13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 5,730 holding rows worth $496,510,497,689.
- Accession
- 0000769993-23-000353
- Filer
- CIK 886982
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 11,468 entries on the cover page, a total value of $496,510,497,689 stated on the cover page (in dollars after the unit check, H1), rows summing to $496,510,497,689 with VALUE read as dollars as filed, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 51,052 | $1,707,153 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 103,428 | $1,706,563 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 64,819 | $1,706,386 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9,539 | $1,704,810 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 119,090 | $1,702,987 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 73,274 | $1,702,155 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 424,376 | $1,693,261 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 29,301 | $1,686,859 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 1,560,408 | $1,685,240 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 129,227 | $1,685,120 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 155,187 | $1,683,779 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 102,526 | $1,680,402 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 334,652 | $1,676,607 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 110,142 | $1,666,448 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 160,600 | $1,662,210 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 157,745 | $1,661,844 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 58,684 | $1,661,344 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 36,324 | $1,657,101 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 197,436 | $1,656,488 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 112,792 | $1,654,659 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 231,402 | $1,654,525 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 39,049 | $1,654,502 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 29,662 | $1,652,182 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 190,877 | $1,649,177 | dollars as filed | |
| General Electric Company | 369604301 | COM | 15,000 | $1,647,750 | dollars as filed | put |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 295,056 | $1,637,561 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 220,063 | $1,637,269 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 224,985 | $1,635,641 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 100,000 | $1,635,000 | dollars as filed | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 103,729 | $1,632,695 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 425,775 | $1,630,718 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 557,798 | $1,628,770 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 95,810 | $1,625,896 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 287,510 | $1,624,431 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 52,298 | $1,621,238 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 29,374 | $1,612,339 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 65,520 | $1,606,550 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 56,623 | $1,604,684 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 266,985 | $1,601,910 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 93,448 | $1,601,699 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 196,492 | $1,601,408 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 103,895 | $1,601,022 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 90,107 | $1,600,300 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 95,996 | $1,599,293 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 371,072 | $1,591,899 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 48,409 | $1,590,236 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 350,900 | $1,589,577 | dollars as filed | call |
| EXELON CORP COM | 30161N101 | Stock | 39,000 | $1,588,860 | dollars as filed | call |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 1,800,000 | $1,587,600 | dollars as filed | principal |
| 2U INC | 90214J101 | COM | 393,409 | $1,585,438 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 150,000 | $1,582,500 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 136,862 | $1,582,125 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 118,867 | $1,580,931 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,410,878 | $1,580,183 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 25,283 | $1,579,682 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 58,422 | $1,574,473 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,826 | $1,573,187 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 98,833 | $1,571,444 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 147,000 | $1,571,430 | dollars as filed | put |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 25,250 | $1,570,803 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 73,020 | $1,570,660 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 54,388 | $1,568,006 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,500 | $1,567,825 | dollars as filed | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 60,291 | $1,566,360 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 22,976 | $1,563,746 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 1,938,000 | $1,562,493 | dollars as filed | principal |
| DYNEX CAP INC | 26817Q886 | COM | 123,435 | $1,554,046 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 104,156 | $1,549,842 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,171,277 | $1,546,086 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 57,361 | $1,541,290 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 174,480 | $1,540,656 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 136,500 | $1,538,355 | dollars as filed | call |
| OOMA INC | 683416101 | COM | 102,511 | $1,534,590 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 150,109 | $1,531,112 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 152,771 | $1,527,710 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 310,784 | $1,525,949 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 91,474 | $1,525,787 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 12,564 | $1,523,008 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 145,875 | $1,520,017 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 838,362 | $1,517,435 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40,000 | $1,507,200 | dollars as filed | put |
