13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 6,254 holding rows worth $432,498,348,000.
- Accession
- 0000769993-22-000355
- Filer
- CIK 886982
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 11,728 entries on the cover page, a total value of $432,498,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,572,224,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARNES & NOBLE ED INC | 06777U101 | COM | 82,771 | $199,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 22,219 | $198,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,016 | $198,000 | thousands by filing date | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 12,924 | $197,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,676 | $197,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 24,265 | $197,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 20,108 | $197,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 23,592 | $196,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 56,376 | $196,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 44,919 | $195,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 60,930 | $195,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 17,075 | $194,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 85,212 | $194,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 133,693 | $194,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 200,000 | $194,000 | thousands by filing date | principal |
| AKOUOS INC | 00973J101 | COM | 28,722 | $194,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 19,428 | $194,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 35,307 | $193,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,830 | $193,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 122,646 | $191,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 10,000 | $190,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,336 | $190,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 14,047 | $190,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 10,105 | $190,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,814 | $190,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 19,355 | $189,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 27,320 | $189,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 42,119 | $188,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25,000 | $186,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 27,123 | $185,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 41,168 | $185,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 35,158 | $185,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 26,723 | $185,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 175,000 | $182,000 | thousands by filing date | principal |
| ASTRA SPACE INC | 04634X103 | COM CL A | 297,566 | $182,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 25,346 | $179,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 117,747 | $177,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 27,906 | $177,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,625 | $177,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 12,340 | $177,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 32,948 | $176,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 542,957 | $174,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,699 | $173,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 21,062 | $173,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 26,523 | $173,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,200 | $172,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 23,939 | $172,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 27,752 | $170,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 14,541 | $170,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 200,000 | $170,000 | thousands by filing date | principal |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 11,828 | $169,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,505 | $169,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 200,000 | $169,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 250,000 | $168,000 | thousands by filing date | principal |
| MCEWEN INC. | 58039P305 | COM NEW | 51,216 | $167,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 139,904 | $166,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 12,324 | $166,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 26,413 | $165,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 40,976 | $165,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 27,934 | $164,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 37,526 | $164,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 48,438 | $164,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 25,923 | $163,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 47,584 | $162,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,007 | $161,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 13,145 | $160,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 73,025 | $160,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 171,895 | $160,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 129,957 | $159,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 74,567 | $158,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 16,139 | $158,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 31,444 | $158,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 111,761 | $158,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 54,962 | $158,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 16,000 | $158,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 16,000 | $158,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H207 | UNIT 99/99/9999 | 16,125 | $157,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 23,956 | $156,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 14,865 | $156,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 10,785 | $154,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 69,059 | $154,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 16,544 | $154,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 59,597 | $153,000 | thousands by filing date | |
| ALLEGO N V | N0796A100 | COM | 35,059 | $153,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 15,217 | $152,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 71,406 | $151,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 550,648 | $151,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 30,013 | $151,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 209,361 | $151,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 24,964 | $150,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 78,351 | $149,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 65,343 | $148,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,014 | $148,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 35,135 | $148,000 | thousands by filing date | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 200,000 | $148,000 | thousands by filing date | principal |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 14,700 | $148,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 110,983 | $148,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 463,810 | $147,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 17,100 | $147,000 | thousands by filing date | put |
| FORGEROCK INC | 34631B101 | CL A | 10,135 | $147,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 157,377 | $146,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 18,901 | $145,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 34,719 | $145,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 16,922 | $145,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 22,399 | $144,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 21,735 | $144,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 205,755 | $144,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 189,150 | $144,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 72,454 | $143,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 35,318 | $142,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 42,455 | $142,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 16,399 | $141,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,976 | $141,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,608 | $141,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 163,647 | $141,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 28,655 | $138,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,515 | $138,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $137,000 | thousands by filing date | principal |
| STARTEK INC | 85569C107 | COM | 45,660 | $137,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 200,000 | $136,000 | thousands by filing date | principal |
| TEADS HLDG CO | 69002R103 | COM | 36,926 | $135,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 141,886 | $135,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,517 | $134,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 63,876 | $134,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,494 | $133,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,007 | $133,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 12,915 | $132,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 254,511 | $132,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 79,199 | $131,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 225,000 | $131,000 | thousands by filing date | principal |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 187,475 | $131,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 80,770 | $130,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 13,168 | $130,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 81,099 | $129,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 154,000 | $128,000 | thousands by filing date | principal |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 630,539 | $128,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 150,000 | $127,000 | thousands by filing date | principal |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 11,228 | $126,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 11,333 | $126,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 44,870 | $125,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 121,284 | $125,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 39,556 | $125,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 22,120 | $124,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 12,565 | $124,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,503 | $123,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 126,570 | $123,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 25,782 | $122,000 | thousands by filing date | |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 118,576 | $122,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 87,998 | $122,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 95,500 | $121,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 67,187 | $121,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 183,457 | $121,000 | thousands by filing date | |
| EVE HLDG INC | 29970N104 | COM | 13,013 | $120,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 123,841 | $120,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 35,851 | $120,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 73,437 | $120,000 | thousands by filing date | |
