 36,867 | $1,770,722 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 194,559 | $1,770,487 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 172,212 | $1,768,617 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 66,302 | $1,766,297 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 26,588 | $1,761,721 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,276,586 | $1,761,689 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 143,183 | $1,759,719 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 186,641 | $1,756,292 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $1,753,000 | dollars as filed | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 132,309 | $1,751,771 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 236,146 | $1,749,842 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 62,194 | $1,738,323 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200,000 | $1,736,000 | dollars as filed | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 80,389 | $1,734,794 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 63,957 | $1,730,037 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 259,531 | $1,723,286 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 506,516 | $1,717,090 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 36,695 | $1,715,858 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 114,221 | $1,713,315 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 49,773 | $1,711,196 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 130,724 | $1,708,563 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 1,900,000 | $1,705,250 | dollars as filed | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 140,541 | $1,704,762 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 73,136 | $1,702,606 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 195,200 | $1,698,240 | dollars as filed | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100,000 | $1,698,000 | dollars as filed | put |
| LIVEPERSON, INC. | 538146101 | COM | 447,745 | $1,696,954 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 897,161 | $1,695,634 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 532,154 | $1,692,303 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 79,486 | $1,688,278 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 36,634 | $1,686,629 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 500,000 | $1,685,000 | dollars as filed | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 37,501 | $1,678,172 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 1,800,000 | $1,677,420 | dollars as filed | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 984,651 | $1,673,908 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 101,657 | $1,673,274 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 402,594 | $1,666,739 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 541,130 | $1,666,680 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 25,000 | $1,666,250 | dollars as filed | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 154,406 | $1,664,497 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 464,182 | $1,657,129 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 62,192 | $1,655,240 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,826 | $1,652,818 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 197,464 | $1,652,774 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 59,038 | $1,652,474 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 18,193 | $1,646,648 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 938,000 | $1,646,190 | dollars as filed | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 14,013 | $1,641,348 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 123,684 | $1,638,813 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 589,152 | $1,637,842 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 223,994 | $1,637,396 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 196,500 | $1,636,845 | dollars as filed | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 188,200 | $1,633,576 | dollars as filed | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 30,808 | $1,632,208 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 73,420 | $1,631,025 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 94,416 | $1,630,092 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 85,156 | $1,629,886 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 197,773 | $1,629,650 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 68,682 | $1,627,763 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 257,527 | $1,627,571 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 27,330 | $1,620,396 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 690,000 | $1,614,600 | dollars as filed | put |
| QUINSTREET INC | 74874Q100 | COM | 125,788 | $1,612,602 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 80,028 | $1,608,563 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 93,348 | $1,606,519 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 142,258 | $1,604,670 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 147,253 | $1,602,112 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 155,479 | $1,599,879 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R205 | CALVERT US LARCP | 26,734 | $1,595,972 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 185,834 | $1,594,456 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 47,843 | $1,594,129 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 28,870 | $1,593,335 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 9,431 | $1,589,501 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 18,497 | $1,588,707 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 23,696 | $1,587,395 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 73,473 | $1,587,017 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 126,080 | $1,586,086 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 38,572 | $1,585,309 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,251 | $1,584,955 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 470,972 | $1,582,466 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 155,811 | $1,578,365 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 230,351 | $1,575,601 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,794 | $1,574,530 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 1,999,000 | $1,573,013 | dollars as filed | principal |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 118,797 | $1,571,684 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 40,892 | $1,565,755 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 91,066 | $1,564,514 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 331,214 | $1,563,330 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 90,921 | $1,562,932 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,730 | $1,562,199 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 35,400 | $1,557,600 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 369,790 | $1,556,815 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 142,235 | $1,548,939 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 1,075,402 | $1,548,579 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 363,372 | $1,547,964 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 53,029 | $1,541,023 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 417,511 | $1,540,657 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 410,795 | $1,536,373 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 194,292 | $1,531,021 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 179,463 | $1,530,821 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 77,628 | $1,528,495 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 58,598 | $1,527,064 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 25,000 | $1,525,750 | dollars as filed | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 194,507 | $1,524,935 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 1,900,000 | $1,522,850 | dollars as filed | principal |