| ASTRONICS CORP COM | 046433108 | Stock | 75,891 | $1,507,195 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,000 | $1,502,400 | dollars as filed | put |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 71,802 | $1,501,385 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 36,353 | $1,500,292 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,794 | $1,498,375 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 327,071 | $1,497,985 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 36,805 | $1,497,964 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 96,820 | $1,493,932 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 245,080 | $1,492,537 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 18,193 | $1,489,370 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 61,650 | $1,488,231 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 41,155 | $1,486,930 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 26,035 | $1,480,871 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 22,500 | $1,480,725 | dollars as filed | put |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 8,467 | $1,478,846 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 25,000 | $1,475,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 18,497 | $1,474,396 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 258,657 | $1,474,345 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 37,400 | $1,471,316 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 35,964 | $1,470,928 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 57,857 | $1,469,568 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,483,915 | $1,468,779 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 35,400 | $1,465,914 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 137,000 | $1,464,530 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 54,068 | $1,463,080 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 208,700 | $1,462,987 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 47,935 | $1,462,497 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,369,000 | $1,460,545 | dollars as filed | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 269,414 | $1,460,224 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 40,902 | $1,459,383 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 2,300,000 | $1,457,625 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 18,261 | $1,457,045 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,120,222 | $1,456,288 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 132,455 | $1,454,356 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 28,000 | $1,450,120 | dollars as filed | put |
| VERTEX ENERGY INC | 92534K107 | COM | 231,693 | $1,448,081 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 89,115 | $1,443,663 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,125,000 | $1,441,125 | dollars as filed | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 230,546 | $1,438,607 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 157,500 | $1,437,975 | dollars as filed | put |
| WIDEOPENWEST INC | 96758W101 | COM | 170,126 | $1,435,863 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 80,000 | $1,435,200 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,730 | $1,434,091 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 45,785 | $1,431,697 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 256,762 | $1,427,596 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 163,313 | $1,425,723 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 78,134 | $1,422,820 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 812,890 | $1,422,557 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 133,039 | $1,418,701 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 8,038 | $1,418,385 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 139,451 | $1,407,061 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 68,400 | $1,404,936 | dollars as filed | put |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 378,191 | $1,403,089 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 329,199 | $1,402,388 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 56,758 | $1,401,923 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 63,426 | $1,401,715 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 129,423 | $1,400,357 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,574 | $1,397,804 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 18,153 | $1,397,055 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 16,500 | $1,396,065 | dollars as filed | put |
| HCI GROUP INC | 40416E103 | COM | 22,563 | $1,393,942 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 76,952 | $1,390,523 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 30,226 | $1,389,489 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 17,961 | $1,387,487 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 157,113 | $1,384,166 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 37,081 | $1,383,863 | dollars as filed | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,317 | $1,380,674 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 357,899 | $1,377,911 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 60,662 | $1,376,420 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 129,815 | $1,376,039 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 38,842 | $1,368,792 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 120,748 | $1,365,660 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 783,731 | $1,363,692 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 13,946 | $1,358,899 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 60,838 | $1,356,687 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 54,288 | $1,353,400 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 179,767 | $1,350,050 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 31,936 | $1,348,657 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 48,693 | $1,344,901 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 19,800 | $1,344,024 | dollars as filed | call |
| ZIONS BANCORPORATION | 989701107 | COM | 50,000 | $1,343,000 | dollars as filed | call |
| LUMOS PHARMA INC | 55028X109 | COM | 406,944 | $1,342,915 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 22,441 | $1,339,054 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,446 | $1,338,306 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 21,953 | $1,337,816 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 10,000 | $1,333,492 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 26,010 | $1,331,964 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 89,921 | $1,329,932 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 128,825 | $1,329,474 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 143,203 | $1,328,924 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 346,453 | $1,326,915 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 47,660 | $1,326,378 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 262,235 | $1,324,287 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 332,468 | $1,323,223 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 237,111 | $1,320,708 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 46,300 | $1,319,087 | dollars as filed | call |
| ONESPAN INC | 68287N100 | COM | 88,878 | $1,318,949 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 151,889 | $1,312,323 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,900 | $1,309,918 | dollars as filed | put |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 197,822 | $1,307,603 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 19,900 | $1,304,644 | dollars as filed | call |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 186,749 | $1,301,640 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,527,000 | $1,300,867 | dollars as filed | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 44,762 | $1,299,441 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 393,511 | $1,298,587 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 94,204 | $1,298,131 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 208,338 | $1,297,946 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 62,926 | $1,295,646 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 40,764 | $1,293,442 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 216,811 | $1,292,194 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 16,408 | $1,291,638 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 89,127 | $1,291,450 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 189,700 | $1,289,960 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 68,852 | $1,283,401 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 41,389 | $1,281,817 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 53,174 | $1,280,962 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 387,732 | $1,279,516 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 15,052 | $1,277,669 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 88,841 | $1,276,645 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 36,631 | $1,274,770 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 25,430 | $1,270,729 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 13,988 | $1,269,831 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 50,544 | $1,268,149 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 553,008 | $1,266,388 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 67,238 | $1,265,419 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 27,700 | $1,262,012 | dollars as filed | put |