| WESTROCK COFFEE CO | 96145W103 | COM | 11,530 | $119,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20,978 | $119,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 29,147 | $118,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 33,570 | $118,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 102,231 | $118,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 124,455 | $118,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 35,644 | $118,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 14,426 | $117,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 157,910 | $117,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 11,843 | $117,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 39,523 | $115,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 94,684 | $115,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 29,194 | $115,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 181,715 | $115,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 94,527 | $114,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 29,648 | $113,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 11,375 | $113,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,200 | $112,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 11,408 | $112,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 25,186 | $111,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 55,438 | $111,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 195,595 | $111,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 130,856 | $111,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A109 | COM | 11,080 | $111,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,761 | $110,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 32,534 | $110,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 50,000 | $110,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 37,079 | $110,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 11,033 | $110,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 38,766 | $109,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 11,000 | $109,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 150,000 | $108,000 | thousands by filing date | principal |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 10,656 | $106,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R204 | UNIT 02/10/2027 | 10,600 | $106,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 57,267 | $105,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 116,622 | $104,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 10,159 | $104,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 39,006 | $103,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 100,000 | $103,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 37,035 | $101,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 55,965 | $100,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 10,055 | $100,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 139,938 | $99,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 134,826 | $98,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 19,085 | $98,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 20,484 | $98,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 29,941 | $97,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 60,000 | $97,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 43,489 | $97,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 56,843 | $97,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 17,780 | $96,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,373 | $95,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 37,135 | $95,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 55,380 | $95,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 100,000 | $95,000 | thousands by filing date | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 94,088 | $95,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 14,226 | $95,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 41,588 | $95,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 37,629 | $95,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 59,674 | $94,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 242,738 | $94,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 54,978 | $93,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 57,095 | $93,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 19,713 | $93,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 58,671 | $92,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 13,896 | $92,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,200 | $92,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 125,000 | $91,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 24,669 | $90,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 34,923 | $89,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,503 | $89,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 81,904 | $89,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 74,742 | $89,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 27,557 | $88,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 33,828 | $88,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 20,729 | $88,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 92,137 | $88,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 75,000 | $86,000 | thousands by filing date | principal |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 70,115 | $85,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 21,947 | $85,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,889 | $85,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 17,802 | $85,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 56,635 | $85,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 32,314 | $85,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 26,577 | $84,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 16,577 | $84,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 43,483 | $84,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 66,239 | $83,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 36,286 | $82,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 65,834 | $82,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 16,238 | $81,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,981 | $81,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 10,210 | $79,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 13,724 | $79,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 19,493 | $79,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 96,469 | $78,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,096 | $78,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 76,000 | $77,000 | thousands by filing date | principal |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 514,688 | $77,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 25,240 | $76,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 23,490 | $76,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 19,062 | $76,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 68,575 | $76,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,299 | $75,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 23,319 | $75,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 24,503 | $74,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 10,055 | $74,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 12,018 | $74,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 64,683 | $74,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 61,797 | $74,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 26,940 | $73,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 10,609 | $73,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 84,192 | $73,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 60,740 | $72,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,600 | $72,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 39,914 | $72,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 21,700 | $71,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 34,065 | $71,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 11,916 | $70,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 17,666 | $69,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 481,746 | $69,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 66,229 | $68,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 29,372 | $68,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 36,074 | $67,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 29,082 | $67,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 16,529 | $66,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 11,553 | $66,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $66,000 | thousands by filing date | principal |
| ARQIT QUANTUM INC | G0567U119 | WTS | 72,319 | $65,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 140,062 | $65,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 17,286 | $64,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 11,004 | $64,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 395,208 | $64,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 279,480 | $64,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 19,893 | $63,000 | thousands by filing date | |
| SYSTEM1 INC | 87200P109 | COM | 10,055 | $63,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 189,994 | $62,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 275,776 | $61,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,520 | $60,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 296,628 | $60,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 47,839 | $59,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 78,067 | $59,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,647 | $58,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 21,632 | $58,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 25,795 | $58,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 59,918 | $57,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 29,807 | $57,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 12,322 | $57,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,020 | $55,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 15,805 | $55,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $55,000 | thousands by filing date | principal |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 11,220 | $55,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 10,953 | $54,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 157,815 | $54,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 34,090 | $53,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,119 | $53,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 46,269 | $51,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 14,569 | $51,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 37,998 | $51,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 17,594 | $51,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,419 | $50,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 105,712 | $50,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 73,720 | $49,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,701 | $48,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 299,808 | $48,000 | thousands by filing date | |
| Vivani Medical Inc - US | 92854B109 | Equity | 21,267 | $48,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 117,313 | $48,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 48,103 | $47,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 91,341 | $46,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 50,268 | $46,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $46,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 18,665 | $45,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 14,263 | $45,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 24,531 | $45,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 72,391 | $45,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,600 | $44,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 13,110 | $44,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 25,034 | $44,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 12,428 | $44,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 29,043 | $44,000 | thousands by filing date | |