| ROSS STORES INC COM | 778296103 | Stock | 11,000 | $1,522,290 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 45,618 | $1,522,273 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 128,389 | $1,521,409 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 703,983 | $1,520,604 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 50,971 | $1,519,955 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 180,025 | $1,519,411 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 1,663,000 | $1,518,485 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 30,000 | $1,517,700 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 30,000 | $1,517,700 | dollars as filed | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,400 | $1,517,600 | dollars as filed | call |
| ONESPAN INC | 68287N100 | COM | 140,513 | $1,506,299 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 10,000 | $1,503,300 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 114,367 | $1,502,782 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 36,631 | $1,501,884 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 20,244 | $1,499,271 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 29,200 | $1,499,128 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 51,491 | $1,495,814 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 86,994 | $1,495,427 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 49,438 | $1,493,522 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 93,290 | $1,492,640 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 587,400 | $1,491,997 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 105,005 | $1,491,071 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 233,560 | $1,487,777 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 108,895 | $1,487,506 | dollars as filed | |
| Direxion Daily NVDA Bear 1X Shares | 25461A700 | ETF | 67,000 | $1,487,400 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 20,000 | $1,487,200 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 317,649 | $1,486,598 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 550,923 | $1,481,982 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 48,878 | $1,481,981 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,600 | $1,481,608 | dollars as filed | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 64,929 | $1,480,381 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 8,038 | $1,475,375 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,708 | $1,474,509 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 26,502 | $1,473,266 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 473,435 | $1,472,383 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 70,582 | $1,471,635 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 39,448 | $1,463,521 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 102,228 | $1,456,749 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 138,313 | $1,456,436 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 30,606 | $1,455,315 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 51,900 | $1,455,276 | dollars as filed | call |
| VSE CORP COM | 918284100 | Stock | 22,504 | $1,453,983 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 109,047 | $1,453,597 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,306 | $1,452,587 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 96,859 | $1,450,948 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,004 | $1,450,680 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 59,229 | $1,450,518 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,243 | $1,446,100 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 143,456 | $1,446,036 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 46,100 | $1,443,391 | dollars as filed | put |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 108,258 | $1,440,914 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 18,458 | $1,436,955 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 70,844 | $1,436,716 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 77,400 | $1,428,030 | dollars as filed | put |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 100,770 | $1,426,903 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 713,327 | $1,426,654 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 86,045 | $1,425,766 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 19,800 | $1,423,818 | dollars as filed | call |
| PACTIV EVERGREEN INC | 69526K105 | COM | 103,786 | $1,422,906 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 5,000 | $1,421,300 | dollars as filed | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 33,400 | $1,417,162 | dollars as filed | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 107,204 | $1,412,949 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 38,513 | $1,407,650 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 180,618 | $1,407,011 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,600,000 | $1,406,592 | dollars as filed | principal |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 57,161 | $1,404,445 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 95,585 | $1,404,144 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 47,702 | $1,402,439 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 1,025,000 | $1,397,075 | dollars as filed | principal |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 133,000 | $1,396,500 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 177,399 | $1,396,130 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 129,827 | $1,395,640 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 20,750 | $1,385,495 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 30,455 | $1,384,789 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 1,975,000 | $1,382,500 | dollars as filed | principal |
| ZIMVIE INC | 98888T107 | COM | 77,886 | $1,382,477 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 120,918 | $1,380,884 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 423,426 | $1,376,134 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $1,374,000 | dollars as filed | call |
