13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 6,537 holding rows worth $476,169,377,000.
- Accession
- 0000769993-22-000283
- Filer
- CIK 886982
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 12,248 entries on the cover page, a total value of $476,169,377,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $476,169,377,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAKKT HOLDINGS INC | 05759B107 | COM | 22,512 | $139,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 96,832 | $139,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 13,834 | $139,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 30,400 | $138,000 | thousands by filing date | put |
| NEXA RES S A | L67359106 | COM | 14,736 | $138,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 458,239 | $138,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 229,309 | $138,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 25,224 | $137,000 | thousands by filing date | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 150,000 | $136,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 36,005 | $136,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,242 | $135,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 133,000 | $135,000 | thousands by filing date | principal |
| TRANSPHORM INC | 89386L100 | COM | 19,091 | $135,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 97,739 | $134,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 21,521 | $134,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 29,700 | $133,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 46,144 | $133,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 52,789 | $133,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 210,737 | $133,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 36,976 | $132,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 13,000 | $130,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 18,328 | $129,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 514,688 | $129,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 12,801 | $129,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 102,321 | $128,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 13,168 | $128,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 190,765 | $128,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 154,345 | $128,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $128,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 457,573 | $128,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 17,677 | $127,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 48,312 | $126,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 46,275 | $126,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 66,772 | $126,000 | thousands by filing date | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 168,000 | $124,000 | thousands by filing date | principal |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 12,544 | $123,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 89,162 | $123,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,505 | $122,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 65,000 | $122,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 15,169 | $122,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 24,239 | $122,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,600 | $121,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 13,267 | $121,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 116,231 | $121,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 88,615 | $121,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,655 | $120,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 33,802 | $120,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20,978 | $119,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 226,805 | $119,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 29,792 | $119,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 144,693 | $119,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 14,342 | $118,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 211,198 | $118,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 91,519 | $117,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 10,953 | $117,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 23,125 | $117,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 26,249 | $117,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 70,595 | $116,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 431,162 | $116,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 11,700 | $116,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L106 | CLASS A ORD SHS | 11,780 | $116,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 28,807 | $115,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 25,787 | $115,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 28,205 | $114,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 19,046 | $114,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 11,263 | $114,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 14,068 | $113,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 63,200 | $113,000 | thousands by filing date | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 45,035 | $113,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 18,296 | $113,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 11,404 | $113,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 29,011 | $113,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 28,790 | $113,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 37,877 | $113,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 150,000 | $112,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 49,647 | $112,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,644 | $111,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 10,972 | $111,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 131,609 | $110,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,798 | $109,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 16,661 | $109,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 180,940 | $109,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 30,124 | $109,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,476 | $108,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 100,000 | $108,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 79,000 | $108,000 | thousands by filing date | principal |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 11,000 | $108,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P103 | ORDINARY SHARES | 10,900 | $108,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 15,289 | $107,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 51,305 | $106,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,365 | $106,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 25,998 | $106,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 48,944 | $106,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 26,612 | $106,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 32,904 | $106,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 125,000 | $105,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 30,390 | $105,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 16,677 | $105,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 10,638 | $104,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 22,785 | $103,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 10,395 | $103,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 36,708 | $102,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 169,416 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,217 | $101,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 298,329 | $101,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A109 | CMN | 10,184 | $101,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 20,191 | $100,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 65,600 | $100,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 76,000 | $100,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 92,592 | $100,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 10,055 | $100,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,455 | $99,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 94,552 | $99,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 19,895 | $98,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 11,826 | $98,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 424,848 | $98,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 15,056 | $97,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 42,082 | $97,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 90,969 | $97,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 100,000 | $96,000 | thousands by filing date | principal |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $96,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 412,547 | $95,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $94,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 10,957 | $94,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 55,351 | $94,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 94,297 | $94,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 16,100 | $93,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 57,176 | $93,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 36,958 | $93,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 77,911 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 20,088 | $93,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 11,010 | $92,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,803 | $92,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 218,179 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 10,000 | $92,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,000 | $91,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 347,514 | $91,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 36,777 | $90,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $90,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 11,112 | $89,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 64,077 | $89,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 21,544 | $89,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 222,121 | $89,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,802 | $88,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 238,683 | $88,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 24,100 | $87,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 76,000 | $87,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 43,702 | $87,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 379,725 | $87,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 157,815 | $87,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 13,380 | $86,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 25,917 | $86,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 42,668 | $85,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 15,178 | $85,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 242,040 | $85,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 29,025 | $84,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 39,428 | $84,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 19,895 | $84,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 16,655 | $84,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 36,346 | $84,000 | thousands by filing date | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,385 | $83,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,607 | $83,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 12,900 | $83,000 | thousands by filing date | put |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 21,949 | $83,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 275,776 | $83,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 12,801 | $82,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 35,503 | $81,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 10,169 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 10,430 | $80,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 177,778 | $80,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 41,629 | $79,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 15,620 | $79,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 38,567 | $79,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 488,213 | $79,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 19,428 | $78,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $78,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 15,795 | $77,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 17,610 | $77,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,004 | $77,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 117,312 | $77,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $77,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 25,000 | $76,000 | thousands by filing date | put |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $76,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 220,001 | $75,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 135,546 | $75,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 279,480 | $75,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 280,747 | $74,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 295,208 | $74,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 13,080 | $73,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 304,217 | $73,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 20,439 | $72,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 13,012 | $72,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 10,033 | $72,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 105,289 | $72,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $72,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 136,669 | $72,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 179,044 | $72,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $71,000 | thousands by filing date | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $71,000 | thousands by filing date | |
| Chain Bridge I | G2061X110 | Warrant | 194,741 | $70,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 49,483 | $70,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 17,883 | $70,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 127,962 | $70,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,388 | $69,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 10,141 | $69,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 38,735 | $69,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 12,205 | $68,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 22,007 | $68,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 212,289 | $68,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 351,661 | $67,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $67,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $67,000 | thousands by filing date | principal |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 258,909 | $67,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $66,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 21,555 | $66,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 265,053 | $66,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $65,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 75,273 | $63,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 57,052 | $63,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 73,000 | $63,000 | thousands by filing date | principal |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $63,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $63,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 39,311 | $62,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,483 | $62,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $62,000 | thousands by filing date | principal |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 24,258 | $62,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 21,262 | $61,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 316,770 | $61,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 35,073 | $61,000 | thousands by filing date | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 200,835 | $60,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 261,167 | $60,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 260,591 | $60,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,718 | $59,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $59,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 96,316 | $59,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 53,300 | $58,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,132 | $58,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 14,014 | $58,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 19,281 | $58,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 15,494 | $58,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 236,254 | $58,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 175,129 | $57,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $57,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 15,754 | $56,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,623 | $56,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 29,478 | $56,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,135 | $55,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 32,019 | $55,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 145,622 | $55,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 129,079 | $55,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R118 | WTS | 343,700 | $55,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 13,255 | $54,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,781 | $54,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 50,146 | $54,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 265,829 | $54,000 | thousands by filing date | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 150,876 | $54,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 24,600 | $54,000 | thousands by filing date | call |
| APREA THERAPEUTICS INC | 03836J102 | COM | 29,109 | $54,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R114 | *W EXP 99/99/999 | 130,989 | $54,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 10,510 | $53,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 10,926 | $53,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 16,723 | $53,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 44,243 | $53,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 225,677 | $52,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 225,000 | $52,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 21,294 | $52,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 13,797 | $52,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 11,655 | $51,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 24,000 | $51,000 | thousands by filing date | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $51,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 35,457 | $51,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $50,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $50,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 27,159 | $50,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 123,739 | $50,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 16,427 | $49,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 149,427 | $49,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 80,134 | $48,000 | thousands by filing date | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 249,343 | $48,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 16,245 | $48,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 192,408 | $48,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 249,850 | $47,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 27,841 | $46,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 30,369 | $46,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C114 | *W EXP 99/99/999 | 230,182 | $46,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 306,058 | $46,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 134,780 | $46,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 41,126 | $46,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $45,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 21,726 | $45,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345110 | *W EXP 10/21/202 | 128,443 | $45,000 | thousands by filing date | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 227,390 | $45,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 43,201 | $45,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 186,219 | $44,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450116 | WTS | 162,356 | $44,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 211,381 | $44,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U110 | WTS | 50,000 | $44,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $42,000 | thousands by filing date | |
| TNL Mediagene | G1330L121 | Warrant | 160,443 | $42,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 14,249 | $42,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $42,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 10,819 | $41,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,603 | $41,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 120,711 | $41,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 220,449 | $40,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,029 | $40,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 123,557 | $40,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 27,620 | $40,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 10,135 | $39,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 37,065 | $39,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 73,966 | $39,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 54,770 | $39,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 34,632 | $39,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 35,546 | $39,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 157,654 | $39,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 15,838 | $38,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 75,239 | $38,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 54,749 | $37,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 10,451 | $37,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 150,999 | $37,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 33,883 | $37,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 13,080 | $36,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 189,265 | $36,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $36,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 15,390 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $35,000 | thousands by filing date | principal |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 133,333 | $35,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 42,011 | $35,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 16,028 | $34,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,976 | $34,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 29,200 | $34,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $34,000 | thousands by filing date | principal |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 12,900 | $34,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,600 | $33,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 42,800 | $33,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $33,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 151,597 | $33,000 | thousands by filing date | |