| BAXTER INTL INC | 071813109 | COM | 27,700 | $1,262,012 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,825 | $1,261,980 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 1,000,000 | $1,257,500 | dollars as filed | principal |
| CRA INTL INC | 12618T105 | COM | 12,314 | $1,256,028 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 40,987 | $1,253,792 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 50,180 | $1,252,493 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,600,000 | $1,250,400 | dollars as filed | principal |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 15,817 | $1,246,364 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 100,000 | $1,246,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 893,868 | $1,242,476 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 170,631 | $1,240,488 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 24,009 | $1,240,305 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 256,200 | $1,237,446 | dollars as filed | put |
| HALEON PLC SPON ADS | 405552100 | ADR | 147,400 | $1,235,212 | dollars as filed | put |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 115,286 | $1,228,949 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 1,400,000 | $1,228,780 | dollars as filed | principal |
| FORRESTER RESH INC | 346563109 | COM | 42,207 | $1,227,802 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 31,626 | $1,226,456 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 31,112 | $1,226,123 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 29,909 | $1,225,073 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 40,905 | $1,221,423 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 42,485 | $1,220,594 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,217 | $1,219,894 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 137,793 | $1,219,471 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 286,618 | $1,218,127 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,556 | $1,216,406 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 20,304 | $1,209,915 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 26,585 | $1,207,225 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 151,373 | $1,204,929 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 115,523 | $1,204,905 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 22,016 | $1,204,055 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 34,707 | $1,203,292 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 41,552 | $1,202,099 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 46,929 | $1,199,036 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322103 | CMN | 40,462 | $1,193,552 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 51,871 | $1,191,996 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 112,127 | $1,190,789 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 175,841 | $1,190,443 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 21,026 | $1,186,077 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 47,836 | $1,183,941 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000,000 | $1,183,000 | dollars as filed | principal |
| PROSHARES TR | 74347G325 | CMN | 30,000 | $1,180,347 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 6,293 | $1,178,113 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 414,103 | $1,176,053 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 753,315 | $1,175,172 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 68,250 | $1,174,583 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 38,825 | $1,174,068 | dollars as filed | |
| PROSHARES TR | 74347B565 | CMN | 12,569 | $1,173,938 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 266,700 | $1,173,480 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 26,162 | $1,171,273 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 105,231 | $1,169,117 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 19,135 | $1,168,766 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 121,713 | $1,167,227 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 109,833 | $1,165,328 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,139 | $1,160,170 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 112,418 | $1,160,154 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,172 | $1,159,430 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 6,000 | $1,155,360 | dollars as filed | put |
| Chubb Limited | H1467J104 | COM | 6,000 | $1,155,360 | dollars as filed | call |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 1,500,000 | $1,154,730 | dollars as filed | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $1,150,800 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $1,150,800 | dollars as filed | call |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 270,641 | $1,150,224 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 93,775 | $1,149,681 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 57,839 | $1,149,261 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 24,849 | $1,148,958 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 78,880 | $1,148,493 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 825,711 | $1,147,738 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 110,771 | $1,147,588 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 140,897 | $1,144,084 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 99,463 | $1,143,825 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 305,721 | $1,143,397 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 38,658 | $1,140,026 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 108,215 | $1,137,340 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 111,888 | $1,135,664 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 60,731 | $1,131,419 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 30,000 | $1,130,700 | dollars as filed | put |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 1,375,000 | $1,129,219 | dollars as filed | principal |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 204,074 | $1,126,488 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 20,988 | $1,125,377 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 386,983 | $1,122,251 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 81,721 | $1,121,212 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 83,826 | $1,119,916 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 59,355 | $1,118,249 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,855 | $1,118,161 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 58,377 | $1,116,752 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 26,200 | $1,113,238 | dollars as filed | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 466,698 | $1,110,742 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 25,000 | $1,105,750 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 163,747 | $1,105,293 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 27,731 | $1,104,526 