| TRUBRIDGE INC | 205306103 | COM | 122,272 | $1,369,446 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,000 | $1,369,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 45,016 | $1,368,464 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 104,025 | $1,366,889 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 69,796 | $1,363,814 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,348 | $1,353,545 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 71,195 | $1,353,417 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 300,600 | $1,352,700 | dollars as filed | put |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 90,743 | $1,351,163 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 47,778 | $1,350,684 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,785 | $1,346,590 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 31,292 | $1,344,930 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 138,724 | $1,344,236 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 137,899 | $1,341,757 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 309,161 | $1,338,668 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 297,117 | $1,334,056 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 419,912 | $1,326,923 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 71,943 | $1,325,909 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 127,818 | $1,324,195 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 201,528 | $1,320,009 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 67,297 | $1,317,003 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,443 | $1,316,975 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W622 | S&P 500 PREMIUM | 30,000 | $1,315,800 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,005 | $1,311,262 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 18,864 | $1,310,482 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 128,315 | $1,307,530 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 169,690 | $1,306,613 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 199,274 | $1,305,244 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,000 | $1,304,240 | dollars as filed | call |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 1,000,000 | $1,301,000 | dollars as filed | principal |
| ANNEXON INC | 03589W102 | COM | 284,933 | $1,293,596 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 406,611 | $1,293,023 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 42,115 | $1,288,298 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,200 | $1,287,816 | dollars as filed | put |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 17,499 | $1,287,401 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 237,807 | $1,286,536 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 323,967 | $1,273,191 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 89,281 | $1,273,150 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 21,700 | $1,271,722 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 1,187,765 | $1,270,909 | dollars as filed | |
| PROSHARES TR | 74347G325 | CMN | 30,000 | $1,268,235 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 31,557 | $1,265,436 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 122,857 | $1,265,427 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 312,364 | $1,265,074 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 57,438 | $1,264,785 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 32,700 | $1,264,182 | dollars as filed | put |
| ACCOLADE INC | 00437E102 | COM | 105,089 | $1,262,119 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 27,755 | $1,258,690 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 19,135 | $1,258,318 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 55,213 | $1,256,648 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,600,000 | $1,256,000 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 437,599 | $1,255,909 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 12,288 | $1,253,028 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 72,277 | $1,252,560 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 29,748 | $1,251,528 | dollars as filed | |
| OKEANIS ECO TANKERS COR SHS | Y64177101 | Stock | 46,636 | $1,249,845 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 99,500 | $1,248,725 | dollars as filed | call |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 44,102 | $1,247,998 | dollars as filed | |
| IRSA INVERSIONES Y REP S A | 450047303 | CMN | 144,393 | $1,241,780 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 101,019 | $1,236,472 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,472 | $1,229,292 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,400 | $1,228,752 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 31,523 | $1,228,466 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 106,661 | $1,223,402 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 23,878 | $1,221,360 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 259,700 | $1,220,592 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 100,000 | $1,219,000 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 100,000 | $1,218,000 | dollars as filed | call |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 627,695 | $1,217,728 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 1,256,000 | $1,216,436 | dollars as filed | principal |
| ELEVATION SERIES TRUST | 210322103 | CMN | 37,773 | $1,214,980 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 106,364 | $1,211,486 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 47,600 | $1,206,184 | dollars as filed | call |
| NEWTEKONE INC | 652526203 | COM NEW | 86,989 | $1,200,448 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 794,108 | $1,199,103 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 26,598 | $1,198,240 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 393,520 | $1,196,300 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 70,071 | $1,195,411 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 42,455 | $1,190,863 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 466,584 | $1,190,489 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 36,590 | $1,189,907 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 704,081 | $1,189,896 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 314,559 | $1,189,033 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 35,527 | $1,188,378 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G120 | DA BI BU 3X ETF | 9,741 | $1,188,110 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,511 | $1,188,100 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 1,518,000 | $1,187,076 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 102,671 | $1,184,823 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 16,056 | $1,184,217 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 26,200 | $1,179,262 | dollars as filed | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,182,000 | $1,177,272 | dollars as filed | principal |
| DYNEX CAP INC | 26817Q886 | COM | 93,888 | $1,175,478 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 150,000 | $1,174,500 | dollars as filed | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 22,073 | $1,174,063 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 58,484 | $1,172,020 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,052,000 | $1,171,402 | dollars as filed | principal |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 66,014 | $1,171,088 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 33,153 | $1,169,306 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 14,505 | $1,169,103 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 189,437 | $1,168,826 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 39,682 | $1,167,842 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 80,075 | $1,167,489 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 30,481 | $1,164,039 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 30,818 | $1,162,609 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 129,709 | $1,162,193 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 49,618 | $1,160,069 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 48,000 | $1,159,680 | dollars as filed | call |