| BULLPEN PARLAY ACQUISITION C | G1792A118 | *W EXP 12/03/202 | 143,047 | $33,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 11,385 | $33,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 87,500 | $33,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 119,909 | $33,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 179,100 | $32,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 162,109 | $32,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,677 | $31,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 22,228 | $31,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 125,039 | $31,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 166,033 | $31,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $31,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 52,864 | $31,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 38,581 | $31,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 109,392 | $30,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 23,905 | $30,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 127,714 | $30,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 28,738 | $30,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 21,556 | $30,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 90,027 | $30,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 12,677 | $29,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 108,182 | $29,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 98,064 | $29,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 147,703 | $29,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 38,943 | $29,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 19,537 | $29,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 166,666 | $29,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 13,859 | $28,000 | thousands by filing date | |
| IX ACQUISITION CORP | g5000d111 | WT | 146,100 | $28,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D114 | WARR | 101,067 | $28,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 59,425 | $28,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 133,393 | $28,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 122,157 | $28,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 156,671 | $28,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 20,338 | $28,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 20,996 | $28,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 78,750 | $27,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 102,322 | $27,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 66,170 | $27,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 36,794 | $26,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 11,995 | $26,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 23,200 | $26,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 82,532 | $26,000 | thousands by filing date | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 62,025 | $25,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 92,520 | $25,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 130,682 | $24,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $24,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 42,832 | $24,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 12,716 | $24,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P116 | WTS | 99,800 | $24,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 18,000 | $24,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $23,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,847 | $23,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 102,862 | $23,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 27,687 | $23,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 50,000 | $22,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 93,184 | $22,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,384 | $22,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 15,157 | $22,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 56,300 | $22,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $22,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 45,400 | $22,000 | thousands by filing date | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 128,400 | $21,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $21,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 46,506 | $21,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 22,350 | $21,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 70,637 | $21,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 55,907 | $21,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 98,568 | $21,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 132,140 | $21,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 103,824 | $21,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 68,699 | $21,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 48,389 | $21,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 146,700 | $20,000 | thousands by filing date | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 126,670 | $20,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,337 | $20,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 17,013 | $20,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 24,468 | $20,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,815 | $19,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $19,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 14,956 | $19,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 53,865 | $19,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 60,743 | $19,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 55,586 | $19,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 23,060 | $18,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 39,595 | $18,000 | thousands by filing date | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 50,659 | $18,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 70,000 | $18,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 73,447 | $18,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 98,684 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 58,860 | $18,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 44,060 | $18,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 18,943 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,760 | $17,000 | thousands by filing date | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 11,707 | $17,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 106,961 | $17,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $17,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 49,990 | $17,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 14,000 | $16,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $16,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 97,962 | $16,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 52,223 | $16,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 32,803 | $16,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P112 | WTS | 88,500 | $16,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 63,650 | $16,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 24,296 | $15,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L115 | WARR | 45,080 | $15,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 27,293 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 24,841 | $15,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q111 | WTS | 101,067 | $15,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,002 | $15,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 57,812 | $14,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 52,814 | $14,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $14,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 32,267 | $14,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 53,131 | $14,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 34,265 | $14,000 | thousands by filing date | |
| FST Ltd | G5380L121 | Warrant | 54,741 | $13,000 | thousands by filing date | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 68,300 | $13,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 65,643 | $13,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 59,557 | $13,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A116 | WTS | 57,772 | $13,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 75,907 | $13,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $12,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 19,156 | $12,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $12,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 27,558 | $12,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 71,940 | $12,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 65,585 | $12,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $11,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $11,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 53,473 | $11,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $11,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 75,808 | $11,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 28,012 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 60,300 | $11,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 27,331 | $11,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 34,951 | $11,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V110 | WARR | 25,881 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 68,450 | $10,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 15,744 | $10,000 | thousands by filing date | |
| GENERATION ASIA I ACQUISITIO | G38258128 | *W EXP 99/99/999 | 39,763 | $10,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 10,001 | $10,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 21,916 | $9,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 75,400 | $9,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 48,452 | $9,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 29,287 | $9,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 53,822 | $9,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 20,090 | $9,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $8,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $8,000 | thousands by filing date | |
| TALON 1 ACQUISITION CORP | G86656116 | *W EXP 07/30/202 | 38,800 | $8,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 36,182 | $8,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 31,050 | $8,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 35,864 | $8,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 64,494 | $8,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 51,400 | $8,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 24,641 | $8,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 20,000 | $8,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 16,087 | $8,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T101 | COMMON STOCK | 13,275 | $8,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 42,248 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-22-000283 | this filing | 2022-05-16 | acceptance time not in the bulk data set |