13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-17, with 6,432 holding rows worth $503,617,179,000.
- Accession
- 0000769993-22-000241
- Filer
- CIK 886982
- Filed
- 2022-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, amendment of type restatement, 12,128 entries on the cover page, a total value of $503,617,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $503,617,179,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 15,182 | $153,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,696 | $152,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 111,324 | $152,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 61,047 | $152,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,877 | $151,000 | thousands by filing date | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 168,000 | $150,000 | thousands by filing date | principal |
| BIOMEA FUSION INC | 09077A106 | CMN | 19,934 | $149,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 12,063 | $148,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 59,845 | $148,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 379,725 | $148,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 22,957 | $147,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 36,754 | $146,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 38,383 | $145,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 12,680 | $145,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 36,311 | $145,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 56,933 | $144,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 289,000 | $144,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,900 | $142,000 | thousands by filing date | call |
| METACRINE INC | 59101E103 | COM | 210,435 | $142,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 19,589 | $141,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 13,504 | $141,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556122 | UNIT 10/28/2026 | 13,169 | $140,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 43,219 | $139,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 23,262 | $139,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 13,419 | $139,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 17,749 | $139,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 125,250 | $139,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 15,972 | $139,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 18,512 | $138,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 79,000 | $138,000 | thousands by filing date | principal |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $138,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 37,361 | $138,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 12,137 | $138,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 87,992 | $137,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 39,127 | $137,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 236,254 | $137,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T106 | CLASS A COM | 13,799 | $137,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 295,208 | $136,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 153,435 | $135,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 10,245 | $134,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 25,600 | $133,000 | thousands by filing date | call |
| GROWGENERATION CORP | 39986L109 | COM | 10,161 | $133,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,460 | $133,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 261,167 | $133,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 26,623 | $132,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 24,540 | $132,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 106,410 | $132,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,558 | $132,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 125,000 | $132,000 | thousands by filing date | principal |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 254,764 | $132,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 90,164 | $132,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 19,406 | $131,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 29,170 | $131,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 12,333 | $131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 12,085 | $131,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 127,962 | $131,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 218,988 | $131,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 29,321 | $130,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 14,017 | $130,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 46,030 | $129,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 55,361 | $129,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 10,038 | $129,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 212,289 | $129,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 12,895 | $128,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 164,994 | $128,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 13,000 | $128,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $127,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 47,090 | $126,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $126,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $126,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 98,596 | $126,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 10,738 | $125,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 40,804 | $125,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 13,065 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 10,572 | $125,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 18,683 | $124,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 177,778 | $124,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 345,743 | $123,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 178,333 | $123,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $123,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 100,224 | $123,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 124,988 | $122,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 216,868 | $121,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 50,952 | $121,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 45,094 | $121,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,080 | $120,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,429 | $118,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 115,698 | $118,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 204,990 | $118,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 13,342 | $118,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 12,165 | $117,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 10,000 | $116,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 38,111 | $116,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 43,558 | $115,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L106 | CLASS A ORD SHS | 11,780 | $115,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 125,000 | $114,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 44,148 | $114,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 33,105 | $114,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 157,815 | $114,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 36,478 | $113,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 14,489 | $113,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 11,457 | $113,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 134,380 | $111,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 14,000 | $110,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 13,878 | $109,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 27,134 | $109,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 69,017 | $109,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 15,208 | $108,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 13,577 | $108,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 17,919 | $108,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 11,000 | $108,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 13,475 | $107,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 26,849 | $107,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 80,790 | $107,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 29,260 | $106,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 10,638 | $106,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 92,168 | $105,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,089 | $104,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 10,293 | $104,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 14,626 | $103,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 15,933 | $103,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 100,000 | $102,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 22,149 | $102,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 100,000 | $102,000 | thousands by filing date | principal |