| ALERUS FINL CORP | 01446U103 | COM | 51,498 | $1,153,040 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 120,303 | $1,145,285 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 31,397 | $1,141,281 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 323,100 | $1,140,543 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 41,040 | $1,140,502 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 17,512 | $1,135,828 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 82,172 | $1,135,617 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,179,533 | $1,135,301 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 23,746 | $1,133,159 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 100,131 | $1,132,482 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 32,401 | $1,131,119 | dollars as filed | |
| OOMA INC | 683416101 | COM | 105,266 | $1,129,504 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 189,742 | $1,127,067 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,296,593 | $1,121,553 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 42,953 | $1,120,214 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,797 | $1,118,333 | dollars as filed | |
| PROSHARES TR | 74347B565 | CMN | 11,100 | $1,116,967 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 49,201 | $1,116,371 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 32,355 | $1,114,953 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 81,383 | $1,112,505 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 50,679 | $1,110,377 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 21,069 | $1,109,494 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 63,649 | $1,108,766 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 184,137 | $1,108,505 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 302,067 | $1,093,483 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 47,416 | $1,090,568 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 14,837 | $1,088,703 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 61,851 | $1,087,341 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,526 | $1,080,640 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 73,197 | $1,077,460 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 68,463 | $1,076,923 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 39,984 | $1,075,969 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 109,985 | $1,075,653 | dollars as filed | |
| NB BANCORP INC | 63945M107 | COM | 79,871 | $1,074,265 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 300,000 | $1,074,000 | dollars as filed | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 70,400 | $1,073,600 | dollars as filed | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 17,405 | $1,071,626 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 99,000 | $1,070,190 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 531,921 | $1,069,161 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 42,676 | $1,069,034 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 40,000 | $1,067,200 | dollars as filed | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 87,099 | $1,066,963 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 7,000 | $1,066,450 | dollars as filed | call |
| Peakstone Realty Trust | 39818P799 | REIT | 53,392 | $1,064,103 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 109,905 | $1,062,782 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,583,212 | $1,062,335 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 55,143 | $1,056,533 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,632 | $1,052,276 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 33,074 | $1,048,446 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 13,753 | $1,046,328 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 7,100 | $1,044,907 | dollars as filed | put |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 27,269 | $1,041,998 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 104,609 | $1,039,813 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 24,292 | $1,039,212 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 60,077 | $1,033,325 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 170,893 | $1,030,485 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 15,231 | $1,029,159 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 166,299 | $1,027,728 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 81,417 | $1,027,483 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 39,618 | $1,025,710 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 9,379 | $1,025,406 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,487,000 | $1,025,138 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 119,352 | $1,024,040 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 36,651 | $1,024,029 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,145 | $1,023,338 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 27,428 | $1,020,870 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 217,683 | $1,016,580 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 57,720 | $1,015,295 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 154,994 | $1,015,211 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 165,974 | $1,014,101 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 280,133 | $1,014,082 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 193,824 | $1,013,699 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 50,670 | $1,010,867 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,023,000 | $1,010,826 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 22,191 | $1,010,356 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 36,247 | $1,008,392 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 41,717 | $1,000,582 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 25,200 | $999,432 | dollars as filed | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 125,384 | $998,056 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,800 | $996,192 | dollars as filed | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 33,642 | $995,467 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 118,044 | $995,111 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 36,056 | $994,432 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 10,100 | $993,737 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 18,063 | $993,130 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 85,478 | $988,980 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 1,129,163 | $987,792 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 103,602 | $985,255 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 22,020 | $985,175 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 18,581 | $984,236 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 21,361 | $980,449 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 73,744 | $976,370 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 67,544 | $976,011 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 186,495 | $973,504 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 103,727 | $972,959 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 