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 72,000 | $1,103,760 | dollars as filed | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 140,308 | $1,101,418 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 1,475,000 | $1,100,350 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 97,500 | $1,098,825 | dollars as filed | put |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 30,818 | $1,097,749 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,511 | $1,097,559 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 322,727 | $1,097,272 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 61,492 | $1,095,787 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 618,859 | $1,095,381 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 101,427 | $1,091,355 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 16,233 | $1,089,072 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 765,659 | $1,079,579 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 39,735 | $1,078,805 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 87,152 | $1,078,071 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 18,000 | $1,075,140 | dollars as filed | put |
| SPDW | 78463X889 | COM | 33,003 | $1,073,918 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 31,327 | $1,073,890 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 35,206 | $1,073,784 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 102,051 | $1,072,556 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 207,492 | $1,070,658 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 26,209 | $1,065,658 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 43,229 | $1,063,001 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 4,900 | $1,062,565 | dollars as filed | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 51,986 | $1,056,355 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 42,471 | $1,053,706 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 98,951 | $1,052,839 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 59,529 | $1,051,877 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 928,091 | $1,048,743 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 55,581 | $1,047,702 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 35,167 | $1,045,515 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 109,163 | $1,044,690 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 117,863 | $1,040,730 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874101 | CL A | 100,000 | $1,039,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 19,300 | $1,038,726 | dollars as filed | put |
| BLUE BIRD CORP | 095306106 | COM | 46,149 | $1,037,429 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 99,000 | $1,033,560 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 7,357 | $1,031,545 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 70,086 | $1,030,965 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 10,533 | $1,029,835 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,000 | $1,027,260 | dollars as filed | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 196,395 | $1,027,145 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 69,862 | $1,026,972 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 71,755 | $1,025,379 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 100,000 | $1,025,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 263,800 | $1,023,544 | dollars as filed | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 13,872 | $1,022,644 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 253,756 | $1,020,099 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 91,727 | $1,017,253 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 44,000 | $1,012,880 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 26,689 | $1,008,844 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 11,977 | $1,006,188 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 23,903 | $1,005,049 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 38,442 | $1,004,105 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,992 | $1,002,527 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 99,148 | $999,412 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 29,667 | $998,295 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 500,000 | $998,210 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 13,505 | $996,264 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 27,023 | $995,257 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 93,501 | $993,916 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 466,584 | $993,824 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 6,528 | $992,125 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 57,695 | $991,777 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 103,602 | $990,435 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 60,845 | $988,123 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 46,448 | $985,757 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 185,684 | $984,125 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 80,600 | $983,723 | dollars as filed | put |
| TRANSCAT INC | 893529107 | COM | 11,504 | $981,407 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 14,153 | $978,114 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,975 | $973,288 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 556,023 | $973,041 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 69,567 | $972,547 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 203,285 | $969,669 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 106,199 | $969,596 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 143,901 | $967,014 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 200,000 | $966,000 | dollars as filed | call |
| TUCOWS INC | 898697206 | COM NEW | 34,695 | $962,439 | dollars as filed | |
| DBX ETF TR | 23306X209 | CMN | 33,400 | $962,277 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 85,956 | $961,847 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 22,700 | $961,572 | dollars as filed | put |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 52,143 | $961,516 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,881 | $959,539 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 144,046 | $959,346 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 44,300 | $956,880 | dollars as filed | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 49,000 | $955,010 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 76,697 | $954,111 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 86,529 | $951,819 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 208,898 | $950,486 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 44,383 | $948,465 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 238,275 | $948,335 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 384,675 | $946,301 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 35,799 | $944,736 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,512 | $944,206 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,697 | $944,037 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 82,419 | $943,698 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 941,357 | $941,357 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 40,412 | $940,791 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 24,959 | $939,707 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 38,001 | $938,245 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 249,394 | $937,722 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 14,851 | $937,395 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 28,185 | $936,024 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 20,620 | $935,942 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 950,000 | $935,275 | dollars as filed | principal |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 87,718 | $933,320 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 123,260 | $933,078 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 45,718 | $929,447 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,863 | $929,178 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,004,000 | $926,190 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 5,000,000 | $925,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 17,905 | $922,824 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 96,200 | $922,558 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 28,118 | $922,552 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 37,855 | $921,391 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 41,900 | $919,705 | dollars as filed | call |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 85,399 | $916,331 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 80,548 | $915,831 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 149,300 | $910,730 | dollars as filed | put |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 22,610 | $910,505 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 36,670 | $908,677 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 87,766 | $908,378 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 596,007 | $905,931 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 9,404 | $905,793 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 120,076 | $905,373 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 143,221 | $905,157 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 215,411 | $904,726 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 23,997 | $904,687 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 184,159 | $904,221 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 501,497 | $902,694 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 185,396 | $901,025 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 135,085 | $901,019 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 350,000 | $900,725 | dollars as filed | principal |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 101,111 | $899,888 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 39,431 | $899,815 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,289 | $898,199 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 98,267 | $898,160 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A109 | COM | 85,017 | $896,929 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 271,338 | $895,415 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 22,600 | $893,152 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 177,122 | $892,695 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 48,067 | $892,124 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 5,999 | $891,091 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 31,259 | $889,387 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 11,820 | $888,746 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 963,000 | $887,462 | dollars as filed | principal |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 27,614 | $887,238 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 60,292 | $886,896 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 459,273 | $886,397 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,584 | $885,399 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 130,976 | $884,088 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 173,295 | $883,805 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 917,000 | $883,071 | dollars as filed | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 25,800 | $882,360 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 91,414 | $882,146 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 351,002 | $881,015 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 294,533 | $880,654 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 14,315 | $879,657 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 79,076 | $877,743 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 71,367 | $875,673 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 174,074 | $875,592 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 15,174 | $871,155 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 23,001 | $869,898 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 23,765 | $869,812 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 224,662 | $869,442 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 10,347 | $865,527 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 146,156 | $865,244 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 36,611 | $863,653 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 213,282 | $859,526 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 21,361 | $857,458 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 40,000 | $856,800 | dollars as filed | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 40,000 | $856,800 | dollars as filed | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 60,130 | $855,650 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 27,903 | $855,506 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,075,000 | $854,625 | dollars as filed | principal |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 25,000 | $851,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 303,231 | $849,047 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,000 | $848,900 | dollars as filed | call |
| MORGAN STANLEY ETF TRUST | 61774R205 | CALVERT US LARCP | 15,277 | $848,179 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 15,444 | $845,097 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 1,175,000 | $840,078 | dollars as filed | principal |
| MATCH GROUP INC NEW | 57667L107 | COM | 20,000 | $837,000 | dollars as filed | call |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 875,000 | $836,701 | dollars as filed | principal |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 77,100 | $835,764 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 466,070 | $834,265 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 328,326 | $833,948 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 56,200 | $832,884 | dollars as filed | put |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 217,608 | $831,263 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,000,000 | $830,000 | dollars as filed | principal |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 13,557 | $828,604 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 68,652 | $825,198 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 123,153 | $825,125 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 443,188 | $824,330 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 87,600 | $819,060 | dollars as filed | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 40,651 | $818,711 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 21,241 | $816,717 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 97,790 | $814,591 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 1,143,000 | $809,816 | dollars as filed | principal |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 45,249 | $809,504 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 285,851 | $808,958 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 16,499 | $807,751 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 75,000 | $807,750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000353 | this filing | 2023-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000250 | base | 2024-05-14 | acceptance time not in the bulk data set |