| CANAAN INC | 134748102 | SPONSORED ADS | 19,554 | $101,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 71,949 | $101,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 23,475 | $101,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 12,038 | $101,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 10,395 | $101,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 64,100 | $100,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 175,129 | $100,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 38,394 | $100,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 62,259 | $100,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 10,055 | $100,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 14,938 | $99,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 125,039 | $99,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 149,427 | $99,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 14,942 | $98,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 70,190 | $98,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 38,482 | $98,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 16,194 | $98,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 73,332 | $97,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 10,008 | $97,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 30,041 | $96,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 75,674 | $96,000 | thousands by filing date | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 174,259 | $96,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $95,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 24,100 | $94,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 393,463 | $94,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 80,678 | $94,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 19,619 | $94,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 40,049 | $93,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,044 | $92,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 10,687 | $92,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 68,016 | $91,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,804 | $91,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 25,450 | $91,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 211,381 | $91,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 28,666 | $90,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,283 | $90,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 33,516 | $90,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 37,338 | $90,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 13,239 | $90,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 55,318 | $90,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 58,386 | $90,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 18,240 | $89,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 30,417 | $89,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 22,789 | $88,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 10,890 | $87,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 43,470 | $87,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $87,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 17,568 | $84,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 10,593 | $83,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 64,638 | $83,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 28,671 | $83,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 119,909 | $83,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 57,572 | $83,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 145,200 | $82,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 24,089 | $82,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 62,951 | $82,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 11,393 | $80,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 133,333 | $80,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 156,671 | $80,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,004 | $79,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 58,210 | $79,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $78,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 108,378 | $78,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 130,682 | $77,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 17,068 | $77,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 40,963 | $77,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 87,029 | $76,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 140,935 | $76,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 21,079 | $76,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 17,885 | $75,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $74,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 46,990 | $73,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 23,552 | $73,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 12,207 | $73,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 38,283 | $72,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 61,360 | $72,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 43,480 | $72,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 22,565 | $71,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 19,220 | $71,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $70,000 | thousands by filing date | principal |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 134,780 | $70,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 43,511 | $69,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 14,014 | $69,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 207,780 | $69,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 78,603 | $69,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 12,095 | $69,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 17,900 | $68,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 54,914 | $68,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 23,824 | $68,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,678 | $67,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 13,968 | $66,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 11,370 | $66,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 54,500 | $65,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 66,631 | $65,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 13,000 | $65,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 13,625 | $65,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 11,098 | $64,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 61,759 | $64,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 127,714 | $64,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 26,600 | $63,000 | thousands by filing date | put |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $63,000 | thousands by filing date | principal |
| ADITX THERAPEUTICS INC | 007025109 | COM | 117,658 | $63,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 38,058 | $62,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 10,294 | $62,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 103,824 | $62,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 11,791 | $61,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 78,750 | $61,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 132,140 | $61,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 13,448 | $59,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 98,568 | $59,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 62,760 | $58,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 102,862 | $58,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 100,667 | $58,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 94,297 | $58,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 80,767 | $58,000 | thousands by filing date | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $57,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 27,173 | $57,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,493 | $56,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 32,682 | $56,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 18,725 | $56,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 71,995 | $55,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 39,882 | $55,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 38,533 | $55,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 40,867 | $55,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $55,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 33,950 | $55,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 58,915 | $55,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 24,258 | $55,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 82,532 | $54,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 31,049 | $54,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 85,491 | $53,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 19,526 | $53,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $53,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,298 | $52,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 26,196 | $52,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $52,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 10,080 | $52,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 72,463 | $52,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 98,684 | $52,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 20,290 | $51,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 106,961 | $51,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $51,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 13,174 | $50,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $50,000 | thousands by filing date | principal |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q111 | WTS | 100,000 | $50,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 83,578 | $50,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 50,000 | $50,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,479 | $49,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 14,299 | $48,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 20,949 | $48,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 22,006 | $48,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 29,114 | $48,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 46,457 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,975 | $46,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 10,333 | $46,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 68,013 | $46,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 90,027 | $46,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 92,520 | $46,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $44,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 73,447 | $44,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P116 | WTS | 99,800 | $44,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,060 | $43,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,365 | $43,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 35,662 | $43,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $42,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 155,927 | $42,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 11,000 | $42,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 13,047 | $41,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 72,384 | $41,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 70,637 | $41,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 73,050 | $41,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 18,596 | $40,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,384 | $40,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 37,347 | $40,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 35,139 | $40,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 11,995 | $40,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 10,712 | $40,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 49,990 | $40,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 50,396 | $40,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,513 | $39,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 12,728 | $38,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 75,452 | $38,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 30,721 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $36,000 | thousands by filing date | principal |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 70,000 | $36,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 66,170 | $36,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $35,000 | thousands by filing date | principal |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 71,940 | $35,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 38,595 | $35,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,984 | $34,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 50,874 | $34,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 50,000 | $34,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P112 | WTS | 88,500 | $34,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 70,333 | $34,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 57,812 | $33,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $33,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,382 | $32,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 13,087 | $32,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 33,822 | $32,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 63,650 | $32,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $31,000 | thousands by filing date | principal |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 53,473 | $30,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 32,803 | $30,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 18,000 | $30,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $29,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 22,387 | $29,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,551 | $29,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,283 | $28,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 24,629 | $28,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $27,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 52,814 | $27,000 | thousands by filing date | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 49,408 | $27,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 38,943 | $27,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 34,265 | $27,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 24,296 | $26,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $26,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 37,913 | $26,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 32,267 | $26,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 50,000 | $26,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 20,521 | $26,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $25,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 51,188 | $25,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,484 | $25,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 21,376 | $25,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,002 | $25,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 45,400 | $25,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 25,370 | $24,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 49,500 | $24,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 27,558 | $24,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 18,943 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,291 | $23,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $23,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A116 | WTS | 57,772 | $23,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $22,000 | thousands by filing date | principal |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 36,182 | $22,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 17,355 | $22,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 28,738 | $22,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 21,622 | $22,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 11,825 | $22,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,557 | $22,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $21,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 55,689 | $21,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 21,916 | $20,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $20,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 28,012 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 25,640 | $20,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,877 | $19,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 35,651 | $19,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 41,059 | $18,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,730 | $18,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 13,160 | $18,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 35,864 | $18,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 29,287 | $18,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 27,331 | $18,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 11,288 | $16,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $16,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 12,032 | $16,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 40,050 | $16,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 31,050 | $16,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 12,900 | $16,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 20,090 | $16,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,816 | $15,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 75,400 | $15,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $15,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $15,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 23,503 | $15,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 17,926 | $15,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 60,300 | $15,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 16,698 | $14,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M110 | *W EXP 02/04/2022 | 34,512 | $14,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 88,261 | $14,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,187 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 54,247 | $14,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,875 | $13,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 19,997 | $13,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 10,289 | $13,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 20,613 | $13,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 16,058 | $12,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 31,200 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 19,636 | $12,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 24,153 | $12,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 20,000 | $12,000 | thousands by filing date | |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 22,100 | $11,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 22,953 | $11,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 21,373 | $11,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 10,783 | $11,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 14,949 | $11,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 11,619 | $11,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 20,857 | $11,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 15,528 | $11,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 17,675 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 13,723 | $10,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 16,380 | $10,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 31,308 | $9,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 44,286 | $8,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 67,486 | $8,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 10,822 | $8,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 13,644 | $7,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 34,410 | $7,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 13,018 | $7,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 11,412 | $6,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 11,008 | $6,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 13,799 | $6,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 64,600 | $6,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 21,194 | $5,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 12,100 | $4,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 15,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-22-000212 | superseded | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-22-000241 | this filing | 2022-02-17 | acceptance time not in the bulk data set |