| NIO INC | 62914VAE6 | NOTE 2/0 | 50,000 | $44,000 | thousands by filing date | principal |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 43,166 | $43,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 25,716 | $43,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 20,601 | $42,000 | thousands by filing date | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $41,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 18,851 | $40,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,473 | $39,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 29,598 | $39,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $39,000 | thousands by filing date | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 11,462 | $38,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 12,199 | $38,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 325,665 | $38,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 24,801 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 84,825 | $37,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 61,573 | $37,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $37,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 379,725 | $37,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 14,014 | $36,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 12,944 | $36,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 412,547 | $36,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 13,033 | $35,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 86,380 | $35,000 | thousands by filing date | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 42,000 | $35,000 | thousands by filing date | principal |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 63,493 | $35,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $34,000 | thousands by filing date | principal |
| MOMENTUS INC | 60879E101 | COM | 24,622 | $34,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 38,535 | $34,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $33,000 | thousands by filing date | principal |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $33,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $33,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 27,704 | $32,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 30,054 | $32,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $32,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 75,000 | $32,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 82,199 | $32,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 19,485 | $32,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 75,800 | $31,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $31,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 431,162 | $31,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,977 | $31,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 70,848 | $31,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 16,041 | $31,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 13,180 | $31,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 82,610 | $31,000 | thousands by filing date | |
| NETCAPITAL INC | 64113L103 | COM | 16,398 | $31,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 770,794 | $31,000 | thousands by filing date | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 200,835 | $30,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 13,247 | $30,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 25,000 | $30,000 | thousands by filing date | put |
| NEWEGG COMMERCE INC | G6483G100 | COM | 12,876 | $30,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,729 | $29,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 19,022 | $29,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $29,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 69,014 | $29,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 33,352 | $29,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 15,000 | $28,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,501 | $28,000 | thousands by filing date | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 148,700 | $28,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 16,572 | $28,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 18,402 | $28,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 280,747 | $28,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C114 | *W EXP 99/99/999 | 230,182 | $28,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 24,100 | $27,000 | thousands by filing date | put |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 19,553 | $27,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 17,390 | $27,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 242,040 | $27,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 394,520 | $27,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $26,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 28,321 | $26,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 16,385 | $26,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,080 | $26,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 316,770 | $26,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 38,263 | $26,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 193,180 | $26,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 73,709 | $26,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $26,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 258,909 | $26,000 | thousands by filing date | |
| OPAL FUELS INC | 68347P111 | WTS | 18,000 | $26,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 226,905 | $25,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $25,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $25,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $25,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 24,003 | $25,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 16,237 | $24,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 31,160 | $24,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,803 | $24,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 12,157 | $24,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 18,093 | $24,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 275,262 | $24,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 31,806 | $24,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $23,000 | thousands by filing date | |
| Chain Bridge I | G2061X110 | Warrant | 194,741 | $23,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 20,853 | $23,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 23,192 | $23,000 | thousands by filing date | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 227,390 | $23,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,349 | $22,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 28,000 | $22,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 144,832 | $22,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 19,308 | $22,000 | thousands by filing date | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 245,000 | $22,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 14,265 | $22,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,383 | $22,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 11,670 | $22,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 38,943 | $22,000 | thousands by filing date | |
| MONDEE HOLDINGS INC | 465712115 | WTS | 34,951 | $22,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 19,234 | $21,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 31,420 | $21,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $21,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 10,476 | $21,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 24,411 | $21,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $21,000 | thousands by filing date | principal |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 232,653 | $21,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 210,478 | $21,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $21,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 245,777 | $21,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 220,449 | $20,000 | thousands by filing date | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 249,343 | $20,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,455 | $20,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 38,859 | $20,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 220,001 | $20,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 304,217 | $20,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 458,239 | $20,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $20,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 222,121 | $20,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 43,451 | $20,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 157,654 | $20,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 16,055 | $19,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 13,895 | $19,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 33,701 | $19,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,232 | $19,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 44,521 | $19,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 179,044 | $19,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 77,405 | $19,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 192,408 | $19,000 | thousands by filing date | |
| TNL Mediagene | G1330L121 | Warrant | 160,443 | $18,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 12,145 | $18,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 16,472 | $18,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 34,182 | $18,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 262,102 | $18,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,473 | $17,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 15,971 | $17,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 17,599 | $17,000 | thousands by filing date | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $17,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 13,497 | $17,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 249,850 | $17,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 457,573 | $17,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,364 | $16,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,618 | $16,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 10,962 | $16,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 76,338 | $16,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 14,599 | $16,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 266,600 | $16,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 10,446 | $16,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $16,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 113,490 | $16,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 40,067 | $16,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 264,379 | $16,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 21,619 | $16,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 12,012 | $15,000 | thousands by filing date | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,385 | $15,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 13,234 | $15,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 15,487 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-22-000355 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000247 | base | 2024-05-14 | acceptance time not in the bulk data set |