42,105 | $971,784 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 18,356 | $971,400 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 43,082 | $970,638 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 11,936 | $967,174 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 33,459 | $960,273 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 120,603 | $958,794 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 27,614 | $958,079 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 299,449 | $955,242 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,799 | $951,716 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 61,350 | $949,700 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 12,478 | $948,328 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 22,529 | $947,410 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 26,178 | $946,335 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 812,868 | $942,926 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 76,111 | $941,493 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 17,568 | $937,955 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 300,000 | $933,000 | dollars as filed | call |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 950,000 | $931,950 | dollars as filed | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 28,009 | $931,022 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 861,511 | $930,432 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 40,400 | $928,796 | dollars as filed | put |
| MAXCYTE INC | 57777K106 | COM | 197,428 | $927,912 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 151,000 | $927,140 | dollars as filed | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 352,185 | $926,246 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 22,283 | $924,967 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 150,014 | $924,086 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 21,882 | $919,263 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 17,974 | $917,163 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 79,530 | $916,981 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,212 | $912,603 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 975,000 | $912,600 | dollars as filed | principal |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 6,057 | $905,707 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,100 | $904,996 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,100 | $904,996 | dollars as filed | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 39,215 | $903,514 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 23,469 | $902,852 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 17,980 | $898,281 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 33,407 | $895,641 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 47,000 | $891,120 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 48,130 | $889,442 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 16,463 | $886,368 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 37,071 | $885,627 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 94,000 | $883,600 | dollars as filed | call |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,075,000 | $883,543 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 36,385 | $882,700 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 591,447 | $881,256 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 130,703 | $880,938 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 19,322 | $877,798 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 26,790 | $874,962 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 55,547 | $873,755 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 111,300 | $871,479 | dollars as filed | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,400 | $871,164 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 40,767 | $869,829 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 25,573 | $866,924 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 35,771 | $865,658 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22,223 | $865,141 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 21,200 | $862,416 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,000,000 | $861,250 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 25,000 | $861,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 30,145 | $855,214 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 19,363 | $853,908 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 52,600 | $852,646 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 16,499 | $852,497 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 27,060 | $851,307 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 131,731 | $848,348 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 154,470 | $848,040 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 56,324 | $847,676 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 31,114 | $846,612 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300,000 | $846,000 | dollars as filed | call |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 65,373 | $845,921 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,827 | $845,787 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 86,397 | $844,963 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 19,953 | $844,610 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 101,309 | $843,904 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 163,788 | $841,870 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 9,194 | $841,260 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,585 | $839,412 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 116,921 | $835,985 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 322,154 | $834,379 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 203,998 | $834,352 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,943 | $831,560 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 18,699 | $830,423 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 75,746 | $829,419 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 30,710 | $829,170 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 13,073 | $826,214 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 182,533 | $825,049 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 10,000 | $825,000 | dollars as filed | put |
| AFLAC INC COM | 001055102 | Stock | 10,000 | $825,000 | dollars as filed | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 15,202 | $822,276 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 202,714 | $820,992 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 6,600 | $818,994 | dollars as filed | put |
| PERFICIENT INC | 71375UAF8 | BOND | 987,000 | $817,335 | dollars as filed | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 31,131 | $816,566 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 10,000 | $815,900 | dollars as filed | call |
| NUSHARES ETF TR | 67092P862 | CMN | 20,921 | $815,051 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 54,104 | $811,560 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-24-000161 | superseded | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000209 | superseded | 2024-03-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000240 | this filing | 2024-05-14 | acceptance time not in the bulk data set |